Trinadh Rao et al J. Global Trends Pharm Sci, 2021; 12 (1): 9114 - 9123
ISSN-
Journal of Global Trends in Pharmaceutical Sciences
CARBON NANOTUBES: A REVIEW
Trinadha Rao. M , Bhavani. U*, Bhanu. M., Kamala Kumari. P.V.,
Department of Pharmaceutics, Vignan Institute of Pharmaceutical Technology, Duvvada,
Visakhapatnam-530049, India.
*Corresponding Author E-mail:-
ARTICLE INFO
Key Words
Carbon nanotubes, Single
and multi walled
nanotubes, drug delivery,
Nano technology.
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ABSTRACT
Carbon nanotubes (CNTs) were first discovered by lijima and coworkers in
1991. Since then, they become the strongest candidates in various fields such
as biomedical engineering .The field of nanotechnology and nanoscience push
further investigation of CNTs to produce them with suitable parameters for
future applications. Carbon nanotubes (CNTs) are allotropes and can exist in
different forms with a nanostructure that have a length-to-diameter ratio greater
than 1,000,000. These cylindrical carbon molecules have novel properties
which make them useful in many applications in nanotechnology and other
branches of life science. They have been applied in the field of pharmacy
because of their unique surface area, stiffness, strength and resilience.
Nanotubes have been categorized into single-walled nanotubes and multiplewalled nanotubes. Methods of production of carbon nanotubes include arc
discharge, laser ablation, chemical vapor deposition, silane solution, flame
synthesis methods, nebulized spray dialysis method etc. CNTs can carry
therapeutic drugs, vaccines and nucleic acids into the cell to targets that are
previously unreachable because of their ability to cross membrane.
INTRODUCTION
Carbon nanotubes (CNTs) are tubular in
shape, allotropic form of carbon and are made
of graphite. These have diameter in
nanometers, length in several millimeters and
have a very broad range of electronic, thermal
and structural properties [1]. Nanomaterials
consist of inorganic or organic matter. Carbon
nanotubes are one of the most prominent
building blocks of nanotechnology and have
hundred times the tensile strength of steel,
thermal conductivity better than all but the
purest diamond and electrical conductivity
similar to copper [2]. In fact nanotubes are
available in a variety of forms: long, short,
single-walled, multi-walled, open, closed,
with different types of spiral structure etc [3].
Carbon nanotubes are tending to become a key
material in ultrafine devices for the future,
because of their unique properties and their
extraordinarily fine structure on a nanometer
scale. Other advantages of carbon nanotubes
are they are light in weight, posses’ high
mechanical strength, able to withstand
extreme heat of about 2000°C in the absence
of oxygen [4].
Classification of nanotubes: Carbon
nanotubes are broadly classified into two
types.
1. Single walled carbon nanotubes
(SWCNTs)
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They consist of carbon atoms which are
bonded into a tube shape with a single wall
hence they are called as single-wall carbon
nanotubes as shown in Fig 1. Single walled
carbon nanotubes (SWCNTs) are considered
as a single long wrapped graphene sheet [5].
They possess length which is 1000 times more
to diameter and hence considered nearly onedimensional structures. SWCNTs possess
some unique properties which make them
most suitable candidate for miniaturizing
electronics
to
replace
the
micro
electromechanical systems which are
currently the basis of modern electronics.
SWCNTs are excellent electric conductors
They posses Thermal conductivity which has
the range of 6000 W/m·K5. Along with their
wide potential in diverse nanotechnological
applications, SWCNTs are still very
expensive for production. Single walled
carbon nanotubes synthesis requires catalyst
[6].
