PUBLIC HEALTH - HIV
East African Medical Journal
December 2015
585
East African Medical Journal Vol: 92 No. 12 December 2015
A RETROSPECTIVE EVALUATION OF PROFICIENCY TESTING, AND RAPID HIV TEST KITS STOCK-OUTS AMONG
HTC FACILITIES WITHIN NAIROBI COUNTY
M. E. Ireri, BSc, MSc, Institute of Tropical Medicine and Infectious Diseases, M. W. Mutugi, BSc, MSc, PhD, Jomo Kenyatta
University of Agriculture and Technology, N. L. Muthami, MSc, Medstat, Kenya Medical Research Institute, M. Kiptoo,
BSc, MSc, PhD, Institute of Tropical Medicine and Infectious Diseases and E. M. Songok, BSc, MSc, PhD, Kenya Medical
Research Institute.
A RETROSPECTIVE EVALUATION OF
PROFICIENCY TESTING, AND RAPID HIV TEST KITS
STOCK-OUTS AMONG HTC FACILITIES WITHIN NAIROBI COUNTY
M. E. IRERI, M. W. MUTUGI, N. L. MUTHAMI, M. KIPTOO and E. M. SONGOK
Abstract
Background: Proficiency testing (PT) has been implemented as a form of External
Quality Assurance (EQA) by the National HIV Reference Laboratory in Kenya since
2007 in order to monitor and improve on the quality of HIV testing and counselling
HTC services.
Objective: To compare concordance between National HIV Reference laboratory, and
HIV testing and counseling (HTC) facilities.
Design: A telephone survey was conducted to access consistencies in PT schemes.
An independent EQA assessment questionnaire was developed and pretested on a
randomly chosen sample of HTC facilities.
Setting: HTC facilities selected from Client-initiated HTC and Provider-initiated HTC
facilities, within Nairobi County.
Subjects: The HTC facilities were randomly selected (n = 45).
Results: Inconsistencies and tremendous increase in non-participation in PT schemes.
Gender χ² (5, N = 45) = 13.83; p= .017, experience using rapid test kits χ² (5, N =45)
= 5.417; p = .020, and current facility ever participating in any PT scheme χ² (5, N
= 45) = 15.38, p= .009, had significant effects in participation in PT schemes. Some
facilities experienced test kits stock-outs most of the time (2.552 ≥ 3.777), while others
sometimes (1.326 ≥ 2.551), t (43) =3.105; p= 0.003. However, there was no link between
non-participation in PT schemes and test kits stock-outs.
Conclusion: The results generated by the study revealed inconsistencies in PT schemes
and Test Kits stock-outs from 2012 up to May 2014. These findings will assist in the
full adoption of HTC policy guidelines and ensure each and every HTC personnel
participate in all PT quarters consistently. Challenges in forecasting, and quantification
remains a major barrier to HTC supplies.
INTRODUCTION
HIV testing and counseling (HTC) is the main entry
point to prevention, care and treatment (1-3). HTC has
experienced very rapid growth in Kenya since it was
launched in 2001. It has contributed significantly to
the reduction of stigma associated with HIV/AIDS,
and the promotion of behaviour change. It has also
facilitated access to prevention, care and treatment
for people living with HIV/AIDS. Hence the need
for quality assurance systems being established at all
sites carrying out HIV testing (4). The earliest data
available regarding HIV testing in Kenya is from
the 1998 Kenya Demographic Health Survey (5).
The report (6) outlined district VCT services as core
indicators whereas the quality of VCT laboratories that
adheres to the WHO testing protocol, and blood safety
protocol were prioritised as additional indicators. In
2002, the government of Kenya developed a proposal
to seek funds at the Global Trust fund on AIDS, TB,
and Malaria with the intention of reduction of HIV
prevalence through prevention and advocacy with the
broad activities in scaling up existing VCT Services
and training of counselors (7).
The report on (3), also lead to the development
of quality assurance on HTC in Kenya. The quality
assurance includes, proficiency testing at test site.
