Vipul Kothari

Vipul Kothari Corporate and Investment Banking/Trade Settlements/Risk Ops Reporting/Audit and Reconciliation/Operations/Treasury/Financial Reporting Address: Mumbai, Maharashtra Email: - An enthusiastic visionary, results-driven, senior-level professional equipped with years of verifiable success in the areas of Wealth management, Banking. Proven leader with a solid reputation and extensive experience in a wide-range of industries. Strong ability to utilize a wide-range of transferable skills and knowledge to consistently exceed expectations. EXPERIENCE Citibank Apr 2015 - Mar 2017 Assistant Manager - Treasury & MIS Reporting Ensuring all deals/Trades are approved in system whose manual confirmations are received from clients and verified with client signatures on SVS system and confirm if the signatory is from the authorized list. Preparation of settlement files and ensuring all the deals with documents are screened with no hits received. Check if review date is prior to S or S-1 and if review date is greater than one day ensure to re-screen the deals along with documents for settlement. Mapping documents against the relevant Trade in Webicon and ensure screening is completed. If hits found against any proper noun of document, raise the same to AML Team for clearances. Once clearance received ensure system acceptance is done in Webicon. Perform Due Diligence and if any discrepancy in documents found inform the Customer/Owner and ensure correct documents are being received as per ETA. Preparing and maintaining files for the hits received from AML Team. Ensure that all the documents are mapped against Trades updated in master file. Ensuring Trades and docs are screened with no hits for RTGS/NEFT/SWIFT payments. Also verifying the Trades to ensure that it is flown to correct accounts of clients. Preparation of Daily, Weekly and Monthly Financial reports, like SGL, CSAMTM, Watch Order, Inter-bank confirmation reports along with circulation of Daily Dashboard to management. This includes details of deals for which Annual Statutory Auditor Certificate, Annual Derivative Declaration documents that are still to be received are recorded Bank of America Continuum Solutions Mar 2013 - Jan 2015 Senior Associate - Trade Confirmations Confirmation of trades inputted by front office within defined TAT. Interacting with trade support, NDF Group, investigations and external customers to resolve discrepancies and confirm trades. Seamless processing of volumes, timely resolution of any issues and mitigation of risks associated with unconfirmed/Alleged trades. Send and receive swift confirmations for options such as Knock In, Knock Out, Simple Vanilla from Counter Parties. Sending out confirmation email to Counterparties to confirm the trades. If Counterparty does not recognize sending out emails to trader to provide trade recap, send follow ups. Research and resolve of discrepancies such as Expiry date, premium mismatch, Calculation Agent mismatch etc Franklin Templeton Investments Nov 2008 - Feb 2012 Analyst - Corporate Actions Handled accounts for Fiduciary Trust International as a Corporate Action Analyst. Receive and send daily reports for domestic and international payment of dividends to the clients. Receive reports on daily basis for Domestic and International process from US and Global Custodian. Compare report received with the system holdings and confirm accuracy of reports. Ensure all the fields such as dividend rate, tax applied are in sync with the report. Second source the dividend information from Bloomberg or Onetis before processing. Research and reconcile all the dividend payments before paying out to the clients. Created using Resumonk - Online Resume Builder To research and resolve clients inquiries and ensure the resolution within the time frame. Check and confirm if there are holdings in system and an event is set up for processing. Once the report received, second sourcing and the system holdings are in sync, process the dividend payments in clients A/c through the application such as Global Plus. EDUCATION Sikkim Manipal University Mar 2010 - June 2012 Master of Business Administration - Finance MBA Finance 71% Pragati Mahavidyalaya Affiliated to Osmania University Mar 2005 - June 2008 Bachelor of Commerce B.Com 63% Board of Intermediate Education Mar 2002 - June 2004 Intermediate (10+2) St Francis Xavier Junior College - 64% Central Board of Secondary Education High School SKILLS MS Office Quick Learner Flexible Self Motivated Multitasking Able to operate under pressure Adaptable LANGUAGES English (Proficient), Hindi (Native), Telugu (Proficient) HOBBIES Photography Listening to music Playing table tennis and Cricket ACCOMPLISHMENTS Successfully Transitioned the U.S process to India during my tenure with Franklin Templeton. Received Applause and awards for best Utilization of resources from US Clients and Managers for consistently maintaining the quality standards. Contributed significantly in achieving team goals and winning “Team Champion Award” for successful processing of capital gains for the Fiduciary. Coaching new team members and receiving appreciations from higher management. DECLARATION I, hereby declare that the information provided above is correct and truthful to my knowledge and belief. Date: Place: Mumbai Vipul Kothari Created using Resumonk - Online Resume Builder