Rao Susheel Vamshi Pulluri

Clearwater Compliance Team Clearwater Team - Leadership Bob Chaput, CEO & Founder MA, CISSP, HCISPP, CRISC, CIPP/US • 35+ years in Business, Operations and Technology • 25+ years in Healthcare • Executive | Educator |Entrepreneur • MA, BA - Mathematics • Global Executive: GE, JNJ, HWAY • Responsible for largest healthcare datasets in world • Numerous Technical Certifications (MCSE, MCSA, etc.) • Expertise and Focus: Healthcare, Financial Services, Retail, Legal • Member: IAPP, ISC2, CHIME/AEHIS, HIMSS, ISSA, HCCA, ACHE, AHIMA, NTC, ACP, SIM Chambers, Boards Mary Chaput, Chief Financial and Compliance Officer MBA, HCISPP, CIPP/US, CIPM • 20+ years in Health Care • 13+ years as CFO of a public company; 12+ years with GE • Former EVP, CFO and Compliance Officer for Healthways, Inc. • Former VP, CFO for ClinTrials Research, Inc. • Business executive = 25+ years of domestic and international financial management & operational experience • BA Mathematics, MBA, GE Financial Management Program • Expertise and Focus: Healthcare, Due Diligence, Risk Management, Analytics, Legal • Member: Healthways Foundation Board, Women Business Leaders 2 © Clearwater Compliance | All Rights Reserved Clearwater Team - Operations Kathy Ebbert, EVP & Chief Operating Officer • • • • • • 30+ Years Executive Leadership Roles in Service Delivery, Operations & Technology 15+ Years Healthcare Data Privacy & Security Oversight President & CEO at hospital revenue cycle management Business Associate Former SVP Business Technology, Healthways Former EVP, Operations at Leading Medical Imaging Workflow and Distribution SaaS Provider Consistent track record of accelerating revenue and improving profits while leading B2B service organizations through critical transformational initiatives • Steering Committee, Medical Identity Fraud Alliance • Entrepreneurial, energetic and decisive leader Michelle Caswell, Senior Director Legal & Compliance JD • More than 14 years healthcare experience • Extensive experience in HIPAA Privacy, Security and Breach Notification Rules • Experienced Principal Healthcare Privacy/Security Consultant, conducting compliance audits and risk assessments; drafting policies and procedures; training staff and assisting with remediation efforts • Former HIPAA Investigator for the U.S. Department of Health and Human Services, Office for Civil Rights • Licensed attorney in Georgia and Tennessee • Frequent national speaker on healthcare compliance and security 3 © Clearwater Compliance | All Rights Reserved Clearwater Team - Operations Elaine Axum, Sales and Marketing Coordinator • 20 + years experience in Healthcare support including Human Resources, Marketing and Community Relations • 5+ years in sales support • Experience includes: C-suite support, office management, medical staff coordination and credentialing, human resources and benefit administration, accounts payable/payroll, and accounts receivable management • 5+ years marketing experience Susheel Vamshi P., Virtual Exec. Assistant • • • • 7+ years of experience in Hospitality Industry 7+ years of experience as Virtual Personal Assistant Bachelor of Commerce Extensive experience in Virtual Business Assistance 4 © Clearwater Compliance | All Rights Reserved Clearwater Team – Product Innovation / Customer Experience Jon Stone, VP, Product Innovation And Account Management MPA, PMP, HCISPP, CRISC • 25+ years in Healthcare in the compliance, provider, payer and healthcare quality improvement fields • Innovator | Strategic Program Manager | Consultant | Executive • 15+ years of strategic leadership for compliance and Healthcare information technology projects involving sensitive ePHI for companies such as CIGNA, Healthways and OPTUMInsight • PMP, MPA - Healthcare Policy and Administration • Business Passion: Driving business and technology solutions for improving healthcare operations and outcomes • Play Passion: Cycling and Oil Painting Curtis Miller, Director, System Architecture and Development • • • • • 9+ years experience in SaaS Application Architecture and Development 7+ years experience in SaaS Startup Companies 4+ years experience in Healthcare IT SaaS Application Development B.S. in Computer Information Systems Proven success in leading development teams in the creation and maintenance of complex high availability SasS administration 5 © Clearwater Compliance | All Rights Reserved Clearwater Team – Product Innovation / Customer Experience Lori Hessey, Customer Experience Director • • • • 10 + years of Customer Support