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Chapter 6
Education as Conservative and Progressive
Education as Formation. We now come to a type of theory that denies the
existence of faculties and emphasizes the unique role of subject matter in the
development of mental and moral disposition. According to it, education is neither a
process of unfolding from within nor is it a training of faculties resident in the mind
itself. It is rather the formation of the mind by setting up certain associations or
connections of content using a subject matter presented from without. Education
proceeds by instruction taken in a strictly literal sense, a building into the mind from
without. That education is formative of mind is not questioned; it is the conception
already propounded. But formation here has a technical meaning dependent upon the
idea of something operating from without. Herbart is the best historical representative
of this type of theory. He denies absolutely the existence of innate faculties. The mind
is simply endowed with the power to produce various qualities in reaction to the
various realities that act upon it. These qualitatively different reactions are called
presentations (Vorstellungen). Every presentation once called into being persists; it
may be driven below the "threshold" of consciousness by new and stronger
presentations, produced by the reaction of the soul to new material, but its activity
continues by its inherent momentum, below the surface of consciousness. What are
termed faculties—attention, memory, thinking, perception, and even sentiments—are
arrangements, associations, and complications formed by the interaction of these
submerged presentations with one another and with new presentations. Perception,
for example, is the complication of presentations that result from the rise of old
presentations to greet and combine with new ones; memory is the evoking of an old
presentation above the threshold of consciousness by getting entangled with another
presentation, etc. Pleasure is the result of reinforcement among the independent
activities of presentations; the pain of their pulling in different ways, etc.
The concrete character of the mind consists, then, wholly of the various
arrangements formed by the various presentations in their different qualities. The
"furniture" of the mind is the mind. Mind is wholly a matter of "contents." The
educational implications of this doctrine are threefold.
(1) This or that kind of mind is formed by the use of objects that evoke this or
that kind of reaction and produce this or that arrangement among the reactions called
out. The formation of the mind is wholly a matter of the presentation of the proper
educational materials.
(2) Since the earlier presentations constitute the "apperceiving organs," which
control the assimilation of new presentations, their character is all important. The
effect of new presentations is to reinforce groupings previously formed. The business
of the educator is, first, to select the proper material to fix the nature of the original
reactions and, secondly, to arrange the sequence of subsequent presentations based
on the store of ideas secured by prior transactions. The control is from behind, from
the past, instead of, as in the unfolding conception, from the ultimate goal.
(3) Certain formal steps of all methods in teaching may be laid down.
Presentation of new subject matter is the central thing, but since knowing consists in
the way in which this interacts with the contents already submerged below
consciousness, the first thing is the step of "preparation," that is, calling into special
activity and getting above the floor of consciousness those older presentations that
are to assimilate the new one. Then, after the presentation, follow the processes of
interaction between new and old; then comes the application of the newly formed
content to the performance of some task. Everything must go through this course;
consequently, there is a perfectly uniform method of instruction in all subjects for all
pupils of all ages.
Herbart's great service lay in taking the work of teaching out of the region of
routine and accident. He brought it into the sphere of conscious method; it became a
conscious business with a definite aim and procedure instead of being a compound of
casual inspiration and subservience to tradition. Moreover, everything in teaching and
discipline could be specified, instead of our having to be content with vague and more
or less mystic generalities about ultimate ideals and speculative spiritual symbols. He
abolished the notion of ready-made faculties, which might be trained by exercise upon
any sort of material, and made attention to concrete subject matter, to the content,
which was all-important. Herbart undoubtedly has had a greater influence in bringing
to the front questions connected with the material of study than any other educational
philosopher. He stated problems of method from the standpoint of their connection
with subject matter: method has to do with the manner and sequence of presenting
new subject matter to ensure its proper interaction with old.
The fundamental theoretical defect of this view lies in ignoring the existence in
a living being of active and specific functions that are developed in the redirection and
combination that occur as they are occupied with their environment. The theory
represents the schoolmaster coming to his own. This fact expresses at once its strength
and its weakness. The conception that the mind consists of what has been taught and
that the importance of what has been taught consists in its availability for further
teaching reflects the pedagogue's view of life. The philosophy is eloquent about the
duty of the teacher in instructing pupils; it is almost silent regarding his privilege of
learning. It emphasizes the influence of the intellectual environment upon the mind; it
slurs over the fact that the environment involves a personal sharing of common
experiences. It exaggerates beyond reason the possibilities of consciously formulated
and used methods and underestimates the role of vital, unconscious attitudes. It insists
on the old and the past and passes lightly over the operation of the genuinely novel
and unforeseeable. It takes, in brief, everything educational into account, saves its
essence—vital energy-seeking opportunities for effective exercise. All education forms
character, both mental and moral, but formation consists in the selection and
coordination of native activities so that they may utilize the subject matter of the social
environment. Moreover, the formation is not only a formation of native activities; it
takes place through them. It is a process of reconstruction and reorganization.
Education as Recapitulation and Retrospection. A peculiar combination of the
ideas of development and formation from without has given rise to the recapitulation
theory of education, both biological and cultural. The individual develops, but his
proper development consists of repeating, in orderly stages, the past evolution of
animal life and human history. The former recapitulation occurs physiologically; the
latter should be made to occur using education. The alleged biological truth that the
individual in his growth from the simple embryo to maturity repeats the history of the
evolution of animal life in the progress of forms from the simplest to the most complex
(or, technically, that ontogenesis parallels phylogenesis) does not concern us, save as
it is supposed to afford a scientific foundation for cultural recapitulation of the past.
Cultural recapitulation says, first, that children at a certain age are in the mental and
moral condition of savagery; their instincts are vagrant and predatory because their
ancestors at one time lived such a life. Consequently, it is concluded that the proper
subject matter of their education at this time is the material—especially the literary
material of myths, folktales, and songs—produced by humanity in the analogous stage.
Then the child passes on to something corresponding, say, to the pastoral stage, and
so on till, at the time when he is ready to take part in contemporary life, he arrives at
the present epoch of culture. In this detailed and consistent form, the theory, outside
of a small school in Germany (followers of Herbart for the most part), has had little
currency. But the idea that underlies it is that education is essentially retrospective,
that it looks primarily to the past and especially to the literary products of the past,
and that the mind is adequately formed in the degree to which it is patterned upon
the spiritual heritage of the past.
This idea has had such immense influence on higher education, especially, that
it is worth examination in its extreme formulation.
In the first place, its biological basis is fallacious. The embryonic growth of the
human infant preserves, without doubt, some of the traits of lower forms of life. But
in no respect is it a strict traversing of past stages. If there were any strict "law" of
repetition, evolutionary development would not have taken place. Each new
generation would simply have repeated its predecessors' existence. Development, in
short, has taken place through the entrance of shortcuts and alterations in the prior
scheme of growth. And this suggests that education aims to facilitate such shortcircuited growth. The great advantage of immaturity, educationally speaking, is that it
enables us to emancipate the young from the need to dwell in an outgrown past. The
business of education is rather to liberate the young from reviving and retroverting the
past than to lead them to a recapitulation of it. The social environment of the young is
constituted by the presence and action of the habits of thinking and feeling of civilized
men. To ignore the directive influence of this present environment on the young is
simply to abdicate the educational function. A biologist has said: "The history of
development in different animals... offers to us... a series of ingenious, determined,
varied but more or less unsuccessful efforts to escape from the necessity of
recapitulating and to substitute for the ancestral method a more direct method."