Quality assurance systems were to be established
at all sites carrying out HIV testing. The systems
were to include validated standard operating
procedures, internal and external quality assessment
(for example. proficiency testing), testing aligned
with national algorithms, and use of HIV assays
approved and validated by the national reference
laboratory (8). Retesting by random sampling of
5% or 10% of all specimens positives and negatives
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East African Medical Journal
, presented a considerable burden to the reference
laboratory and hence emphasize on-site monitoring
was recommended for performing external quality
assessment (9). The phrase HIV testing and
counseling, is the essence of the strategy to bridge
the gap between two distinct HTC approaches in
Kenya. Many Kenyans are familiar with Client-initiated
HTC, which is also known as voluntary counseling
and testing (VCT). Health workers are also familiar
with Provider-initiated HTC (also called PITC), which
was previously known as Diagnostic HIV testing
and counseling (DTC). Unlike DTC which targets
sick people PITC targets all patients and clients in
the health facility. The CDC (10) recommendations
acknowledged that Kenya had adopted some of their
concepts on testing personnel and training which
includes personnel qualification for V.C.T (Grade C+
and above at O level), adopted modern methods of
training ( In service training and computer literacy)
, modes of competence assessment (through precourse theory , post-course theory, and continuous
active participation throughout the course), certificate
awards and assessing of performance tasks for
HIV testing before, during and after testing (10,11)
During the past fifty years, the use of telephones for
the collection of survey data has been transformed
from a rare and often criticised practice into the
dominant mode of data collection in government,
academic, and private sector survey research.
Researchers in all fields have come to recognise
that the advantages of telephone interviewing are
numerous, most notably the substantially lower cost
(12).The appeal of telephone interviewing (13-15),
(15), is multifaceted, because this method has many
practical advantages, most notably reduced cost,
the possibility of quick turnaround time, and the
possibility of closer supervision of interviewers to
assure greater standardisation of administration.
A telephone evaluation survey was undertaken to
identify gaps in 45 HTC sites in Nairobi County with
the view of recommending appropriate interventions
and action plan to address the gaps and scale up
proficiency testing overtime. In the study, knowledge
of PT schemes, current site participation in PT scheme,
participation in PT schemes since 2012 up to May
2014, and levels of education were investigated
using gender, type of HTC facility, designation of
HTC personnel and experience in testing HIV using
rapid test kits. This paper provides an overview of
the general achievements and gaps for Proficiency
Testing in HTC facilities in Nairobi County as at May
2014 with references to (4,16).
MATERIALS AND METHODS
A randomised telephone survey was conducted
from May 28th, 2014 to June 6th 2014 excluding
1st June (Sunday) and 2nd June (Public Holiday).
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Socio-demographic and explanatory variables were
collected using a structured questionnaire. The
measurable indicators were designed from the (4)
guidelines. We combined the structured questionnaire
and semi-structured interview with telephone survey
for the first time. In the structured questionnaire,
the HTC staff responded to prompts by selecting
from predetermined answers (for example Likert
scales, multiple choice responses), and these data
were typically analysed quantitatively. In the semistructured interview, we began with a small set of
open-ended questions, but spend considerable time
(average time ≥ 40minutes per respondent) probing
responses, encouraging them to provide details and
clarifications, and the data was analysed qualitatively.
The questionnaire had both quantitative and
qualitative questions. Data was captured on MS Excel
spreadsheet. The data set was cleaned and imported
to R script version 3.0.3 -) for coding and
analysis. An exploratory data analysis was carried out
to check for inconsistencies. The relationships between
variables were explored using cross-tabulations. The
data from the questionnaire was categorical (both the
predictors and the outcomes variables). Univariate
analysis, logistic regression, and Chi-square tests were
performed. A 5% level of significance was considered
significant for all analysis.
RESULTS
Logistic regression was used to predict the categorical
dependent variables from a set of predictor categorical
variables: The dependent variables were: knowledge of
PT, HTC analysts ever participating in any PT schemes
in their career, the analysts current HTC facility
participation in any PT scheme, Participation in any
PT scheme (from 2012,2013, up to May 2014), and the
highest level of education of the HTC analyst. The
categorical dependent variables were: gender, type
of HTC facility, designation of the HTC analyst, years
worked at the present HTC facility, and experience
in testing HIV using rapid HIV test kits.