Fig 1: Single walled carbon nanotubes
2. Multiple walled carbon nanotubes
(MWCNTs) They consist of carbon atoms
bounded into a tube shaped, with multiple walls
thus called as multiwall carbon nanotubes as
shown in Fig 2. Multiwalled carbon nanotubes
(MWCNTs) consist of multiple layers of
graphite rolled over co-axially to form a tubular
shape. These are invariably produced with a
high chances of structural defects. MWCNTs
are structurally quite sound, though they
frequently contain regions of structural
imperfection, properties of CNTs, such as
structural rigidity and flexibility made us to
generate considerable interest. CNTs are very
stronger than steel which is one-sixth the
weight of CNTS. Depending on their chirality
CNTs can also act as either conductors or
semiconductors and possess an intrinsic
superconductivity. Thermal conductivity in the
range of 3000 W/m·K. These are not only ideal
thermal conductors, but also behave as field
emitters.we can minimize the chances of defects
by using arc discharge method[7,8].
Fig 2: Multiple walled carbon
nanotubes
Functionalization of carbon nanotubes
Raw CNTs have highly hydrophobic surfaces
which are not soluble in aqueous solutions.
Functionalization of CNTs is a solution to this
problem. Functionalization is a process of
chemical synthesis where desired functional
groups can be introduced onto the walls of CNTs
for
various
applications,
producing
functionalized carbon nanotubes (f-CNT). There
are two methods of functionalization.
1. Covalent bonding:Strong chemical bonds
between nanotubes and the attached molecule
results due to covalent chemical bonding of
polymer chains onto CNTs as depicted in the Fig
3. There are various covalent reactions to graft
molecules based on their varying properties,
which can be further classified as grafting from
or grafting to reactions, which involve the
polymerization of monomers from surfacederived initiators on CNTs or the addition of
preformed polymer chains, respectively. Both
methods involve functionalization reactions to
the surface of the CNT. There are three main
methods used to attach molecules covalently:
molecules or polymer chains reacting with the
surface of pristine, pre functionalized, or
oxidized CNTs. Oxidation of CNTs is one of the
most common modifications that uses oxidizing
agents such as concentrated nitric acid. Covalent
bonding gives a robust attachment that is
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generally stable in a bioenvironment.
Covalently PEGylated SWCNTs synthesized by
this strategy are now used for both in vitro and
in vivo applications.However, the major
disadvantage of this is intrinsic physical
properties of CNTs such as photoluminescence
and Raman scattering are reduced because of
disruption of CNT structure associated with
covalent bonding. For this reason covalent
bonding cannot be used to functionalize CNTs
for the use in photothermal ablation.
Fig 4: Non covalent functionalization
of carbon nanotubes
Method of preparation
1. ARC DISCHARGE METHOD:
FIG.3: Covalent functionalization of carbon
nanotubes
2. Non covalent bonding: Noncovalent
bonding is the most widely used method for drug
delivery.
As
compared
to
covalent
functionalization, noncovalent functionalization
of CNTs can be carried out by coating CNTs
with amphiphilic surfactant molecules or
polymers [9]. A carbon nanotube which is
noncovalently functionalized should have
specific properties; the more it is closely
matched, the greater will be its usefulness in
biologic roles [10]. This process can be carried
out by creating micelle-type structures where
amphiphilic molecules are coated to the CNT.
This type of bonding can also be applied to
single strands of DNA by virtue of the aromatic
DNA base units as shown in Fig 4. Another type
of functionalization is p-p bonding that can be
achieved by the stacking of pyrene molecules
onto the surface of the CNT.
This is one of the best methods to prepare large
amounts of nanotubes. This method is
commonly used for producing C60 fullerence, it
is one of the most common and the easiest way
to produce carbon nanotubes. This method
results in the production of a mixture of
components and separation of nantubes catalytic
metals present in the crude product. This method
involves the vaporization of two carbon rods
placed end to end, which are separated by
approximately 1mm, in an enclosure filled with
inert gas (helium of argon) at low pressures i.e.
between 50 to 700 mbar. A direct current of 50
to 100A driven by approximately 20V creates a
high temperature discharge between these two
electrodes as shown in Fig 5. The discharge
created vaporizes one of the carbon rods and
forms a small shaped deposit on the other rod
[11]. Depending on this technique it is possible
to grow SWCNTs or MWCNTs and the typical
yield is up to 30 to 90%.
