Paresh Ranjane CFE
Senior Associate
Address Malad,Mumbai, MH 400097
LinkedIn www.linkedin.com/in/paresh-ranjane-
Phone-
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E-mail-
Detail-oriented Senior AML/KYC Analyst executes Know Your Customer activities focusing on client
onboarding and exceptions in line with regulatory standards and jurisdictions. Robust knowledge
and understanding of regulation affecting KYC program. Interacts and works closely with business
stakeholders at all levels of seniority.
Skills
KYC/AML Compliance
Advanced
Fraud & Investigation skills
Advanced
Due-Diligence skills
Upper intermediate
Organizational skills
Advanced
Work History
Jan 2023 -
Senior Associate
Current
BNP Paribas, Mumbai
Perform the required KYC Onboarding and Recertification on customers
documenting the information obtained on the clients as required by global
KYC procedure.
Ensure Highest standard of quality is adhered within team and at the same
time drive process efficiency with outstanding practices.
Maintain a close interaction with customer/counterparts businesses as an
SME in the area of KYC and compliance to resolve any query/issues faced
by the team
Responsible for preparing and reporting team SLAs to management and
stakeholders.
Proficient in team handling and can execute task efficiently and in time
independently without much mentorship
Should be well versed with KYC and AML Regulatory guidelines
Obtain mandatory documents and reports as per KYC requirements
Implement additional steps, validating KYC risk compliance bases on
research of customer records
Constant and regular review of processes and areas to be in line with the
new developments and gain efficiency.
Capable on working independently on daily reports, which needs to be
published to internal/external parties.
Expertise in data crunching, MIS and working on PPTs/Governance deck.
Communicate within the team, Compliance, the business and IT.
May 2019 -
KYC Analyst
Jan 2023
Wahed Technologies Pvt ltd, Mumbai
Responsible for Client On-boarding as per KYC rules and regulations.
Verify Client background like his/her ID proof, Address proof, Nationality
and source of wealth for onboarding purpose.
Analyse the client document like Bank statement, National ID
Card,Passport and Electricity bills etc.
Used Sanctions tools for client screening like "Onfido" (For Malaysia and
others), "Comply- Advantage" (For UK and USA Clients) etc.
For UK Client raise ticket on "Trello" for query purpose and after that
coordinate with CS Team for query resolution.
Escalate EDD Clients to compliance department for risk profiling reviews.
Adjusted end-to-end KYC process needs to align with workforce
capabilities.
Manage MIS reports, keep team informed of both successful applications
and rejection cases on KYC Logs.
Ensure minimum error and due compliance norms are followed.
May 2017 -
Compliance Process Co-Ordinator
Jun 2018
Novartis Healthcare Ltd (On Payroll Of Manpower), Mumbai
Ensure complete documentation requirements as per compliance policies
and Standard operating procedures (SOPs)
Provide active support during various audits- Internal Audit & OEC (Office
of ethics & Compliance), External Audit
Identifying compliance risk areas and communicating such risk areas to
relevant management/ OEC (Office of Ethics &
Compliance)
Ensure proper documentation in place before commencement activities(FORM-1 (Event budgeted amount), HCP (Healthcare professional) Service
agreement, HCP criteria & E-mail confirmation approval etc.
Download the Pre-event & Post event related documents from SAP & cross
verify with expense claim form
Post activity, ensure documentation carries proof of performance,
deliverable match the HCP fees & Vendor invoice (Zenith bills) before
processing payment- collaborate with Money matters team on payment
Following up with Finance Team for late payment cases
Ensure effective and timely analysis of errors and incidents and
implementation of corrective and preventive actions
Assist the Compliance Department with daily compliance program
responsibilities
Providing data analytics and reports related to compliance to enable
local managements to assess implementation and effectiveness of local
compliance strategies.
Maintained excellent attendance record, consistently arriving to work on
time
Dec 2016 -
Kyc Executive
May 2017
IL&FS SECURITIES SERVICES LTD (On payroll of Talisman Placement), Mumbai
Verification Of Demat & trading account as per CDSL & NSDL checklist.
Verification of KYC documents of Individual accounts as well as Corporate
accounts etc.
Scruitiny of Corporate KYC documents like MOA,Balance sheet,Income
statement and Board resolution etc.
Co-ordinate with DP team
Checking client KYC documents on KRA registration websites like MCA,
CKYC,KRA Etc.
Checking customer mails for query resolution.
Establishing Co-ordination with DP team for KYC escalations.
Maintain report on client tracker
Directly reporting to team manager for exception & problematic issue.
Jul 2015 -
Credit Process Associate
Nov 2016
ICICI BANK LTD, Process Ltd (On Payroll of I-Process ltd), Mumbai
Checking credit card policies as per bank norms
Checking KYC document's of customer like ID proof & Address proof,
Source of wealth for client background verification purpose.
Process clients on basis of Credit policies and regulations
Sanction & Decline credit card as per bank norms
Maintain rejected/accepted cases on report on excel & then this report
send to regional manager.
Education
Jan 2016 -
PGDM: Finance
Dec 2017
Welingkar Institute of Management - Mumbai
GPA: 68.08
Jun 2011 -
Bachelor of Commerce: Commerce
Mar 2014
University of Mumbai - Mumbai
GPA: 55.05
Mar 2009 -
H.S.C
Feb 2011
Maharashtra State Board - Mumbai
GPA: 61.17
Jul 1998 -
S.S.C
Mar 2009
Maharashtra State Board - Mumbai
GPA: 75.07
Certifications
Certified Fraud Examiner (CFE)
Languages
English
Advanced
Hindi
Marathi
Advanced
Advanced