Knowledge of Proficiency Testing (PT): Overall a
majority of respondents (61.9%) had greater than
five years’ experience in HIV testing using rapid test
kits. Logistic regression analysis was employed to
predict the probability that the HIV analysts would
have knowledge of PT. The predictor variables
were participant’s gender, type of the HTC facility,
designation at the facility, years spent at present
facility, and experience in HIV testing using rapid test
kits. The dependent coding used were knowledge of
PT=1, Lack of knowledge =0. A test of the full model
versus a model with intercept was tested. The omnibus
test of model co-efficient effect of experience in testing
HIV using rapid test kits fell short of significance, χ²
(5, N = 45) = 8.316, p= .140. The model was able to
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East African Medical Journal
correctly classify 100% of those who had knowledge
of PT with ≥ 5 years testing experience and .0% of
those lacking knowledge on PT with ≥ 5 years testing
experience, for an overall success rate of 93.3%.
Table 2 shows the logistic regression co-efficient,
Wald test, and odds ratio for each of the predictors.
Employing a .05 criterion of statistical significance,
experience in testing HIV using rapid test kits had
significant effect on knowledge of Proficiency Testing.
Inverted odds ratio for experience in HIV testing using
rapid test kits indicate that the odds of knowledge on
PT schemes were 30.3 times less for the analysts with
<5 years testing experience than for those with ≥ 5
years testing experience. Univariate analysis indicated
that HTC analysts with ≥ 5 years testing experience
were significantly likely to have knowledge of PT
(97.4% against 2.2%) than those with <5 years testing
experience (66.7% against 33.3%) in HIV testing using
rapid test kits, and χ² (1) = 7.912, p = .005. Likewise
2.2% of analysts with ≥ 5 years testing experience
against 33.3% with <5 years testing experience didn’t
have even the slightest knowledge of the meaning of
Proficiency Testing.
Overall, 84.4% with ≥ 5 years testing experience
against 8.9 % with <5 years testing experience,
had knowledge on Proficiency Testing . ßResults
on gender, type of HTC facility, designation of the
analyst at the facility, and years worked at their
present HTC facility were insignificant. This finding
strongly indicates the evidence that participation in
PT schemes is influenced by prior knowledge of PT
schemes (figure 1). Our findings on participation in PT
schemes versus the experience in testing HIV using
rapid kits revealed the experience bracket 5-10 years
had the highest participation in PT schemes. Therefore
HTC analysts with ≥ 5 years testing experience are
more likely to be aware of PT schemes and ever
participating in any of PT schemes (89.7% against
10.3%) than those with <5 years testing experience
(66.7% against 33.3%) in HIV testing using rapid test
kits, χ² (1) = 11.32, p = .001 (figure 1).
The analysts’ current HTC facility participation in any
PT scheme: Overall a majority of respondents (71.4%)
with greater than 5 working years at their present
facility acknowledged that their present facility had
participated at least once in a PT scheme. Logistic
regression analysis was employed to predict the
probability that the current HTC facilities had
participated in PT schemes. The predictor variables
were participant’s gender, type of the HTC facility,
designation at the facility, years spent at present
facility, and experience in HIV testing using rapid
test kits. The dependent coding used were current
facility participation=1, Lack of knowledge =0. A test
of the full model versus a model with intercept was
tested. The omnibus test of model coefficient effect of
years worked at the current facility was significant,
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χ² (5, N = 45) = 15.38, p= .009. The model was able to
correctly classify 91.4% of those with ≥ 5 years testing
experience at current facilities and 50% of those with
≥ 5 years testing experience but had not participated
in PT at their current HTC facilities, for an overall
success rate of 82.2%. Table 2 shows the logistic
regression coefficient, Wald test, and odds ratio for
each of the predictors. Employing a .05 criterion of
statistical significance, years spent at the current HTC
facility had significant effect on acknowledging that
the current HTC facility had participated in any PT
scheme. Inverted odds ratio for years spent at the
facility indicate that the odds of acknowledging
participation PT schemes at current facilities were
26.32 times less for the analysts with greater tha five
years working experience at present facility than for
those with ≥ 5 years working experience at present
facility. Univariate analysis indicated that HTC
personnel with less than five years were significantly
unlikely to have acknowledged their current HTC
participation in PT (28.6%) than those with ≥ 5 years’
experience (71.4%) , and χ² (1) = 8.571, p = .003. Also
(80%) with <5 years working experience couldn’t
recall their facility participating in any PT scheme
against (20%) with ≥ 5 years working experience.
Overall, 77.8% against 22.2% recalled PT schemes
being conducted at their facilities. Results on gender,
type of HTC facility, designation of the analyst at the
facility, and experience in HIV testing using rapid
test kits were insignificant.