and Service in Healthcare and Human Resources 5 + years experience in SaaS Startup Companies 5 + years Sales & Business Development Proven success managing over 250 national accounts from BETA testing, implementation coordination, client education, and final installation stages of complex proprietary software in healthcare environment • Skilled in curriculum design of training programs, and leadership development • Experience in quality assurance, marketing, problem solving with a focus on patient care safety Lori Massey-DeMonbreun, Director, Product Innovation & Quality Assurance MCSE, DBA • 20 + years experience in Web Development, Technology, and Software Design • 15 + years in Data Architecture and Database Development • 15 + years experience in Technical Writing, Training, and Online Curriculum Development • 10 + years experience in Quality Assurance & Testing Environments (Architecture, Automation) • Proven success as Portfolio Manager, QA Architect, Software Developer, Business Analyst, & Data Analyst in Business Intelligence for the largest healthcare and insurance datasets in the world • Skilled in Data Design, Data Mining, Data Modeling & Writing Technical Requirements • Multiple professional certifications, including SQL Server & Oracle © Clearwater Compliance | All Rights Reserved 6 Clearwater Team – Product Innovation / Customer Experience Jada Roseberry, Implementation Specialist • • • • • • • 5 + years of Customer Support and Service experience 4 + years in Healthcare IT SaaS Applications 4 + years in Sales Support and Community Relations Dedicated Project and Account Management Skilled in Implementation and Training Recognized for User Acceptance Testing & Quality Assurance ability Motivated, Energetic, Passionate about helping others Lisa Wilkinson, Customer Experience Specialist • 15 + years experience in IT • 10 + years of Healthcare IT experience • Accomplished in Customer Communications, Support, Training and Implementation • Highly competent in Quality Assurance including data research, process and requirements documentation, automated test case creation and testing • Marketing and Learning Development Design • Published, award-winning fiction author, blogger, book reviewer and ghostwriter of non-fiction works 7 © Clearwater Compliance | All Rights Reserved Clearwater Team – Services Delivery Greg Bassett, VP, Service Delivery MS, PMP, CISSP, CRISC • 30 years IT experience across a wide range of disciplines and industries, including healthcare, banking & finance, oil & natural gas exploration, pharmaceutical research & development and federal government • Global Information Security professional for a Fortune 100 healthcare company leading compliance with Information Asset Protection Policies across 40 locations worldwide and more than 20,000 staff personnel • 15 years experience in healthcare information systems • Masters of Science degree in Technology Management • Broad expertise in leading compliance with multiple regulations (HIPAA, SOX, GxP, PCI, SDLC) • Multiple Professional Certifications (CISSP, PMP) Gary Ridner, Principal Consultant MBA, CISSP, HCISPP, CISM, CRISC, CHPS • 25+ years in Information Systems in a broad range of industries, including healthcare, financial services, education, and manufacturing • 10+ years specific experience in Information Systems Security • Former positions include IT consulting, project management, and senior IT leadership roles (VP of Information Systems, VP of Technology, etc.) • Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), and Certified Public Accountant (Inactive) • MBA from Vanderbilt University with a concentration in Management Information Systems 8 © Clearwater Compliance | All Rights Reserved Clearwater Team - Services Delivery Wes Morris, Principal Consultant CHPS, CIPM • 20 years in in Clinical Care/Social Services • 11 years in HIPAA Privacy and Security • Experienced Hospital Privacy and Security Officer, Team Lead and Subject Matter Expert • Certified in Healthcare Privacy and Security (CHPS) • Certified Information Privacy Manager (CIPM) • Examination Development Committee Member for CHPS Exam Bob Rausch, Principal Consultant CISSP, CISA, CRISC • 30+ years IT experience in the healthcare organizations, financial institutions, and manufacturing. • 18+ years in healthcare information systems. • Information Systems Security Association (ISSA) Senior Member. • Experienced DoD Information Assurance Analyst concentrating in HIPAA Security, Privacy, and DoD IT Security. • Expertise includes risk assessment, gap analysis, awareness training, strategy development and mitigation processes. 