Fig 5: ARC discharge method
2. LASER ABLATION METHOD:This type
of synthesis was first reported in 1995, by
Smalley’s group at Rice University. There are
two types of lasers used to vaporize graphite at
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a specific temperature. They are Pulsed type and
Continuous type. The main difference between
continuous and pulsed laser is that: pulsed laser
demands a much higher light intensity
(100KW/cm2) as compared with continuous
type 12KW/cm2.The oven is filled with helium
or argon gas in order to keep the pressure at 500
Tor. This leads to the formation of very hot
vapour plume forms which expands and cools
rapidly. As the vaporized species cool, small
carbon molecules and atoms quickly condense
to form larger forms, possibly fullerences. The
catalyst also begins to condense and attach to
carbon clusters and prevents their further closing
into cage structure. The SWCNTs formed in
this case are bundled together by Vander walls
forces as shown in Fig 6.
FIG.6: Laser Ablation method
3.Chemical vapour deposition method
(CVD)
This method involves putting a carbon source
such as methane, carbon monoxide and
acetylene in the gas phase and using an energy
source, such as plasma or a resistively heated
coil, we can transfer energy to a gaseous carbon
molecule as shown in Fig 7. The energy source
is used to break the molecule into reactive
atomic carbon. Then Ni, Fe & CO where it wills
bind CVD synthesis is a two step process which
includes catalyst preparation and the actual
synthesis of CNT. The catalyst is prepared by
inclining transition metal onto a substrate and by
means of thermal annealing we can induce
catalyst particle nucleation. Thermal annealing
results in agglomeration on the substrate, which
leads to the growth of nanotubes.
Fig 7: Chemical Vapour Deposition Method
4.FLAME SYNTHESIS METHOD
A fuel-rich flame is a high-temperature, carbonrich environment that can be suitable for
nanotube formation when transition metals like
Fe or Ni are introduced into the system as
shown in Fig 8. Flame synthesis is a continuousflow, scalable method with potential for
considerable lower cost of nanotube production
than other methods [12]. Flame synthesis of
CNTs provides unique features not realized in
current synthetic methods. The most significant
aspect of the flame synthesis approach is the
very short residence times realized for catalyst
inception and nanotube growth [13]. Gases such
as CO, CH4, C2H2, C2H4, and C2H6 Catalysts,
which are present in the post flame area, are rich
sources of carbon. The reaction is exothermic,
and chemical energy released in the form of heat
in the flame supports endothermic carbon
deposition reactions.
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FIG.8: Flame synthesis method
5. Silane solution method
It is one of the common method in which a
substrate such as carbon paper or stainless-steel
mesh was immersed in a silane solution of a
metal catalyst, preferably Co: Ni in a 1:1 ratio.
A feedstock gas that have a carbon source such
as ethylene was inserted through the substrate
and the catalyst deposited thereon while the
substrate was heated by applying an electrical
current as shown in Fig 9.
Fig 10: Nebulized spray pyrolysis method
Fig 9: Silane solution method
6. Nebulized spray pyrolysis method
A nebulized spray as shown in Fig 10 is the key
factor in this method which is generated by a
special ultrasonic atomizer. Ferrocene (catalyst)
and ethanol (as solvent and carbon source) are
sprayed into a tubular furnace by means of
ultrasonic nebulizer at a fixed temperature of
800C under an argon flow of 1 L/min. Ethanol
is used as a solvent as well as a carbon source
due to its nonpolluting nature, low cost,
harmless byproducts (e.g., CO), and ease of
handling. High growth of MWCNTs on a
surface can be produced [14,15].
Characteristics of carbon nanotubes :CNTs
are endowed with exceptionally high material
properties, such as electrical and thermal
conductivity, strength, stiffness, toughness, and
low density. The tensile strength of CNTs is a
hundred times greater than that of steel, and the
electrical and thermal conductivities approaches
those of copper [16].