Participation in any PT scheme (from 2012, 2013, up to
May 2014): The logistic regression co-efficient, Wald
test, and odds ratio for each of the predictors for
participating in PT schemes in 2013 up to May 2014
were insignificant. However, the results for 2012 were
significant employing a .05 criterion of statistical
significance.
Overall a majority of females (88.9%) had not
participated in a PT scheme in 2012 while (55.6%) had
participated. The males’ statistics indicated (11.1%)
had not participated in a PT scheme in 2012 while
(44.4%) had participated. The results also indicated
that majority (96.7%) of HTC analysts with greater
than 5 years’ experience in HIV testing using rapid
test kits participated in proficiency testing in 2012
while 72.2% didn’t. Also 27.8% of those with less than
5 years of testing experience didn’t participate in PT in
2012 while only 3.7% participated. Logistic regression
analysis was employed to predict the probability of
participating in any PT quarter in 2012. The predictor
variables were participant’s gender, type of the HTC
facility, designation at the facility, years spent at
present facility, and experience in HIV testing using
rapid test kits. A test of the full model versus a model
with intercept was tested. The omnibus test of model
coefficient effect for gender was significant, χ² (5, N
= 45) = 13.83, p= .017. The model was able to classify
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East African Medical Journal
correctly 85.2% of HTC analysts had participated in
any PT quarter and 38.9% of them had not participated
in any PT quarter, for an overall success rate of 66.7%.
The success rate of the model improved from 60% to
62.2% for gender, and 60% to 68.9% for experience
in HIV testing using rapid test kits. Table 2 shows
the logistic regression co-efficient, Wald test, and
odds ratio for each of the predictors. Employing a
.05 criterion of statistical significance, gender had
significant effect on participation in any PT quarter
in 2012. Inverted odds ratio for gender indicates that
the odds of participation in any PT quarter in 2012
were 11.36 times less for the female HTC analysts
than their male counterparts. The table also shows
the odds ratio for the predictor experience in HIV
testing using rapid test kits having a significant effect
on participation in any PT quarter in 2012. Inverted
odds ratio for experience indicates that the odds of
participation in any PT quarter in 2012 were 22.22
times less for the HTC analysts with less than 5 years
testing experience than those with greater than 5 years
testing experience. Univariate analysis indicated that
the female HTC analysts were significantly likely
not to participate in PT in 2012 (88.9%) than males
(11.1%), and χ² (1) = 5.599, p = .018. The analysis on
experience indicated that HTC analysts with greater
than 5 years were significantly likely to participate in
PT schemes in 2012 (96.3%) than those with less than
5 years (3.7%), and χ² (1) = 5.417, p = .020. Results
on type of HTC facility, designation of the analyst at
the facility, and years spent at current facility were
insignificant.
The highest level of education of the HTC analyst: The
logistic regression coefficient, Wald test, and odds
ratio for the predictor designation was significant
employing a .05 criterion of statistical significance.
Overall a majority of HTC counselors (95.8%) had
secondary education with counseling courses while
(38.1%) had tertiary education. Majority of the
medical personnel (61.9%) had tertiary education
while (4.2%) had secondary education with
counseling courses. Logistic regression analysis
was employed to predict the probability of having
the highest level of education and offering HTC
services. The predictor variables were participant’s
gender, type of the HTC facility, designation at
the facility, years spent at present facility, and
experience in HIV testing using rapid test kits. A
test of the full model versus a model with intercept
was tested. The omnibus test of model coefficient
effect for the highest level of education attained by
the analyst was significant, χ² (5, N = 45) = 22.70,
p<.001. The model was able to classify correctly
95.8% of HTC analysts had secondary education
with counseling courses and 61.9% of them had
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tertiary education, for an overall success rate of
80%. The success rate of the model improved
from 53.3% to 80%. Employing a .05 criterion of
statistical significance, the levels of education
had significant effect on the designation of the
analyst at the HTC facilities. Inverted odds ratio
for education indicates that the odds of having
tertiary education were 37.04 times less for the
HTC counselor than the medical personnel offering
HTC services. Univariate analysis indicated that
the medical personnel offering HTC services were
significantly likely to have tertiary education
(28.9%) than HTC counselors (17.8%), and χ² (1) =
17.421, p < .001. Likewise 51.1% of HTC counselors
had secondary education coupled with a counseling
course compared to 2.2% of the medical personnel
(Table 2).