Surely it would be foolish if education did not deliberately attempt to facilitate similar
efforts in conscious experience so that they become increasingly successful.
The two factors of truth in the conception may easily be disentangled from
association with the false context that perverts them. On the biological side, we have
simply the fact that any infant starts with precisely the assortment of impulsive
activities with which he does start, they being blind, and many of them conflicting with
one another, casual, sporadic, and unadopted to their immediate environment. The
other point is that it is a part of wisdom to utilize the products of history so far as they
are of help for the future. Since they represent the results of prior experience, their
value for future experience may, of course, be indefinitely great. Literature produced
in the past is, so far as men are now in possession and use of them, a part of the present
environment of individuals, but there is an enormous difference between availing
ourselves of them as present resources and taking them as standards and patterns in
their retrospective character.
(1) The distortion of the first point usually comes about through misuse of the
idea of heredity. It is assumed that heredity means that past life has somehow
predetermined the main traits of an individual and that they are so fixed that little
serious change can be introduced into them. Thus taken, the influence of heredity is
opposed to that of the environment, and the efficacy of the latter is belittled. But for
educational purposes, heredity means neither more nor less than the original
endowment of an individual. Education must take the being as he is; that a particular
individual has just such and such equipment for native activities is a basic fact. That
they were produced in such and such a way, or that they are derived from one's
ancestry, is not especially important for the educator; however, it may be for the
biologist, as compared with the fact that they now exist. Suppose one had to advise or
direct a person regarding his inheritance of property. The fallacy of assuming that the
fact that it is an inheritance predetermines its future use is obvious. The advisor is
concerned with making the best use of what is there, putting it to work under the most
favorable conditions. He cannot utilize what is not there; neither can the educator. In
this sense, heredity is a limitation of education. Recognition of this fact prevents the
waste of energy and the irritation that ensues from the too-prevalent habit of trying
to make something out of an individual that he is not naturally fit to become. However,
the doctrine does not determine what use will be made of the capacities that exist.
And, except in the case of the imbecile, these original capacities are much more varied
and potential, even in the case of the more stupid, than we as yet know properly how
to utilize. Consequently, while a careful study of the native aptitudes and deficiencies
of an individual is always a preliminary necessity, the subsequent and important step
is to furnish an environment that will adequately function for whatever activities are
present. The relation between heredity and environment is well expressed in the case
of language. If a being had no vocal organs from which to issue articulate sounds, no
auditory or other sense receptors, and no connections between the two sets of
apparatus, it would be a sheer waste of time to try to teach him to converse. He is born
short in that respect, and education must accept the limitation. But if he has this native
equipment, its possession in no way guarantees that he will ever speak any language
or what language he will speak. The environment in which his activities occur and by
which they are carried into execution settles these things. If he lived in a dumb,
unsocial environment where men refused to talk to one another and used only the
minimum of gestures without which they could not get along, his vocal language would
be as unachieved as if he had no vocal organs. If the sounds that he makes occur among
people speaking the Chinese language, the activities that make sounds will be selected
and coordinated. This illustration may be applied to the entire range of the educability
of any individual. It places the heritage from the past in its right connection with the
demands and opportunities of the present.
(2) The theory that the proper subject matter of instruction is found in the
culture-products of past ages (either in general or more specifically in the particular
literature that was produced in the culture epoch, which is supposed to correspond
with the stage of development of those taught) affords another instance of that
divorce between the process and product of growth, which has been criticized. To keep
the process alive—to keep it alive in ways that make it easier to keep it alive in the
future—is the function of educational subject matter. But an individual can live only in
the present. The present is not just something that comes after the past, much less
something produced by it. It is what life is about—leaving the past behind. The study
of past products will not help us understand the present, because the present is not
due to the products but to the life of which they were the products. Knowledge of the
past and its heritage is of great significance when it enters the present, but not
otherwise. The mistake of making the records and remains of the past the main
material of education is that it cuts the vital connection between present and past and
tends to make the past a rival of the present and the present a more or less futile
imitation of the past. Under such circumstances, culture becomes an ornament and
solace; a refuge and an asylum. Men escape from the crudities of the present to live in
their imagined refinements instead of using what the past offers as an agency for
ripening these crudities. The present, in short, generates the problems that lead us to
search the past for suggestions and which supply meaning to what we find when we
search. The past is the past precisely because it does not include what is characteristic
of the present. The moving present includes the past on the condition that it uses the
past to direct its movement. The past is a great resource for the imagination; it adds a
new dimension to life, but OD requires that it be seen as the past of the present and
not as another disconnected world. The principle that makes little of the present act
of living and the operation of growing, the only thing always present, naturally looks
to the past because the future goal that it sets up is remote and empty. But having
turned its back on the present, it has no way of returning to it laden with the spoils of
the past. A mind that is adequately sensitive to the needs and occasions of the present
will have the liveliest of motives for interest in the background of the present and will
never have to hunt for a way back because it will never have lost connection.
Education as Reconstruction. In contrast with the ideas of unfolding latent
powers from within and of formation from without, whether by physical nature or by
the cultural products of the past, the idea of growth results in the conception that
education is a constant reorganizing or reconstructing of experience. It has always had
an immediate end, and so far as activity is educative, it reaches that end—the direct
transformation of the quality of experience. Infancy, youth, and adulthood all stand on
the same educational level in the sense that what is learned at any and every stage of
experience constitutes the value of that experience, and in the sense that it is the chief
business of life at every point to make living thus contribute to an enrichment of its
perceptible meaning.
We thus reach a technical definition of education: it is the reconstruction or
reorganization of experience that adds to the meaning of experience and increases the
ability to direct the course of subsequent experience. (1) The increment of meaning
corresponds to the increased perception of the connections and continuities of the
activities in which we are engaged. The activity begins in an impulsive form; that is, it
is blind. It does not know what it is about—that is, what are its interactions with other
activities? An activity that brings education or instruction along with it makes one
aware of some of the imperceptible connections. To return to our simple example, a
child who reaches for a bright light gets burned. Henceforth, he knows that a certain
act of touching in connection with a certain act of vision (and vice versa) means heat
and pain, or that a certain light means a source of heat. The acts by which a scientific
man in his laboratory learns more about flame differ no whit in principle. By doing
certain things, he makes perceptible certain connections of heat with other things that
had been previously ignored. Thus, his acts about these things get more meaning; he
knows better what he is doing or "is about" when he has to do with them; he can
intend consequences instead of just letting them happen—all synonymous ways of
saying the same thing. At the same stroke, the flame has gained meaning; all that is
known about combustion, oxidation, light, and temperature may become an intrinsic
part of its intellectual content.