A.
Mechanical
properties:CNTs
are
characterized both by the high tensile strength
and by a surprising elasticity under axial
compressive forces. These properties tied to
their intrinsic stability and structural flexibility
have direct applications for drug delivery
because they can penetrate and/or perforate cells
as needles [17,18].
B. Thermal properties:Owing to their
exceptionally high thermal conductivity, CNTs
can be manipulated in complex tissues or media
or serve as imaging probes, alone or combined
with specific compounds. Light- or magneticmediated heating of these CNTs can lead to the
killing of both cancer and healthy cells [19].
Note also that semiconducting CNTs can be
used to improve and control drug release with
near-infrared (NIR) lasers [20].
C.
Electrical and optical properties:
Depending on their rolling up, CNTs are
metallic when n¼m s 0, semimetallic (i.e., with
a very small band gap) when nm is a multiple of
3, and semiconducting for the other values of the
two integers n and m. Semiconducting CNTs
also allow fluorescence emission in the NIR
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region, which, by using video rate imaging, can
reveal the tumor location through the enhanced
permeability and retention of the tissues [21,22].
The fluorescence Raman technique can also
track the CNTs in tissues [23].
D. Hydrophilicity and solubility: The
hydrophobicity of CNTs has wide industrial
applications. It is used specifically to create
arrays of tubes, becomes highly unsuitable for
biomedical applications. Separation of the
CNTs is a prerequisite for medical applications.
Dispersibility can be achieved by the addition of
surfactants, polymers, or other colloidal
particles functionalization with the carboxylic
acid group makes CNTs water soluble and easily
dispersible into the solvent [24].
E. Toxicity: CNTs’ intrinsic toxicity depends
on their geometry, size, and purity, their nature
(SWCNT vs. MWCNT) As a matter of fact,
extrinsic toxicity can also rely on the nature of
the grafted chemicals or proteins however,
adequate functionalization of the CNTs can
reduce inherent toxicities related to these
devices. The perfect CNTs (called also pristine
nanotubes) are inert by nature, because of the
saturation of their backbone. But, the presence
of defects, such as pentagonal arrangement
instead of hexagonal, to the tube end, and still to
dangling bonds, makes CNTs reactive to many
chemical groups. This happens, for instance,
with carbonyl, hydroxyl, and carboxylic
chemical bonds, which make the CNTs
dispersible and thus suitable for different
applications in biological media.
APPLICATIONS
OF
CARBON
NANOTUBES IN VARIOUS FIELDS
A. Genetic engineering
CNTs are used to manipulate genes and atoms
in the development of bioimaging genomes,
proteomics, and tissue engineering. Gene
therapy is an approach to correct a defective
gene that causes some chronic or hereditary
diseases by introducing a DNA molecule into
the cell nucleus . The unwound DNA winds
around the SWCNT by connecting its specific
nucleotides and causes change in its electrostatic
property. Wrapping of CNTs by single-stranded
DNA was found to be sequence dependent, so it
can be used in DNA analysis. Nanotubes, due to
their unique cylindrical structure and properties,
are used as carriers for genes to treat cancer and
genetic disorders [25].
B. Biomedical imaging: For the past few years,
carbon-based nanomaterials
have been
important agents for bioimaging applications
due to their unique mechanical, electronic,
optical, and chemical properties. The basis of
this application is successful surface
modification [26]. Roy et al., prepared carbon
nanoparticles with different dimensions and
variable fluorescence quantum efficiency and
used these as high brightness fluorescent probes
for staining human blood platelets with very
high target specificity [27]. In another study, a
new imaging technology used CNTs as an
electron emitter for the X-ray tube. Here CNTenabled X-ray sources proved ideal for
repetitive imaging that was used to capture 3-D
information. This has been further utilized for
the development of a gated microcomputed
tomography scanner, which can acquire images
in specific points in cardiac and respiratory
cycles, as well as a stationary tomosynthesis that
captures information from depth [28]. Recently,
functionalized SWCNTs decorated with gold
nanoparticles induced an excellent surfaceenhanced Raman scattering effect to the
nanoparticles, which was further utilized for cell
imaging [29].