Comparison of test variables: participation in
PT quarters in 2012, 2013, up to May 2014 : A
composite score was designed to measure the
predictor variables, and the number of quarters
participated in proficiency testing from 2012,
2013, up to May 2014. The composite score for
participation in Proficiency Testing in 2012 had
mean scores of 0= none, 0.1≥1.09= 1PT Quarter,
1.1≥2.09= 2 PT Quarters, 2.1≥3.09= ≥ 3 PT Quarters.
The maximum score was 3 and the minimum score
was 0.Table 10 shows the independent sample t-test
results for the statistically significant predictor
variables and participation in PT scheme in 2012.
An independent-samples t-test was conducted
to compare participation in PT schemes in 2012
for male analysts and female analysts. Overall,
the mean score on PT participation in 2012 was
(M=1.33, SD=1.28). This result reveals that in 2012,
a majority of HTC facilities only participated in two
PT Quarters. The composite score for participation
in Proficiency Testing in 2013 had mean scores
of 0= none, 0.1≥1.09= 1PT Quarter, 1.1≥2.09= 2
PT Quarters, 2.1≥3.09= ≥ 3 PT Quarters, ≥ 3= 4
PT Quarters. The maximum score was 4 and the
minimum score was 0. A composite score was also
designed to measure the stock-out experiences of
rapid test kits at the HTC facilities and the spent
at the present HTC facility. The composite score
had mean scores of 0= none, 0.1 ≥ 1.325= Rarely,
1.326 ≥ 2.551= Sometimes, 2.552 ≥ 3.777= Most
times, and 3.778 ≥ 5.000= All times. The maximum
score was 5 and the minimum score was 0. There
was no statistically significant differences between
participation in PT schemes in 2012 and facility
type, designation, years worked at the facility and
level of education.
East African Medical Journal
December 2015
589
Figure 1
Participatioin in PT shemes versus the experience in testing using rapid HIV test kits
Never participated in PT shemes in their careres
Have participated in PT shemes
68.90%
8.9%
4.40%
4.40%
Les than 5 years
4.40%
8.90%
≥11 years
5 - 10 years
Table 1
Summarizes the significant binary logistics regressions
Predictors
B
Wald χ²
p
Odds Ratio
Logistic Regression Predicting Decision on Knowledge of Proficiency Testing (PT).
Experience
-
Constant-E+10
Logistic Regression Predicting Decision on the analysts’ current HTC facility participation in any PT
scheme.
Years spent at Facility
-
Constant-
Logistic Regression Predicting Decision on Participation in any PT scheme 2012.
Gender
-
Experience
-
Constant-
Logistic Regression Predicting Decision on Designation and PT participation.
PT-
Constant
-
DISCUSSION
“Lack of structured training on quality management
in HIV and AIDS programmes, weak and sometimes
lack of support in quality systems, inadequate and
selected supervision, inadequate external quality
assessment system as examples, impact negatively
on quality of HIV testing and counselling services.
Quality system strengthening through training,
supervision, quality assessment provision of relevant
tools and engagement of laboratory within the
settings are the missing links required to provide
impetus for good quality management in HTC
programme” (12). This paper provides an overview
of the general achievements and gaps for proficiency
testing in HTC sites in Nairobi County as at May 2014
with (4, 16) as references.
Knowledge of Proficiency Testing (PT): Proficiency
testing has always been implemented as a form of
EQA by the National HIV Reference Laboratory
(NHRL) in Kenya. The NHRL creates blood or
serum samples of pre-known HIV status, sends a
panel of different samples to regional laboratories
and HTC sites for testing, which then send the
results back to the NHRL for analysis. The purpose
of this method of EQA is to compare concordance
between national and regional laboratories and HTC
facilities. Feedback is sent to the HTC facility on
whether their results are concordant with the NHRL,
and adjustments are made as necessary to improve
testing quality. Our study had anticipated that the
greater the experience in HIV testing using rapid test
kits, the higher the percentage score in terms of PT
participation. This was not the real picture (figure 1).