9 © Clearwater Compliance | All Rights Reserved Clearwater Team - Services Delivery Mark Sexton, Principal Consultant MPA, CISSP, CISA, CCSK • 16+ years in Information Technology and Information Security • 10+ years with the University of Nevada School of Medicine • Information Security specialist, entrepreneur, and trainer • MPA, University of Idaho • Expertise in HIPAA, HITECH, FERPA, PCI-DSS, SOX, GLBA, policy, management, training, risk management and implementation • Arizona chapter secretary, Cloud Security Alliance (CSA) • Member: ISC2, CSA, ISACA and Infragard Steve Olson, Principal Consultant CISSP • 30+ years in Information Systems leadership in manufacturing, distribution, education and healthcare Security • MBA, Information Systems Management and Executive Leadership (Aurora University and The University of Notre Dame) • Healthcare Information Systems/HIPAA Security Officer, Operations • Adjunct Professor of Information Systems, Security and Risk Management • Member (and Faculty Facilitator) ISC2, ISSA, ISACA, AITP 10 © Clearwater Compliance | All Rights Reserved Clearwater Team - Services Delivery Rich Curtiss, Principal Consultant CISSP, ITIL • 35+ years diverse, executive IT experience across several verticals including Healthcare, Finance, Department of Defense, Intelligence Community and Consulting Services • 22 years with the service cryptologic element of the National Security Agency • Extensive IT and cybersecurity advisory and assistance services to CISOs, CIOs and Senior Executive Leadership Teams. • Deep and broad expertise and application of regulatory controls and safeguards pursuant to cybersecurity best practices and associated compliance requirements • Development of several organizational Information Security Management Systems (ISMS) with associated implementation of policies and procedures 11 © Clearwater Compliance | All Rights Reserved Clearwater Team - Services Delivery Chris Dansie, Principal Consultant PhD, CISSP-ISSMP, CHP, MCSE • Consultant-Clearwater Compliance LLC • 17+ years in Information Technology • Internet Entrepreneur | Technologies | Advisor • Multiple software start-up companies • 15+ years experience in architecting, developing, securing and operating SaaS and web applications • Expertise and focus: emerging technology, information security, compliance, engineering, data mining Jonathan Kaeuper, Principal Consultant CISSP, CRISC, PMP • 17 years of information technology and technology security management experience • Experienced in healthcare and scientific arenas specializing in governance, risk management, and compliance security • Vast amounts of experience in secure software development project management, and has personally led the development of more than 25 secure applications • Particular arena of interest and specialty is in global cyber threats, including cyber-terrorism • Current projects include multiple research projects in the areas of Distributed Denial of Service (DDoS), cyber warfare, and cyber criminology 12 © Clearwater Compliance | All Rights Reserved Clearwater Team - Services Delivery Pete Niner, Principal Consultant CISSP • 17+ years in Healthcare Information Technology and Security • 10+ years experience performing security projects for Fortune 100 companies including risk analyses, risk management, security reviews, business continuity planning, incident response, vendor risk management, and penetration testing • Multiple engagements serving as Interim CISO for major healthcare systems • Served Clearwater since 2011 and played a key role in development of proprietary risk algorithm Kevin Thomas, Co-Founder and Lead Consultant, Contextual Security Solutions QSA, CISSP, CISA, CRISC, GWAPT, GCFA, HITRUST • 12+ years experience directing information security practices for public and private sector organizations • Extensive domestic and international Security Engineer experience • Subject Matter Expert in the field of Security Risk Assessments, Compliance (PCI, HIPAA, Experian) practices, IT Governance, and Network & Application Security • Passionate about innovation; successfully developed and deployed two web-based platforms to facilitate customer engagement and ongoing management of organizational security programs • Co-founder of two information security companies © Clearwater Compliance | All Rights Reserved 13 Clearwater Team - Services Delivery Slade Griffin, Principal Consultant CISSP, CCSP, CCNP, CCDP, C|EH • Over 14 years experience