(2) The other side of an educational experience is the added power of
subsequent direction or control. To say that one knows what he is about or can intend
certain consequences is to say, of course, that he can better anticipate what is going
to happen and that he can, therefore, get ready or prepare in advance to secure
beneficial consequences and avert undesirable ones. A genuinely educative
experience, then, one in which instruction is conveyed and ability increased, is
contradistinguished from a routine activity on the one hand and a capricious activity
on the other. (a) In the latter, one "does not care what happens"; one just lets himself
go and avoids connecting the consequences of one's act (the evidence of its
connections with other things) with the act. It is customary to frown upon such aimless
random activity, treating it as willful mischief, carelessness, or lawlessness. But there
is a tendency to seek the cause of such aimless activities in the youth's disposition,
isolated from everything else. But in fact, such activity is explosive and due to
maladjustment with the surroundings. Individuals act capriciously whenever they act
under external dictation or from being told, without having a purpose of their own or
perceiving the bearing of the deed upon other acts. One may learn by doing something
that he does not understand; even in the most intelligent action, we do much that we
do not mean because the largest portion of the connections of the act we consciously
intend are not perceived or anticipated. But we learn only because, after the act is
performed, we note results that we had not noted before. But much work in school
consists of setting up rules by which pupils are to act of such a sort that even after
pupils have acted, they are not led to see the connection between the result—say, the
answer—and the method pursued. So far as they are concerned, the whole thing is a
trick and a kind of miracle. Such action is essentially capricious and leads to capricious
habits. (b) Routine action, which is automatic, may increase the skill to do a particular
thing. So far, it might be said to have an educational effect. But it does not lead to new
perceptions of bearings and connections; it limits rather than widens the meaning
horizon. And since the environment changes and our way of acting has to be modified
to successfully keep a balanced connection with things, an isolated, uniform way of
acting becomes disastrous at some critical moments. The vaunted "skill" turns out to
be gross ineptitude.
The essential contrast of the idea of education as continuous reconstruction
with the other one-sided conceptions that have been criticized in this and the previous
chapters is that it identifies the end (the result) and the process. This is verbally selfcontradictory, but only verbally. It means that experience as an active process occupies
time and that its later period completes its earlier portion; it brings to light connections
involved but hitherto unperceived. The later outcome thus reveals the meaning of the
earlier, while the experience as a whole establishes a bent or disposition toward the
things possessing this meaning. Every such continuous experience or activity is
educative, and all education resides in having such experiences. It remains only to
point out (which will receive more ample attention later) that the reconstruction of
experience may be social as well as personal. For purposes of simplification, we have
spoken in the earlier chapters somewhat as if the education of the immature, which
fills them with the spirit of the social group to which they belong, was a sort of catching
up of the child with the aptitudes and resources of the adult group. In static societies,
societies that make the maintenance of established customs their measure of value,
this conception applies in the main. But not in progressive communities. They
endeavor to shape the experiences of the young so that instead of reproducing current
habits, better habits will be formed, and thus the future adult society will be an
improvement on its own. Men have long had some inkling of the extent to which
education may be consciously used to eliminate obvious social evils by starting the
young on paths that will not produce these ills and some idea of the extent to which
education may be made an instrument for realizing the better hopes of men. But we
are doubtless far from realizing the potential efficacy of education as a constructive
agency for improving society, from realizing that it represents not only the
development of children and youth but also of the future society of which they will be
the constituents.
Chapter 7
The Democratic Conception in Education
For the most part, save incidentally, we have hitherto been concerned with
education as it may exist in any social group. We have now to make explicit the
differences in the spirit, material, and method of education as it operates in different
types of community life. To say that education is a social function, securing direction
and development in the immature through their participation in the life of the group
to which they belong, is to say in effect that education will vary with the quality of life
which prevails in a group. Particularly is it true that a society that not only changes but
which has the ideal of such change as will improve it, will have different standards and
methods of education from one that aims simply at the perpetuation of its customs?
To make the general ideas set forth applicable to our educational practice, it is,
therefore, necessary to come to closer quarters with the nature of present social life.
The Implications of Human Association. Society is one word, but many things.
Men associate together in various ways and for all kinds of purposes. One man is
concerned with a multitude of diverse groups, in which his associates may be quite
different. It often seems as if they have nothing in common except that they are modes
of associated life. Within every larger social organization, there are numerous minor
groups: not only political subdivisions but industrial, scientific, religious, associations.
There are political parties with differing aims, social sets, cliques, gangs, corporations,
partnerships, groups bound closely together by ties of blood, and so on in endless
variety. In many modern states and some ancient, there is a great diversity of
populations, of varying languages, religions, moral codes, and traditions. From this
standpoint, many a minor political unit, one of our large cities, for example, is a
congeries of loosely associated societies, rather than an inclusive and permeating
community of action and thought. (See ante, p. 20.)
The terms society, community, are thus ambiguous. They have both a eulogistic
or normative sense and a descriptive sense; a meaning de jure and a meaning de facto.
In social philosophy, the former connotation is almost always uppermost. Society is
conceived as one by its very nature. The qualities that accompany this unity, a
praiseworthy community of purpose and welfare, loyalty to public ends, and mutuality
of sympathy, are emphasized. But when we look at the facts that the term denotes
instead of confining our attention to its intrinsic connotation, we find not unity, but a
plurality of societies, good and bad. Men banded together in a criminal conspiracy,
business aggregations that prey upon the public while serving it, and political machines
held together by the interest of plunder, are included. If it is said that such
organizations are not societies because they do not meet the ideal requirements of
the notion of society, the answer, in part, is that the conception of society is then made
so "ideal" as to be of no use, having no reference to facts; and in part, that each of
these organizations, no matter how opposed to the interests of other groups, has
something of the praiseworthy qualities of "Society" which hold it together. There is
honor among thieves, and a band of robbers has a common interest concerning its
members. Gangs are marked by fraternal feeling, and narrow cliques by intense loyalty
to their codes. Family life may be marked by exclusiveness, suspicion, and jealousy as
to those without, and yet be a model of amity and mutual aid within. Any education
given by a group tends to socialize its members, but the quality and value of the
socialization depends upon the habits and aims of the group. Hence, once more, a
need for a measure of the worth of any given mode of social life. In seeking this
measure, we have to avoid two extremes. We cannot set up, out of our heads,
something we regard as an ideal society. We must base our conception upon societies
that exist, to have any assurance that our ideal is a practicable one. But, as we have
just seen, the ideal cannot simply repeat the traits which are found. The problem is to
extract the desirable traits of forms of community life that exist and employ them to
criticize undesirable features and suggest improvement. Now in any social group
whatever, even in a gang of thieves, we find some interest held in common, and we
find a certain amount of interaction and cooperative intercourse with other groups.
From these two traits, we derive our standard. How numerous and varied are the
interests which are consciously shared? How full and free is the interplay with other
forms of association? If we apply these considerations to, say, a criminal band, we find
that the ties which consciously hold the members together are few, reducible almost
to a common interest in plunder; and that they are of such a nature as to isolate the
group from other groups to give and take of the values of life. Hence, the education
such a society gives is partial and distorted. If we take, on the other hand, the kind of
family life that illustrates the standard, we find that there are material, intellectual,
and aesthetic interests in which all participate and that the progress of one member is
worth the experience of other members - it is readily communicable - and that the
family is not an isolated whole, but enters intimately into relationships with business
groups, with schools, with all the agencies of culture, as well as with other similar
groups, and that it plays a due part in the political organization and return receives
support from it. In short, there are many interests consciously communicated and
shared; and there are varied and free points of contact with other modes of
association.
I. Let us apply the first element in this criterion to a despotically governed state.
It is not true that there is no common interest in such an organization between the
governed and the governors. The authorities in command must make some appeal to
the native activities of the subjects and must call some of their powers into play.