C. Infection therapy:CNTs have found
application in this case because of the resistance
of infectious agents against numerous antiviral
and antibacterial drugs or due to certain vaccine
inefficacy in the body. Functionalized CNTs
have been demonstrated to be able to act as
carriers for antimicrobial agents such as the
antifungal amphotericin B. CNTs can attach
covalently to amphotericin B and transport it
into mammalian cells, and this conjugate has
reduced the antifungal toxicity about 40%, as
compared to the free drug [30]. Functionalized
CNTs also have a role in antigen delivery and in
the field of vaccination [31]. There is an induced
antibody response with a right specificity, as the
linkage of a bacterial or viral antigen with CNTs
permits keeping an intact.
D.Artificial
implantation
and
tissue
regeneration: CNTs possess exceptional
thermal, mechanical, and electrical properties,
facilitating their use as reinforcements in various
materials to improve the properties of the
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materials. The aim behind tissue engineering is
the substitution of damaged or diseased tissue
with biologic alternates that can ultimately
repair normal and original function of the
tissue.Major advances in this area have
supported the promising progress of tissue
regenerative engineering and medicine. Due to
post administration pain, the body often shows
rejection for implants, whereas because of
miniature size, nanotubes and nanohorns easily
get attached with other amino acids and can be
used for implanting artificial joints without
rejection reaction by the host [32]. Biomaterials
that contain polymers are often placed adjacent
to bone. CNTs are also incorporated in these
biomaterials applied to bone, mainly to improve
their overall mechanical properties, and they are
expected to act as scaffolds to guide and
promote bone tissue regeneration [33].
E. Catalyst: A catalyst at the molecular level
can be incorporated into nanotubes in large
amounts and can be released at a required rate at
a particular time, as nanohorns offer a large
surface area. Many researchers have proved this
application. Shi et al. synthesized grapheneencapsulated Fe3C embedded in CNTs with
direct pyrolysis of renewable biomass, and this
catalyst proved very active for selective
hydrogenation of C]C bond in several
compounds [34]. In a similar research, nitrogendoped CNT platinum-based catalyst supports
were prepared, which were synthesized using a
self-degraded template method. It was
concluded that using the graphene-encapsulated
Fe3C CNTs as support greatly reduces the
loading of noble metal platinum, further
promoting the commercialization process of
proton exchange membrane fuel cells [35]. So,
CNTs have an application as a catalyst.
F. Waste water treatment: The tangled sheets
of CNTs oxidize the organic contaminants
electrochemically [36]. It also works for viruses
and bacteria. Commercialization of the water
purification filter containing CNTs has reduced
the cost of desalination by reverse osmosis by
enhancing the permeability [37].
G. Agriculture application: The unique
properties of nanomaterials such as small size,
large surface area, and reactivity provide
excellent opportunities for its use in the
agricultural sector. The foremost applications of
CNTs in the agricultural field include seed
germination, early plant growth. The potential
toxicity of nanomaterials has not yet been
widely investigated [38,39]. Here, we described
the potential utilization of CNTs in the
agricultural sector by considering some
selected, but significant works [40].
H. Pesticide analysis:The high adsorption
properties of CNTs are utilized for extraction
techniques such as solidphase extraction (SPE)
and solid-phase micro-extraction (SPME) [41].
SPE technology is one of the most widely used
extraction methods for environmental, food, and
biological sample pre treatment.