in cyber security specializing in vulnerability assessments, forensic analysis, and incident response • Served in the United States Navy for six years in roles related to information systems security • worked in multiple roles within the information security field ranging from forensic analysis, incident handling, policy development, vulnerability assessments, and penetration testing • Sought after speaker and instructor on the topic of emerging threat and attack vectors in multiple forums including conferences, training courses, SANS, and universities both as lecturer and instructor Rick Merwin, Principal Consultant CISSP 14 © Clearwater Compliance | All Rights Reserved Micah Rogers, Principal Consultant CISSP, CCSP, CCNP, CCDP, C|EH, • 20 years experience in information technology with involved in the engineering, architecture, and operations aspects for some the largest telecommunications and retail petroleum companies. • Coordinated hurricane disaster responses along the Texas – Louisiana gulf coast ensuring people, supplies, satellite communications, and power were available to the teams of first responders. Jack Lennon, Area Vice President, Arthur J. Gallagher & Co. M.Sc., AIAM, CHE • Over 20 years of successful risk assessment, mitigation and transfer across several industry verticals including health care, life sciences, information technology and energy production • Graduate and post graduate degrees in healthcare analytics and public policy • Subject matter expert in the creation of alternative risk transfer programs known as captive insurance companies • Subject matter expert on geo-political risk exposure to organizations doing business abroad • Subject matter expert on cyber liability, medical professional liability, and ocean marine exposure involving the energy sectors © Clearwater Compliance | All Rights Reserved 15 Clearwater Team – Sales & Business Development Dan Pruyn, VP, Business Development • 12+ years in Business Development • Extensive experience with local, national and global business solutions and development with companies perennially on the Fortune 25, 100, and 500 lists • Frequent presenter at local and national speaking engagements on the subjects of project management efficiency, media and SMB media strategies • Recognized for partner-centric approach to forging strategic business relationships with hundreds of US based SMBs Elisa Hill, Director, Business Development • 8+ years in healthcare Business Development and Finance • Demonstrated success assisting healthcare entities with integrated software solutions, business services, and strategic consulting • Business Development professional with passion for healthcare and HIPAA experience since 2009 • BA, University of North Dakota 16 © Clearwater Compliance | All Rights Reserved Clearwater Team – Business Development Tracy Ziskovsky, Director, Sales Development • Over 7 years healthcare experience with an emphasis on marketing communications and account management. • Diverse communications professional with an experience working on national marketing campaigns, web-based patient recall programs and corporate events for physician and executive audiences. • Former manager of biometric screenings and various health risk assessments for national health plans. • Seasoned virtual and live audience product trainer and presenter Daniel Spitzer, Senior Director, Business Development • • • • 12 years of experience driving innovative business units and technology startups forward Accomplished leader and entrepreneur and is passionate about improving healthcare Has head integral, director-level roles at innovative healthcare companies Developed the market for a new software-as-a-service solution for managing privacy and security incident response 17 © Clearwater Compliance | All Rights Reserved Clearwater Team - Marketing Angela Gray, Director, Marketing • • • • • • 20+ years in digital marketing 10+ years as a business consultant Award winning entrepreneur Has worked on campaigns for international brands such as NBC and Johnson & Johnson Go-to consultant for marketing agencies to tackle tricky or flagging marketing campaigns Experienced in SEO, content creation, web psychology and branding Helene Cuddeback, Marketing Assistant • 3+ years Marketing and Public Relations experience • BA from Canisius College, Buffalo NY • Previously supported marketing campaigns for a Fortune 500 company • Experience includes: social media management, web editor, and feature writer 18 © Clearwater Compliance | All Rights Reserved