Talleyrand said that a government could do everything with bayonets except sit on
them. This cynical declaration is at least a recognition that the bond of union is not
merely one of coercive force. It may be said, however, that the activities appealed to
are themselves unworthy and degrading—that such a government calls into
functioning activity simply the capacity for fear. In a way, this statement is true. But it
overlooks that fear need not be an undesirable factor in experience. Caution,
circumspection, prudence, and the desire to foresee future events to avert what is
harmful—these desirable traits are as much a product of calling the impulse of fear
into play as are cowardice and abject submission. The real difficulty is that the appeal
to fear is isolated. In evoking dread and hope of a specific tangible reward—say,
comfort and ease—many other capacities are left untouched. Or rather, they are
affected, but in such a way as to pervert them. Instead of operating on their account,
they are reduced to mere servants, attaining pleasure and avoiding pain.
This is equivalent to saying that there is no extensive number of common
interests; there is no free play back and forth among the members of the social group.
Stimulation and response are exceedingly one-sided. To have a large number of values
in common, all the members of the group must have an equal opportunity to receive
and take from others. There must be a large variety of shared undertakings and
experiences. Otherwise, the influences that educate some into masters also educate
others into slaves. And the experience of each party loses meaning when the free
interchange of varying modes of life experience is arrested. A separation between the
privileged and the subject class prevents social endosmosis. The evils affecting the
superior class are less material and less perceptible, but equally real. Their culture
tends to be sterile, to be turned back to feed on itself; their art becomes a showy
display and artificial; their wealth is luxurious; their knowledge is overspecialized; and
their manners are fastidious rather than humane.
The lack of free and equitable intercourse, which springs from a variety of shared
interests, makes intellectual stimulation unbalanced. Diversity of stimulation means
novelty, and novelty means a challenge to thought. The more activity is restricted to a
few definite lines—as it is when rigid class lines are preventing adequate interplay of
experiences—the more action tends to become routine on the part of the class at a
disadvantage and capricious, aimless, and explosive on the part of the class having the
materially fortunate position. Plato defined a slave as one who accepts from another
the purposes that control his conduct. This condition exists even where there is no
slavery in the legal sense. It is found wherever men are engaged in activity that is
socially serviceable but whose service they do not understand and have no personal
interest in. Much is said about the scientific management of work. It is a narrow view
that restricts the science that secures the efficiency of operation to movements of the
muscles. The chief opportunity for science is the discovery of the relations of a man to
his work, including his relations to others who take part, which will enlist his intelligent
interest in what he is doing. Production efficiency often demands the division of labor.
However, it is reduced to a mechanical routine unless workers see the technical,
intellectual, and social relationships involved in what they do and engage in their work
because of the motivation furnished by such perceptions. The tendency to reduce such
things as efficiency of activity and scientific management to purely technical externals
is evidence of the one-sided stimulation of thought given to those in control of
industry—those who supply its aims. Because of their lack of all-round and wellbalanced social interest, there is not sufficient stimulus for attention to the human
factors and relationships in industry. Intelligence is narrowed to the factors concerned
with the technical production and marketing of goods. No doubt, a very acute and
intense intelligence in these narrow lines can be developed, but the failure to take into
account the significant social factors means nonetheless an absence of mind and a
corresponding distortion of emotional life. II. This illustration, whose point is to be
extended to all associations lacking reciprocity of interest, brings us to our second
point. The isolation and exclusiveness of a gang or clique bring its antisocial spirit into
relief. But this same spirit is found wherever one group has interests "of its own,"
which shut it out from full interaction with other groups so that its prevailing purpose
is the protection of what it has instead of reorganization and progress through wider
relationships. It marks nations in their isolation from one another; families, which
seclude their domestic concerns as if they had no connection with a larger life; schools,
when separated from the interests of home and community; the divisions of rich and
poor; and learned and unlearned. The essential point is that isolation makes for rigidity
and formal institutionalizing of life, for static and selfish ideals within the group. The
fact that savage tribes regard aliens and enemies as synonymous is not accidental. It
springs from the fact that they have identified their experience with rigid adherence
to their past customs. On such a basis, it is wholly logical to fear intercourse with
others, for such contact might dissolve custom. It would certainly occasion
reconstruction. It is commonplace that an alert and expanding mental life depends
upon an enlarging range of contact with the physical environment. But the principle
applies even more significantly to the field where we are apt to ignore it—the sphere
of social contacts. Every expansive era in the history of mankind has coincided with the
operation of factors that have tended to eliminate the distance between peoples and
classes previously hemmed off from one another. Even the alleged benefits of war, so
far as they are more than alleged, spring from the fact that conflict among peoples at
least enforces intercourse between them and thus accidentally enables them to learn
from one another and thereby expand their horizons. Travel, economic, and
commercial tendencies have at present gone far to break down external barriers and
bring people and classes into closer and more perceptible connections with one
another. It remains, for the most part, to secure the intellectual and emotional
significance of this physical annihilation of space.
The Democratic Ideal. The two elements in our criteria both point to democracy.
The first signifies not only more numerous and more varied points of shared common
interest but also greater reliance upon the recognition of mutual interests as a factor
in social control. The second means not only freer interaction between social groups
(once isolated so far as intention could keep up a separation) but also change in social
habits—its continuous readjustment through meeting the new situations produced by
varied intercourse. And these two traits are precisely what characterizes a
democratically constituted society.
On the educational side, we note first that the realization of a form of social life
in which interests are mutually interpenetrating and where progress, or readjustment,
is an important consideration makes a democratic community more interested than
other communities have cause to be in deliberate and systematic education. The
devotion of democracy to education is a familiar fact. The superficial explanation is
that a government resting on popular suffrage cannot be successful unless those who
elect and obey their governors are educated. Since a democratic society repudiates
the principle of external authority, it must find a substitute in voluntary disposition and
interest; these can be created only by education. But there is a deeper explanation. A
democracy is more than a form of government; it is primarily a mode of associated
living, of jointly communicated experience. The extension in space of the number of
individuals who participate in interest so that each has to refer his action to that of
others and to consider the action of others to give point and direction to his own is
equivalent to the breaking down of those barriers of class, race, and national territory
that kept men from perceiving the full import of their activity. These more numerous
and more varied points of contact denote a greater diversity of stimuli to which an
individual has to respond; they consequently put a premium on variation in his action.
They secure a liberation of powers that remain suppressed as long as the invitations
to action are partial, as they must be in a group that, in its exclusivity, shuts out many
interests.
The widening of the area of shared concerns and the liberation of a greater
diversity of personal capacities that characterize a democracy is, of course, not the
products of deliberation and conscious effort. On the contrary, they were caused by
the development of modes of manufacture and commerce, travel, migration, and
intercommunication, which flowed from the command of science over natural energy.
But after greater individualization on the one hand and a broader community of
interest on the other have come into existence, it is a matter of deliberate effort to
sustain and extend them. A society in which stratification into separate classes would
be fatal must see to it that intellectual opportunities are accessible to all on equitable
and easy terms. A society marked off into classes needs to be especially attentive only
to the education of its ruling elements. A mobile society, which is full of channels for
the distribution of change occurring anywhere, must see to it that its members are
educated in personal initiative and adaptability. Otherwise, they will be overwhelmed
by the changes in which they are caught and whose significance or connections they
do not perceive. The result will be a confusion in which a few will appropriate to
themselves the results of the blind and externally directed activities of others.
