Rick Jayson I. Delos Santos, C.P.A.
#25 San Roque Street
Bagumbayan, Quezon City
Cellphone No.:-
Email Address:-www.linkedin.com/in/RickDelosSantos
Permanent Address: #1158 Yakal St., Blue Diamond Subdivision
San Vicente, Sto. Tomas, Pampanga
CAREER OBJECTIVE: To obtain management position where I can utilize and practice my professional knowledge in systematically evaluating and improving the effectiveness of risk management, control and governance process of the organization.
EMPLOYMENT HISTORY
Australia and New Zealand Banking Group Limited (ANZ)
Senior Operations Assurance (July 27, 2015 to present)
Responsible for testing and monitoring of key controls which mitigate operational risks, information security and regulatory compliance obligations.
Provides support in implementing and embedding incident management proposing corrective and preventive risk mitigation ensuring that action plan adequately address the issues/risks
Primary contact point and source of advice/guidance to stakeholders in identification and management of operational & compliance risk and developing of treatment plans
Performs risk assessment of EUC tools providing valuable information to stakeholders and recommendation to reduce risk rating brought by changes in the process due to automation
China Banking Corporation (CBC)
Audit Division, Branches Audit Department-Luzon Unit
Section Head (Oct. 16, 2014 to July 24, 2015)
Senior Audit Assistant (Aug. 16, 2013 to Oct. 15, 2014)
Audit Assistant (Dec. 1, 2011 to August 15, 2013)
Performs duties relation to internal audit function established to examine, evaluate and improve the effectiveness of risk management, compliance, internal control and governance process of the branches, centers of the Bank and its subsidiaries. Namely –
Leads/Participates in the engagement planning and preliminary survey of unit to be audited.
Leads/Conducts audit fieldwork to determine the Unit’s compliance with existing Bank policies and procedures, laws, regulations, best practices and basic internal controls.
Leads/Participates in exit discussions with Unit Officers & Staff Members about audit observations to emphasize the risks and possible financial impact to the Bank and to recommend possible improvements on the Unit’s processes.
Prepares draft of Audit Reports.
Leads/Participates in special audits on Units, processes or specific transactions and investigations of fraud cases or irregularities.
Leads/Participates in reviewing & updating audit program.
BANK SEMINARS AND TRAININGS ATTENDED
ANZ Team Leader Development Program (MDC 100, December 20, 2016)
Powerful Presentation Skills (Solaris One, September 16, 2016)
Computer Assisted Auditing Techniques- Excel (Jan. 20, 2015)
Fraud & Investigation (Jan. 28 – Feb. 1, 2013)
Preparing Quality Audit Work Paper (Jan. 28 – Feb. 1, 2013)
Problem Solving and Decision Making (Jan. 28 – Feb. 1, 2013)
Risk-Based Audit (Jan. 28 – Feb. 1, 2013)
Achivements:
EDUCATIONAL BACKGROUND
Tertiary: University of the Assumption -
Bachelor of Science in Accountancy
Had an excellent scholastic records
Had been competent in extra-curricular activities
ORGANIZATIONS INVOLVED
Position Name of OrganizationYear Involved
Senior Auditor Junior Philippine Institute of Accountants -
Editor-in-Chief The Statement -
Member Ingat ng Asuncion -
PROFESSIONAL CERTIFICATION
Certificate Name Year Obtained Grade
Certified Public Accountant 2011 83.29
COMPETENCIES AND SKILLS
Proficient in MS Office programs
Equipped with analytical, leadership and problem solving skills
Results oriented and good in influencing outcomes
“Can do” attitude; work very cooperatively with colleagues and co-employees
PERSONAL INFORMATION
Name: Rick Jayson I. Delos Santos
Birthday: February 2, 1990Civil Status: Single
Height: 5’9’’Weight: 160 lbs.
Interests: I enjoy watching movies and playing basketball during my free time. Reading simple excel automations is my past time.
CHARACTER REFERENCE
Ms. Margeric J. Amantillo, CPA
Internal Audit Department Head
P.J. Lhuillier Group of Companies-
Ms. Rose Ann D. Dela Cruz, CPA, CFE
Assistant Manager
Global Markets Operations-Assurance, Australia and New Zealand Banking Group -
Ms. Gliza Anne Santos
Audit Manager
Central Functions, Australia and New Zealand Banking Group -