IN DRUG DELIVERY
The various properties of CNTs such as physical
and chemical with easy modification have led to
a number of applications in the drug delivery
field. CNTs are promising drug carriers in the
target drug delivery systems for cancer and other
therapies [42]. CNTs can easily pass through
different biologic barriers, can pass through the
plasma membrane and enters the cytoplasm
through a “tiny nanoneedle” mechanism, which
provides the transport and delivery of the cargo
molecules or therapeutics into the target tissue
[43]. CNTs are considered as
promising
candidates because of their acceptable
biocompatibility levels, needlelike structure,
and high surface area that is responsible for
extensive modification and molecular cargo
binding [44].
1. Transdermal drug delivery:The main
objective of a transdermal drug delivery system
is to deliver drugs into systemic circulation
through the skin at a predetermined rate with
minimal inter- and intra patient variation [45].
CNTs are not directly incorporated inside the
organism, but in these systems, those are applied
outside the stratum corneum, and only the active
pharmaceutical ingredient is intended to cross
the body barriers [46]. Thermo conductive CNT
molecules hybridized with chitosan, and they
concluded that membranes indicating highly
effective drug-loading/-releasing characteristics
could have a potential use as a skin heat signale
responsive patch type transdermal drug delivery
system in the medicinal field [47]. A major step
in the development of a programmable
transdermal drug delivery system was the CNT
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patch. A novel skin patch device for delivering
nicotine based on an active layer of aligned
CNTs approximately 1.507 nm in diameter
crossing through a solid polymer film was
developed and proved effective.
2. CNTs for cancer treatment :CNTs are
tubular materials with nanometer-sized
diameters and axial symmetry has a wide role in
the in the diagnosis and treatment of cancer. To
overcome drawbacks like limited solubility and
poor nonselective biodistribution, scientists
started to use CNTs in targeted drug delivery to
treat cancer cells. In addition, CNTs have the
potential to deliver drugs directly to targeted
cells and tissues [48]. There are three key
features of this nanoscale drug delivery
system.use of single walled carbon nanotubes as
a platform for the delivery of therapeutic drugs
or diagnostics, conjugation of prodrug modules
of an anticancer agent that is activated to its
cytotoxic form inside the tumor cells upon
internalization and in situ drug release,
attachment of modules which recognise tumour
to the nanotube surface. CNTs have multiple
applications in this areafor example, diagnostic
imaging, hyperthermia (inducing cell death in
the region of cancer cells by an increase in
temperature, and photodynamic therapy (a
minimally invasive technique that exploits
special photosensitizers that, upon illumination,
generate reactive oxygen species (ROS) [49,50].
3. CNTs for platelet activation :A study was
conducted to characterize the effects of diesel,
titanium dioxide rutile, and CNTs nanoparticles
on platelet activation, and it was found that
SWCNTs induced platelet activation [51].In
another study it is found that CNTs have been
activate the blood platelets, so they are known to
potentiate arterial thrombosis [52]. In a recent
study, surface-modified SWCNTs known to
induce in vitro platelet activation, aggregation,
and platelet granulocyte complex formation
[53].
4. CNTs for bioactive substances :The ability
of the CNT’s to penetrate the cell membranes,
which allows their use in the transportation of
drugs into the cells. CNTs have already found
many applications in delivery of therapeutic
agents and bioactive substances [54].
With the prospect of gene therapy, cancer
treatments and innovative, new answers for lifethreatening diseases on the horizon, the science
of nanomedicines has become an ever-growing
field that has an incredible ability to bypass all
barriers. Single and multiple walled carbon
nanotubes have been proven to serve as most
effective alternatives to previous drug delivery
methods. They are able to carry therapeutic
drugs, vaccines and nucleic acids to the target
cells because of their ability to pass through the
membrane. They also serve as ideal, non-toxic
vehicle, which in some cases increase the
solubility of the drug attached, resulting in
greater efficacy and safety. Thus, overall recent
studies regarding CNTs have shown a very
promising glimpse of what lies ahead in the
future of medicine.
Acknowledgement: We express our sincere
thanks to Dr.Y.Srinivasa Rao and the
management of Vignan Group of Institutions for
providing necessary facilities to carry out the
above review.
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