The Platonic Educational Philosophy. Subsequent chapters will be devoted to
making explicit the implications of democratic ideas in education. In the remaining
portions of this chapter, we shall consider the educational theories that have evolved
in three epochs when the social import of education was especially conspicuous. The
first one to be considered is that of Plato. No one could better express than he the fact
that a society is stably organized when each individual is doing that for which he has
aptitude by nature in such a way as to be useful to others (or to contribute to the whole
to which he belongs) and that it is the business of education to discover these aptitudes
and progressively to train them for social use. Much that has been said so far is
borrowed from what Plato first consciously taught the world. However, conditions that
he could not intellectually control led him to restrict these ideas in their application.
He never had any conception of the indefinite plurality of activities that may
characterize an individual and a social group and consequently limited his view to a
limited number of classes of capacities and social arrangements. Plato's starting point
is that the organization of society depends ultimately upon knowledge of the end of
existence. If we do not know its end, we shall be at the mercy of accident and caprice.
Unless we know the end, the good, we shall have no criterion for rationally deciding
what the possibilities are that should be promoted or how social arrangements are to
be ordered. We shall have no conception of the proper limits and distribution of
activities—what he called justice—as a trait of both individual and social organization.
But how is the knowledge of the final and permanent good to be achieved? In dealing
with this question, we come upon the seemingly insurmountable obstacle that such
knowledge is not possible, save in a just and harmonious social order. Everywhere else,
the mind is distracted and misled by false valuations and false perspectives. A
disorganized and factional society sets up several different models and standards.
Under such conditions, the individual can't attain consistency of mind. Only a complete
whole is fully self-consistent. A society that rests on the supremacy of some factor over
another, irrespective of its rational or proportionate claims, inevitably leads thought
astray. It puts a premium on certain things and slurs over others, and it creates a mind
whose seeming unity is forced and distorted. Education proceeds ultimately from the
patterns furnished by institutions, customs, and laws. Only in a just state will these be
such as to give the right education, and only those who have rightly trained minds will
be able to recognize the end and ordering principle of things. We seem to be caught in
a hopeless circle. However, Plato suggested a way out. A few men, philosophers, or
lovers of wisdom or truth may, by study, learn at least in outline the proper patterns
of true existence. If a powerful ruler should form a state after these patterns, then its
regulations could be preserved. An education could be given that would sift
individuals, discover what they were good for, and supply a method of assigning each
to the work in life for which his nature fits him. Each doing his part and never
transgressing, the order and unity of the whole would be maintained.
It would be impossible to find in any scheme of philosophic thought a more
adequate recognition, on the one hand, of the educational significance of social
arrangements and, on the other, of the dependence of those arrangements upon the
means used to educate the young. It would be impossible to find a deeper sense of the
function of education in discovering and developing personal capacities and training
them so that they would connect with the activities of others. Yet the society in which
the theory was propounded was so undemocratic that Plato could not work out a
solution for the problem, whose terms he saw.
While he affirmed with emphasis that the place of the individual in society
should not be determined by birth, wealth, or any conventional status but by his
nature, as discovered in the process of education, he had no perception of the
uniqueness of individuals. For him, they fall by nature into classes, and into a very small
number of classes at that. Consequently, the testing and sifting function of education
only shows to which one of three classes an individual belongs. There is no recognition
that each individual constitutes his class; there is no recognition of the infinite diversity
of active tendencies and combinations of tendencies of which an individual is capable.
There were only three types of faculties or powers in an individual's constitution.
Hence, education would soon reach a static limit in each class, for only diversity makes
change and progress.
In some individuals, appetites naturally dominate; they are assigned to the
laboring and trading class, which expresses and supplies human wants. Others reveal,
upon education, that over and above appetites, they have a generous, outgoing,
assertively courageous disposition. They become the citizen subjects of the state, its
defenders in war, and its internal guardians in peace. But their limit is fixed by their
lack of reason, which is a capacity to grasp the universal. Those who possess this are
capable of the highest kind of education and will, in time, become the legislators of the
state, for laws are the universals that control the particulars of experience. Thus, it is
not true that, in intent, Plato subordinated the individual to the social whole. But it is
true that, lacking the perception of the uniqueness of every individual, his
incommensurability with others, and consequently not recognizing that society might
change and yet be stable, his doctrine of limited powers and classes had a net effect
on the idea of the subordination of individuality. We cannot better Plato's conviction
that an individual is happy and society is well organized when each individual engages
in those activities for which he has natural equipment, nor his conviction that it is the
primary office of education to discover this equipment for its possessor and train him
for its effective use. But progress in knowledge has made us aware of the superficiality
of Plato's lumping of individuals and their original powers into a few sharply markedoff classes; it has taught us those original capacities are indefinitely numerous and
variable. It is but the other side of this fact to say that in the degree to which society
has become democratic, social organization means utilization of the specific and
variable qualities of individuals, not stratification by classes. Although his educational
philosophy was revolutionary, it was nonetheless bound to static ideals. He thought
that change or alteration was evidence of lawless flux and that true reality was
unchangeable. Hence, while he would radically change the existing state of society, he
aimed to construct a state in which change would subsequently have no place. The end
of life is fixed; given a state framed with this end in view, not even minor details are to
be altered. Though they might not be inherently important, if permitted, they would
ensure the minds of men to the idea of change and hence be dissolving and anarchic.
The breakdown of his philosophy is made apparent by the fact that he could not trust
gradual improvements in education to bring about a better society, which should then
improve education, and so on indefinitely. Correct education could not come into
existence until an ideal state existed, and after that, education would be devoted
simply to its conservation. For the existence of this state, he was obliged to trust some
happy accident by which philosophic wisdom should coincide with the possession of
ruling power in the state.
The "Individualistic" Ideal of the Eighteenth Century. In eighteenth-century
philosophy, we find ourselves in a very different circle of ideas. "Nature" still means
something antithetical to existing social organization; Plato exercised a great influence
upon Rousseau. But the voice of nature now speaks for the diversity of individual talent
and the need for the free development of individuality in all its variety. Education by
nature furnishes the goal and the method of instruction and discipline. Moreover, the
native or original endowment was conceived, in extreme cases, as nonsocial or even
antisocial. Social arrangements were thought of as mere external expedients by which
these nonsocial individuals might secure a greater amount of private happiness for
themselves. Nevertheless, these statements convey only an inadequate idea of the
true significance of the movement. In reality, its chief interest was in progress and
social progress. The seeming antisocial philosophy was a somewhat transparent mask
for an impetus toward a wider and freer society—toward cosmopolitanism. The
positive ideal was humanity. In membership in humanity, as distinct from a state,
man's capacities would be liberated; while in existing political organizations, his
powers were hampered and distorted to meet the requirements and selfish interests
of the rulers of the state. The doctrine of extreme individualism was but the
counterpart, the obverse, of ideals of the indefinite perfectibility of man and a social
organization having a scope as wide as humanity. The emancipated individual was to
become the organ and agent of a comprehensive and progressive society.
The heralds of this gospel were acutely conscious of the evils of the social estate
in which they found themselves. They attributed these evils to the limitations imposed
upon the free powers of man. Such limitations were both distorting and corrupting.
Their impassioned devotion to the emancipation of life from external restrictions
operated to the exclusive advantage of the class to whom a past feudal system
consigned power found intellectual formulation in a worship of nature. To give
"nature" full swing was to replace an artificial, corrupt, and inequitable social order
with a new and better kingdom of humanity. Unrestrained faith in nature as both a
model and a working power was strengthened by the advances of natural science.