The results showed that still there are HTC analysts
with over 5 years’ experience who cannot tell what
the words HIV proficiency testing mean. This is not
acceptable under all standards. Lack of Knowledge
on PT will continue to be among the factors that will
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East African Medical Journal
continue posing major challenge in participation in
PT schemes. If an HTC analyst in Nairobi County,
a cosmopolitan city does not know the meaning of
PT, at what percentage confidence level can we be
in stating that the HTC analysts who are based in
rural facilities in limited resource settings knows
about PT schemes or even have ever participated
in this schemes ?. Knowledge and awareness of PT
schemes can only be improved through regular HTC
refresher courses and other continuous development
programmes. A similar study (17) clearly states that
experience in rapid HIV testing and proficiency are
not necessarily equivalent. Proficiency depends on
experience. Experience and training are important
before proficiency can be assured.
The analysts’ current HTC facility participation in any PT
scheme: The study indicated that HTC analysts with
≥ 5 years working experience at present facility are
at a better position to recall participation patterns in
PT schemes since 2012. The reality on the ground is
that the longer the number of years spent at a testing
facility, the more likely a HTC personnel is able to
recall past events at the facility. This information backs
the data that were collected as the real situation in
the field. However, other factors needs to be factored
in for those with <5 years working experience. Some
HTC analysts were part-time volunteers, sessional
counsellors, newcomers at their facilities, women
on maternity leave, lack of proper documentation
on PT programs at HTC facilities, others joined the
facilities in 2012 when inconsistencies in PT schemes
and test kits stock-outs started. Thus, they were
unlikely to participate in any PT scheme and hence
their recall to the current facility participating in any
PT scheme is highly compromised. Local laboratories
and technical staffing within health facilities can be
utilised to ensure every HTC personnel participates in
PT schemes. We concur with the recommendation (16),
that management of some aspects of ‘external’ quality
assessment (out of laboratory but within facility)
by a local laboratory needs to be adopted. This will
enhance frequency – of participating in PT schemesand ensure majority of HIV testing provider’s access
proficiency testing unlike its current situation.
Participation in any PT scheme (from 2012, 2013, up to
May 2014): PT schemes are very expensive to conduct
right from preparation of panels, transportation and
storage of the panels, no forgetting the challenging
logistics in terms of location of some HTC facilities.
Most facilities have adopted a random rotational
method to at least allow each and every member in
their HTC facility to participate in PT schemes. The
PT scheme were first implemented in Kenya in 2007
and no justification warrants why seven years down
the line some HTC staff have never participated in
PT schemes even once. To be able to scale up PT
schemes, each and every HTC service provider should
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be enrolled into the programme irrespective of the
setting of their facility. All the analysis on proficiency
testing proves that there is a gap in participation in
PT programs in Nairobi County and also there are no
consistencies in participation. However, the results
reveals that almost all the HTC staff interviewed
were willing to continue participating in the PT
schemes. Qualitative analyses (Figure 3) were done
to capture the main reasons for not participating
in PT schemes since 2012. Training health care
providers as VCT counselors and establishing VCT
in health facilities was made challenging by creating
additional counseling duties for already sparse staff
whose primary priorities were curative, often to the
detriment of VCT services. Health worker attitudes
and stigma, and the view that HTC was an additional
and not a core responsibility were barriers (18). The
Provider-Initiated HTC staff had 20% of their staff who
had never participated in any PT scheme. The main
reason was because of too clouded assignments of
duty at their health facility, multitasking and frequent
change of working station (staff rotations) common in
health facilities (12). Some respondents also missed
opportunities to participate in PT schemes due to
maternity leave. We run some cross tabulations on
gender to see whether we could associate missing PT
schemes with maternity leave. The results revealed
that the female HTC staff had the highest number
of staff who had never participated in PT schemes
6(13.3%) while their male counterparts had the least
two (4.4%). Provider-Initiated HTC facilities mostly
have integrated HTC services and different staff
handling the services. Other commitments had the
highest responses at 31.58%. Those affected most
in the category are mostly volunteers and sessional
counselors who at times are making money elsewhere
and only offer their services during their free time and
hence priority to participate in PT schemes are given to
the full time staff at the facilities. A study in Tanzania
(19) clearly indicates some challenges that HTC
facilities facing as a result of task-shifting. Kenya is
not an exception to task-shifting challenges. The odds
ratio on designation of the HTC personnel indicates
that the odds of participating in any PT quarter in
2014 were 5.87 times higher for the HTC counselors
than the medical personnel. This finding indicates
that more medical personnel are finding it difficult
to balance between participating in PT schemes and
the numerous assignments at their health facilities.
