Arfan Amir Sayyed

ARFAN SAYYED Financial Analyst (Intermediate Representative) Email:-Phone#: - Sr no 12, Sambaji Chowk, Laxmi Nagar, Yerwada, Pune – 411006 Maharashtra, India Career Objective: To make use of my interpersonal skills to achieve goals of a company that focuses on customer satisfaction and customer experience and to secure a challenging position in a reputable organization to expand my learnings, knowledge, and skills. Application: Trade Flow, TDMS (Trade Details Management System), CMS (Custody Management System), Auto Trades, Workbench, Mobius, WEBSTP, Skills: Microsoft Excel, Microsoft Word, Microsoft PowerPoint Soft Skill: Team Work, People Engagement, Independent Working, Independent decision making, Problem Resolving, Improvisation, Flexibility, Critical thinking, Client Communication, Email Communication and Email Management, Work Management, Working Under Deadlines. Professional Experience: Designation: Financial Analyst (Intermediate Representative) BNY MELLON (Investment Banking) Aug -2013 to Apr -2019 Process 1: Global Institutional Accounting (Fund Accounting) ✓ Providing accurate securities statements to client’s monthly and annual basis. ✓ Auditing Securities statement and resolving exception before delivering it to the client. ✓ Identifying exception in Securities statement and sending it to the concerned team for validation. ✓ launch investigations, provide information and compose correspondence ✓ Proficient communication skills and interpersonal skills ✓ Preparing and reporting the overall accounts which are totally stored in the general nominal ledger. ✓ Performing the activities such as data extraction, data collection, data validation. ✓ Strong data analytical skills, including attention to detail ✓ Finalizing the Securities account as per client requirement. ✓ Creating audited statement and sending to the client ✓ Providing annual statements as per fiscal year. ✓ Performing NAV calculation. ✓ Check Cost, Realized, unrealized, Market value for Securities ✓ Identifying Negative and New bucket. ✓ Matching Payable and Receivables, ✓ Extracting Audit Statement to notify to specific clients. ✓ Trial Balance check and checking Different Trade Transaction Details ✓ Resolving Client queries and resolving client issue related to Accounting Process 2: Regulatory Reporting ✓ Preparing 13G and 13F US Regulatory Reports Government filing for Different Clients. ✓ Editing, Sorting, Filter, Trimming, Concatenate, VLOOKUP and using Other required Formulas to Create Reporting file. ✓ Proficient and Hands-on experience and Good Knowledge with Microsoft Excel Formulas to create Report for Data Analysis. ✓ Experience in Handling Huge Data and Creating Report in Microsoft Excel. ✓ Creating Client Share Holding Report. ✓ Identifying and reporting security when the threshold reaches to 10% ✓ Generating Statement for clients’ accounts for Fixed income, equity. ✓ New accounts setup for client statement. ✓ Initiating Monthly Client Meeting with Onshore and client for Performance Analysis. ✓ Command of Microsoft Excel / Power Point / Word / Outlook ✓ Creating and Updating Process SOP for Daily Processing and New Joiner. Process 3: Middle Office Client Service Delivery (Trade Operations) ✓ Managing Client Asset by Reconciliation of client Securities. ✓ Expertise in Fixed Income and Equities Processing ✓ Manual Trade Posting and Repo posting ✓ Good Understanding of Corporate Action Process Like Merger, Acquisition, Stock spilt. ✓ Understanding Swift messages and Identifying Required Information for Trade Positing. ✓ Trade capturing and Trade confirmation ✓ Working on Bloomberg to get Securities information. ✓ Managing Portfolios and Accounts of Different clients. ✓ Communication with Onshore/Custodian/Client for Trade and reporting discrepancies and resolved outstanding items on reconciliation. ✓ Monitor and process pending items, correcting discrepancies ✓ Responsible to perform reconciliation for identifying the breaks between Investment Manager & Custodian data and to provide proper resolution on trade breaks as per protocol of the client. ✓ Monitor various portfolios of several clients and send notifications to custodian and investment managers. ✓ Entering manual entries of missing SWIFT data in CMS through manual or Auto Trade Application. ✓ Trade Validation and Security Validation ✓ Knowledge of Security Identifier (ISIN, SEDOL & CUSIP) ✓ Identifying Details from Swift Message ✓ Maintaining various logs sheet for the Data evidence and count ✓ To work on failed trades and ensure that gets notified to the custody ✓ Maintain the integrity and confidentiality of all trade-related data. ✓ Mentor for the new joiner & process knowledge enhancement for junior members. ✓ Mange and reduce the risk associated with settlement failure. ✓ Handling Trade Exception to notify it to the Custody. ✓ Handling Enrichments Trades to Notify it to custody ✓ Creating Settlement Instruction for Avoiding Trades Exception. ✓ Creating Portfolios and New Trade Accounts as per the Client instruction ✓ Knowledge of Trade life cycle. ✓ Resolving Client queries and resolving client issue related to Trades. ✓ Providing floor support for team members’ queries and maintaining the query& error log, allocation of accounts, email communication (internal & external), daily team huddle. Certification AML & KYC Compliance Officer (MITCON) Academics Qualification: Master of Arts (M.A.) - Economics Pune University, Pune Passing Year - Apr 2016 Percentage: 63% Bachelor of Business Administration (B.B.A.) Pune University, Pune Passing Year - Apr 2012 Percentage: 56.50% HSC(Pune) Maharashtra Board, Pune Passing Year- Feb 2009 Percentage: 53.50% SSC (Pune) Maharashtra Board, Pune Passing Year- Mar 2007 Percentage: 51.38% Personal Details: • Date of Birth: 18th May. 1991 • Gender: Male • Marital Status: Married • Nationality: Indian • Languages Proficiency: English, Marathi, and Hindi • Hobbies: Watching movies, Travelling DECLARATION: The information furnished above is correct and true to the best of my knowledge. Date: Place: Pune Signature