Inquiry freed from prejudice and artificial restraints of church and state revealed that
the world is a scene of law. The Newtonian solar system, which expressed the reign of
natural law, was a scene of wonderful harmony, where every force balanced with every
other. Natural law would accomplish the same result in human relations if men only
got rid of the artificial, man-imposed coercive restrictions.
Education as a National and as a Social. As soon as the first enthusiasm for
freedom waned, the weakness of the theory on the constructive side became obvious.
Merely leaving everything to nature was, after all, to negate the very idea of education;
it was to trust in the accidents of circumstance. Not only was some method required
but also some positive organ, some administrative agency for carrying on the process
of instruction. The "complete and harmonious development of all powers," having as
its social counterpart an enlightened and progressive humanity, required a definite
organization for its realization. Private individuals here and there could proclaim the
gospel; they could not execute the work. Pestalozzi could try experiments and exhort
philanthropically inclined people with wealth and power to follow his example. But
even Pestalozzi saw that any effective pursuit of the new educational ideal required
the support of the state. The realization of the new education destined to produce a
new society was, after all, dependent upon the activities of existing states. The
movement for the democratic idea inevitably became a movement for publicly
conducted and administered schools.
So far as Europe was concerned, the historic situation identified the movement
for state-supported education with the nationalistic movement in political life—a fact
of incalculable significance for subsequent movements. Under the influence of
German thought in particular, education became a civic function and the civic function
was identified with the realization of the ideal of the national state. The "state" was
substituted for humanity; cosmopolitanism gave way to nationalism. To form the
citizen, not the "man," became the aim of education. The historical situation to which
reference is made is the after-effects of the Napoleonic conquests, especially in
Germany. The German states felt (and subsequent events demonstrate the
correctness of the belief) that systematic attention to education was the best means
of recovering and maintaining their political integrity and power. Externally, they were
weak and divided. Under the leadership of Prussian statesmen, they made this
condition a stimulus to the development of an extensive and thoroughly grounded
system of public education.
This change in practice brought about a change in theory. The individualistic
theory receded into the background. The state furnished not only the instrumentalities
of public education but also its goal. When the actual practice was such that the school
system, from the elementary grades through the university faculties, supplied the
patriotic citizen and soldier and the future state official and administrator and
furnished the means for military, industrial, and political defense and expansion, it was
impossible for theory not to emphasize the aim of social efficiency. And with the
immense importance attached to the nationalistic state, surrounded by other
competing and more or less hostile states, it was equally impossible to interpret social
efficiency in terms of a vague cosmopolitan humanitarianism. Since the maintenance
of a particular national sovereignty required the subordination of individuals to the
superior interests of the state both in military defense and in struggles for international
supremacy in commerce, social efficiency was understood to imply a similar
subordination. The educational process was taken to be one of disciplinary training
rather than personal development. Since, however, the idea of culture as the complete
development of personality persisted, educational philosophy attempted a
reconciliation of the two ideas. The reconciliation took the form of the conception of
the "organic" character of the state. The individual in his isolation is nothing; only
through an absorption of the aims and meaning of organized institutions does he attain
true personality. What appears to be his subordination to political authority and the
demand for sacrifice of himself to the commands of his superiors is, in reality, making
his objective reason manifested in the state—the only way in which he can become
truly rational. The notion of development, which we have seen to be characteristic of
institutional idealism (as in the Hegelian philosophy), was just such a deliberate effort
to combine the two ideas of complete realization of personality and thoroughgoing
"disciplinary" subordination to existing institutions. The extent of the transformation
of educational philosophy that occurred in Germany in the generation occupied by the
struggle against Napoleon for national independence may be gathered from Kant, who
well expresses the earlier individual cosmopolitan ideal. In his treatise on pedagogics,
consisting of lectures given in the later years of the eighteenth century, he defines
education as the process by which man becomes man. Mankind begins its history
submerged in nature—not as man, who is a creature of reason, while nature furnishes
only instinct and appetite. Nature offers simply the germs that education is to develop
and perfect. The peculiarity of truly human life is that man has to create himself by his
voluntary efforts; he has to make himself a truly moral, rational, and free being. This
creative effort is carried on by the educational activities of slow generations. Its
acceleration depends upon men consciously striving to educate their successors, not
for the existing state of affairs but to make possible a better future for humanity. But
there is a great difficulty. Each generation is inclined to educate its young to get along
in the present world instead of with a view to the proper end of education: the
promotion of the best possible realization of humanity as humanity. Parents educate
their children so that they may get on; princes educate their subjects as instruments
of their purposes.
Who, then, shall conduct education so that humanity may improve? We must
depend upon the efforts of enlightened men in their private capacities. "All culture
begins with private men and spreads outward from them. Simply through the efforts
of persons of enlarged inclinations, who are capable of grasping the ideal of a future
better condition, is the gradual approximation of human nature to its end possible.
Rulers are simply interested in such training as will make their subjects better tools for
their intentions." Even the subsidy by rulers of privately conducted schools must be
carefully safeguarded. The rulers' interest in the welfare of their nation instead of what
is best for humanity will make them, if they give money for the schools, wish to draw
their plans. In this view, we have an express statement of the points characteristic of
eighteenth-century individualistic cosmopolitanism. The full development of private
personality is identified with the aims of humanity as a whole and with the idea of
progress. In addition, we have an explicit fear of the hampering influence of stateconducted and state-regulated education on the attainment of these ideas. But in less
than two decades after this time, Kant's philosophic successors, Fichte and Hegel,
elaborated the idea that the chief function of the state is education, that in particular,
the regeneration of Germany is to be accomplished by an education carried on in the
interests of the state, and that the private individual is of necessity an egoistic,
irrational being, enslaved to his appetites and circumstances unless he submits
voluntarily to the educative discipline of state institutions and laws. In this spirit,
Germany was the first country to undertake a public, universal, and compulsory system
of education extending from the primary school through the university and to submit
to jealous state regulation and supervision of all private educational enterprises. Two
results should stand out from this brief historical survey. The first is that such terms as
the individual and the social conceptions of education are quite meaningless taken at
large or apart from their context. Plato had the ideal of an education that should
equate individual realization with social coherency and stability. His situation forced
his ideal into the notion of a society organized in stratified classes, losing the individual
in the class. The eighteenth-century educational philosophy was highly individualistic
in form, but this form was inspired by a noble and generous social ideal: that of a
society organized to include humanity and provide for the indefinite perfectibility of
mankind. The idealistic philosophy of Germany in the early nineteenth century
endeavored again to equate the ideals of free and complete development of a cultured
personality with social discipline and political subordination. It made the national state
an intermediary between the realization of private personality on one side and
humanity on the other. Consequently, it is equally possible to state its animating
principle with equal truth either in the classic terms of "harmonious development of
all the powers of personality" or in the more recent terminology of "social efficiency."
All this reinforces the statement that opens this chapter: The conception of education
as a social process and function has no definite meaning until we define the kind of
society we have in mind. These considerations pave the way for our second conclusion.
One of the fundamental problems of education in and for a democratic society is the
conflict between a nationalistic and a wider social aim. The earlier cosmopolitan and
"humanitarian" conception suffered both from vagueness and from a lack of definite
organs of execution and agencies of administration. In Europe, in the Continental
States particularly, the new idea of the importance of education for human welfare
and progress was captured by national interests and harnessed to do a work whose
social aim was narrow and exclusive. The social aim of education and its national aim
were identified, and the result was a marked obscuring of the meaning of a social aim.