We would recommend that the government provides
enough budgetary allocation to employ permanent
HTC staff dedicated to HIV testing and counseling
only. We strongly believe that task-shifting in its true
state can hinder an HTC analyst from participating
in PT schemes continuously.
Comparison of test variables for participation in PT
quarters in 2012, 2013, up to May 2014: These results
suggest that gender has an effect on participation in
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East African Medical Journal
a PT scheme. Specifically, our results suggest that
males are more likely to participate consistently
in more PT quarters in a year than females. The
results were supported by the fact that maternity
leave contributed to 26.32% as the main reasons for
not participating in PT schemes. Experience had an
effect on participation in a PT scheme. Specifically,
our results suggest that analysts with ≥ 5 years’
experience and are males are more likely to participate
consistently in more PT quarters in a year than those
with <5 years’ experience. Knowledge of PT schemes
influences directly the participation of an HTC analyst
in PT scheme. Specifically, our results suggest that
analysts with knowledge on PT are more likely to
participate consistently in more PT quarters in a
year than those who lack knowledge on PT schemes.
Acknowledging current facility participation in PT
had been influenced by participation in 2012 PT
scheme. However, 2013 had the least number of HTC
analysts who missed the PT scheme. Specifically, our
results suggest that the longer the number of years
spent at a facility, the more likely a HTC analysts
increases their chance of participating consistently
in more PT quarters in a year than those who spent
less time in a facility. The differences between their
means were likely due to chance and not likely due
to participation in PT scheme in 2012. Nevertheless,
the study indicated inconsistencies and tremendous
increase in non-participation in PT schemes. The mean
score percentage for participating in all PT schemes
quarters from January 2012 to May 2014 was 15.34%.
This representative sample from our study can only
means that Kenya as a country is yet to achieve a
quarter (25%) in scaling up PT schemes. The results
clearly prove that scaling- up PT schemes in Kenya
is a real problem if not a challenge. Kenya is not
the only country facing these challenges. A similar
study in Nigeria (20) stated that PT was a means of
verifying the reliability of laboratory results, but such
programmes were not readily available to laboratories
in developing countries.
Stock outs and participation in PT schemes: Overall a
majority of HTC counselors (91.1%) acknowledged
experiencing test kits stock-outs at their HTC
facilities while (8.9%) had never experienced any
test kits stock-outs. Analysts with ≥ 5 years working
experience responded by acknowledging that they
had sometimes experienced stock outs. Those
with < 5 years working experience acknowledged
experiencing stock outs most of the times. On further
enquiries, it was observed that the most experienced
analysts had proper records to monitor their stocks
and most of them usually place their orders on
time, and in excess of their requirements. However,
there were no statistically significant associations
and relationships between test kits stock outs and
participation in PT schemes from 2012 up to May
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2014. The Kenya Medical Supplies Agency (KEMSA)
was formed on 11 February 2000 by a legal notice
issued under CAP 466 of the Laws of Kenya to
replace medical stores. It is a specialised medical
logistics provider for MoH and is responsible for
procuring key commodities such as test kits. However,
the first HIV test kits stock-outs to be documented
in Kenya was associated with the introduction of
mobile VCT in 2003 which exhausted the test kits
and even emergency procurement could not remedy
the situation. The stock-outs was further complicated
by the pull system in which the KEMSA warehouse
arbitrarily determined quantities that were issued
to districts, regardless of whether they were needed
(18), resulting in test kit and supplies distribution
that was not aligned to the need by regions, facilities
and sites. In 2009 PEPFAR established a supply chain
management system in parallel with KEMSA, which
is responsible for HIV testing supplies, with an aim
of addressing the challenges of stock-outs. However,
questions of sustainability need to be critically thought
through and how the systems can be assimilated
and strengthened to deliver (18). HTC campaigns
in 2007 and 2008 reported persisting shortages and
stock-outs of essential commodities such as test kits.