This confusion corresponds to the existing situation of human intercourse. On
the one hand, science, commerce, and art transcend national boundaries. They are
largely international in quality and method. They involve interdependence and
cooperation among the people inhabiting different countries. At the same time, the
idea of national sovereignty has never been as accentuated in politics as it is at present.
Each nation lives in suppressed hostility and incipient war with its neighbors. Each is
supposed to be the supreme judge of its interests, and it is assumed, of course, that
each has interests that are exclusively its own. To question this is to question the very
idea of national sovereignty, which is assumed to be basic to political practice and
political science. This contradiction (for it is nothing less) between the wider sphere of
associated and mutually helpful social life and the narrower sphere of exclusive and
hence potentially hostile pursuits and purposes exacts in educational theory a clearer
conception of the meaning of "social" as a function and test of education than has yet
been attained. Is it possible for an educational system to be conducted by a national
state and yet the full social ends of the educational process not be restricted,
constrained, and corrupted? Internally, the question has to face the tendencies, due
to present economic conditions, that split society into classes, some of which are
merely tools for the higher culture of others. Externally, the question is concerned with
the reconciliation of national loyalty and patriotism with superior devotion to the
things that unite men for common ends, irrespective of national political boundaries.
Neither phase of the problem can be worked out by merely negative means. It is not
enough to see to it that education is not actively used as an instrument to make easier
the exploitation of one class by another. School facilities must be secured of such
amplitude and efficiency as will in fact and not simply in name discount the effects of
economic inequalities, and secure to all the wards of the nation equality of equipment
for their future careers. The accomplishment of this end demands not only adequate
administrative provision of school facilities and such supplementation of family
resources as will enable youth to take advantage of them but also such modification
of traditional ideals of culture, traditional subjects of study, and traditional methods
of teaching and discipline as will retain all the youth under educational influences until
they are equipped to be masters of their own economic and social careers. The ideal
may seem remote from execution, but the democratic ideal of education is a farcical
yet tragic delusion, except as the ideal more and more dominates our public system of
education. The same principle applies to the considerations that concern the relations
of one nation to another. It is not enough to teach the horrors of war and to avoid
everything that would stimulate international jealousy and animosity. The emphasis
must be put on whatever binds people together in cooperative human pursuits and
results, apart from geographical limitations. The secondary and provisional character
of national sovereignty concerning the fuller, freer, and more fruitful association and
intercourse of all human beings with one another must be instilled as a working
disposition of mind. If these applications seem to be remote from a consideration of
the philosophy of education, the impression shows that the meaning of the idea of
education previously developed has not been adequately grasped. This conclusion is
bound up with the very idea of education as a freeing of individual capacity in a
progressive growth directed to social aims. Otherwise, a democratic criterion of
education can only be inconsistently applied.
Chapter 8
Aims in Education
The Nature of an Aim. The account of education given in our earlier chapters
virtually anticipated the results reached in a discussion of the purpose of education in
a democratic community. It is assumed that education aims to enable individuals to
continue their education, or that the object and reward of learning is continued
capacity for growth. Now this idea cannot be applied to all the members of a society
except where the intercourse of man with man is mutual and where there is adequate
provision for the reconstruction of social habits and institutions using wide stimulation
arising from equitably distributed interests. And this means a democratic society. In
our search for aims in education, we are not concerned, therefore, with finding an end
outside of the educative process to which education is subordinate. Our whole
conception forbids it. We are rather concerned with the contrast that exists when aims
belong within the process in which they operate and when they are set up from
without. The latter state of affairs must be obtained when social relationships are not
equitably balanced. For in that case, some portions of the whole social group will find
their aims determined by an external dictation; their aims will not arise from the free
growth of their own experience, and their nominal aims will be means to more ulterior
ends of others than truly their own.
Our first question is to define the nature of an aim so far as it falls within an
activity, instead of being furnished from without. We approach the definition by
contrasting mere results with ends. Any exhibition of energy has results. The wind
blows about the sands of the desert; the position of the grains is changed. Here is a
result, an effect, but not an end. There is nothing in the outcome that completes or
fulfills what went before it. There is a mere spatial redistribution. One state of affairs
is just as good as any other. Consequently, there is no basis upon which to select an
earlier state of affairs as a beginning, a later state as an end, or to consider what
intervenes as a process of transformation and realization.
Consider, for example, the activities of bees in contrast with the changes in the
sand when the wind blows them about. The results of the bees' actions may be called
ends not because they are designed or consciously intended, but because they are true
terminations or completions of what has preceded. When the bees gather pollen,
make wax, and build cells, each step prepares the way for the next. When cells are
built, the queen lays eggs in them; when eggs are laid, they are sealed, and bees brood
them and keep them at a temperature required to hatch them. When they are
hatched, bees feed the young until they can take care of themselves. Now we are so
familiar with such facts that we are apt to dismiss them on the ground that life and
instinct are a kind of miraculous thing anyway. Thus, we fail to note what the essential
characteristic of the event is, namely, the significance of the temporal place and order
of each element; the way each prior event leads into its successor while the successor
takes up what is furnished and utilizes it for some other stage, until we arrive at the
end, which, as it were, summarizes and finishes off the process. Since aims always
relate to results, the first thing to look at when it is a question of aims is whether the
work assigned possesses intrinsic continuity. Or is it a mere serial aggregate of acts,
first doing one thing and then another? To talk about an educational aim when
approximately every act of a pupil is dictated by the teacher when the only order in
the sequence of his acts is that which comes from the assignment of lessons and the
giving of directions by another is to talk nonsense. It is equally fatal to aim to permit
capricious or discontinuous action in the name of spontaneous self-expression. An aim
implies an orderly and ordered activity, one in which the order consists of the
progressive completion of a process. Given an activity having a period and cumulative
growth within the time succession, an aim means foresight in advance of the end or
possible termination. If bees anticipated the consequences of their activity and
perceived their end in imaginative foresight, they would have the primary element in
an aim. Hence, it is nonsense to talk about the aim of education—or any other
undertaking—where conditions do not permit foresight of results and do not stimulate
a person to look ahead to see what the outcome of a given activity is to be. In the next
place, the aim as a foreseen end gives direction to the activity; it is not an idle view of
a mere spectator but influences the steps taken to reach the end. Foresight functions
in three ways. In the first place, it involves careful observation of the given conditions
to see what means are available for reaching the end and to discover the hindrances
in the way. In the second place, it suggests the proper order or sequence in the use of
means. It facilitates an economical selection and arrangement. In the third place, it
chooses alternatives possible. If we can predict the outcome of acting this way or that,
we can then compare the value of the two courses of action and pass judgment upon
their relative desirability. If we know that stagnant water breeds mosquitoes and that
they are likely to carry disease, we can, disliking that anticipated result, take steps to
avert it. Since we do not anticipate results as mere intellectual onlookers but as
persons concerned with the outcome, we are participants in the process that produces
the result. We intervene to bring about this result or that.
Of course, these three points are closely connected. We can foresee results only
as we make scrutiny of present conditions, and the importance of the outcome
supplies the motive for observations. The more adequate our observations, the more
varied the scene of conditions and obstructions that present itself, and the more
numerous are the alternatives between which choice may be made. In turn, the more
numerous the recognized possibilities of the situation or alternatives of action, the
more meaning the chosen activity possesses and the more flexibly controllable it is.