The years 2009 and 2010 recorded improvements in
commodity supply with more accurate forecasting,
consistent and predictable supply and minimal
shortage of test kits (18). In June 2010 (22nd-25th)
NASCOP organised a forecasting and quantification
workshop to strengthen its monitoring and oversight
role in commodity security. However, this national
planning has not cascaded to districts as envisioned
(18). Our study was able to reveal that despite the
stock-outs intervention measures, test kits stockouts have been persistent and on the rise in HTC
facilities in Kenya (figure 4). If the forecasting and
quantification measures (FY 2010/11 & FY2011/12)
were correct, then there is a serious gap in HTC
commodities supplies. Our study reported stock-outs
from 2011 to May 2014. We conclude that challenges
in poor forecasting still remains a major barrier to
test kits supplies.
The highest level of education of the HTC analyst: The
results for the medical personnel having a secondary
level education was because the personnel was over
51 years and was employed when form two school
leavers were being employed in the 70’s, hence we
can only conclude that the O level education was not
completed but had some secondary education. Results
on gender, type of HTC facility, and years spent at
current facility, and experience were insignificant.
HTC services are implemented by HTC providers
who include health workers, professional or lay
counselors. Some of the cadres of health workers who
provide HTC include doctors, clinical officers, nurses
and laboratory staff. However, majority of these
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health workers provide HTC as part of their regular
duties, but counselors are mostly full-time (3). For
one to be trained as an HTC provider, one needs to
have the minimum qualification of a certificate level
training in social sciences, health services or other
related area. It is however desirable that in the near
future this standard will be raised to a diploma level
(3). Some of the HTC analysts in the two categories
had attained their undergraduate degrees and others
were pursuing post graduate studies but not in the
fields related to HIV testing. These findings clearly
indicates that the HTC analysts have achieved a
milestone in ensuring that they attain higher levels
of education surpassing the minimum requirement
of only having an O level education in order to offer
HTC services. These results on the levels of education
confirms that the government has been able adhere
to its guidelines on the qualifications of HTC staff
“For one to be trained as a HTC provider, one needs
to have the minimum qualification of a certificate
level training in social sciences, health services or
other related area” (4).
In conclusion, our study was designed to investigate
the implementation achievements of (4) funded
by NASCOP and (16) funded by NACC (National
AIDS Control Council) with regard to Proficiency
Testing and Supply of test kits. The outcomes of
this assessment revealed gaps in procurement and
supply chain management test kits by KEMSA,
and Inconsistencies PT schemes. We recommend
the implementation of effective support systems to
improve on the supply and procurement mechanisms
of test kits. Regular PT schemes should be made
accessible and mandatory to all HTC personnel as a
form of Continuous Professional Development in HIV
and AIDS. The first response buffer kits were reported
to have holes on them, and the pipettes for the new
testing kits were reported to be cumbersome as the
blood flow in them weren’t good compared to those
for prior kits. Studies should be conducted on the best
repackaging alternatives for the buffer. We recommend
for the allocation of more funds for PT schemes by
both the central and the county governments. Studies
(2,17) have been done on the feasibility of using HIV
photogrammetric as complementary tools for HIV
proficiency testing in limited resource settings. We
strongly recommend the adoption of the technique
by developing countries that are experiencing
challenges in the full implementation of their PT
schemes. The technique will assist in identify HTC
analysts with difficulties in results interpretation. In
so doing, those with difficulties in interpretation of
the results can now be enrolled into the actual PT
schemes. The technique happens to be cost-effective
as it can operate on different ICT platforms. The only
major challenge to the technique is that not every
HTC analyst is technologically savvy. Possession of
December 2015
a Smartphone does not directly translate to one being
a computer literate. Therefore, we suggest that once
countries decide to adopt photogrammetric, then
they should also provide free computers lessons
to the HTC analysts. Having the National Policy
guidelines and HTC Quality management handbooks
that are not implemented to the full are as good as
not having them. As Kenya ushers in the use of the
new testing algorithms and the decentralisation of
HTC services from central government to county
governments (Sub-Counties), it’s vital to scale-up
Proficiency Testing, and increase trainings on the
new testing algorithms. Inadequate external quality
assessment systems in HIV and AIDS programmes,
stock-outs of test kits, lack and non-participation in
PT schemes impact negatively on quality of HIV
testing and counseling services.
ACKNOWLEDGEMENTS
To acknowledge all the stakeholders for their time
and effort committed to this project. We also thank the
HTC site staff in Nairobi County (Makadara, Starehe,
Westlands and Kamukunji) and their SASCO’s for
their cooperation. The views expressed herein are
those of the authors and do not necessarily reflect
those of the SASCO’s, ITROMID, KEMRI and JKUAT.
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