Where only a single outcome has been thought of, the mind has nothing else to think
of; the meaning attached to the act is limited. One only steams ahead toward the mark.
Sometimes, such a narrow course may be effective. But if unexpected difficulties
present themselves, one does not have as many resources at hand as if he had chosen
the same line of action after a broader survey of the possibilities of the field. He cannot
make the needed readjustments readily.
The net conclusion is that acting with an aim is all about acting intelligently. To
foresee the terminus of an act is to have a basis upon which to observe, select, and
order objects and our capacities. To do these things means to have a mind, for the
mind is precisely an intentional, purposeful activity controlled by the perception of
facts and their relationships to one another. To have a mind to do a thing is to foresee
a future possibility; it is to have a plan for its accomplishment; it is to note the means
that make the plan capable of execution and the obstructions in the way; or, if it is a
mind to do the thing and not a vague aspiration, it is to have a plan that takes account
of resources and difficulties. The mind can refer to present conditions to future results
and future consequences to present conditions. And these traits are just what is meant
by having an aim or a purpose. A man is stupid, blind, or unintelligent, lacking in mind—
just to the degree in which, in any activity, he does not know what he is about, namely,
the probable consequences of his acts. A man is imperfectly intelligent when he
contents himself with looser guesses about the outcome than is necessary, just taking
a chance with his luck, or when he forms plans apart from studying the actual
conditions, including his capacities. Such a relative absence of mind means that our
feelings are the measure of what is to happen. To be intelligent, we must "stop, look,
and listen" when making the plan of an activity.
To identify acting with an aim and intelligent activity is enough to show its value
and function in experience. We are only too given to making an entity out of the
abstract noun "consciousness." We forget that it comes from the adjective
"conscious." To be conscious is to be aware of what we are about; conscious signifies
the deliberate, observant, planning traits of activity. Consciousness is nothing that we
have that gaze idly on the scene around us or that has impressions made upon it by
physical things; it is a name for the purposeful quality of an activity, for the fact that it
is directed by an aim. To put it another way, to have an aim is to act with meaning, not
like an automatic machine; it is to mean to do something and to perceive the meaning
of things in the light of that intent.
The Criteria of Good Aims. We may apply the results of our discussion to a
consideration of the criteria involved in the correct establishment of aims.
(1) The goal set up must be an outgrowth of existing conditions. It must be based
on a consideration of what is already going on and the resources and difficulties of the
situation. Theories about the proper end of our activities—educational and moral
theories—often violate this principle. They assume ends lie outside our activities; ends
foreign to the concrete makeup of the situation; ends that issue from some outside
source. Then the problem is to bring our activities to bear upon the realization of these
externally supplied ends. They are something for which we ought to act. In any case,
such "aims" limit intelligence; they are not the expression of mind in foresight,
observation, and choice of the better among alternative possibilities. They limit
intelligence because, given that it is ready-made, it must be imposed by some authority
external to intelligence, leaving the latter with nothing but a mechanical choice of
means.
(2) We have spoken as if aims could be completely formed before the attempt
to realize them. This impression must now be qualified. The aim, as it first emerges, is
a mere tentative sketch. The act of striving to realize it tests its worth. If it suffices to
direct activity successfully, nothing more is required since its whole function is to set a
mark in advance, and at times a mere hint may suffice. But usually, at least in
complicated situations, acting upon it brings to light conditions that had been
overlooked. This calls for revision of the original aim; it has to be added to and
subtracted from. An aim must, then, be flexible; it must be capable of alteration to
meet circumstances. An end established externally in the process of action is always
rigid. Being inserted or imposed from without is not supposed to have a working
relationship with the concrete conditions of the situation. What happens in the course
of action neither confirms, refutes, nor alters it? Such an end can only be insisted upon.
The failure that results from its lack of adaptation is attributed simply to the
perverseness of conditions, not to the fact that the end is not reasonable under the
circumstances. The value of a legitimate aim, on the contrary, lies in the fact that we
can use it to change conditions. It is a method for dealing with conditions to effect
desirable alterations in them. A farmer who should passively accept things just as he
finds them would make as great a mistake as he who framed his plans in complete
disregard of what soil, climate, etc., permit. One of the evils of an abstract or remote
external aim in education is that its very inapplicability in practice makes it likely to
react to haphazard snatching at immediate conditions. A good aim is to survey the
present state of the pupil’s experiences and form a tentative plan of treatment. This
keeps the plan constantly in view and yet modifies it as conditions develop. The aim,
in short, is experimental and hence constantly growing as it is tested in action.
(3) The aim must always represent a freeing of activities. The term end" is
suggestive, for it puts before the mind the termination or conclusion of some process.
The only way in which we can define an activity is by putting before ourselves the
objects in which it terminates, as one's aim in shooting is the target. But we must
remember that the object is only a mark or sign by which the mind specifies the activity
one desires to carry out. Strictly speaking, not the target but hitting the target is the
end in view; one aims using the target, but also by the sight of the gun. The different
objects that are thought of are means of directing the activity. Thus, one aims at, say,
a rabbit; what he wants is to shoot straight—a certain kind of activity. Or, if it is the
rabbit he wants, it is not rabbit apart from his activity, but as a factor in activity; he
wants to eat the rabbit, or to show it as evidence of his marksmanship—he wants to
do something with it. The doing with the thing, not the thing in isolation, is his end.
The object is but a phase of the active end—continuing the activity successfully. This is
what is meant by the phrase used above, "freeing activity."
In contrast with fulfilling some process so that activity may go on, stands the
static character of an end that is imposed without the activity. It is always conceived
of as fixed; it is something to be attained and possessed. When one has such a notion,
activity is a mere unavoidable means to something else; it is not significant on its
account. As compared with the end, it is a necessary evil, something that must be gone
through before one can reach the alone worthwhile object. In other words, the
external idea of the aim leads to a separation of means from ends, while an end that
grows up within an activity as a plan for its direction is always both ends and means,
the distinction being only one of convenience. Every means is a temporary end until
we have attained it. Every end becomes a means of carrying activity forward as soon
as it is achieved. We call it an end when it marks off the future direction of the activity
in which we are engaged, which means when it marks off the present direction. Every
divorce of end from means diminishes by that much the significance of the activity and
tends to reduce it to a drudgery from which one would escape if he could. A farmer
has to use plants and animals to carry on his farming activities. It certainly makes a
great difference to his life, whether he is fond of them or whether he regards them
merely as means that he has to employ to get something else in which he is alone. In
the former case, his entire course of activity is significant; each phase of it has its value.
He has the experience of realizing his end at every stage; the postponed aim, or end in
view, is merely a sight ahead by which to keep his activity going fully and freely. If he
does not look ahead, he is more likely to find himself blocked. The aim is a means of
action, as is any other portion of an activity.
Applications in Education. There is nothing peculiar about educational aims.
They are just like aims in any directed occupation. The educator, like the farmer, has
certain things to do, certain resources with which to do them, and certain obstacles
with which to contend. The conditions with which the farmer deals, whether obstacles
or resources have their structure and operation independently of any purpose of his.
Seeds sprout, rain falls, the sun shines, insects devour, blight comes, and the seasons
change. His aim is simply to utilize these various conditions to make his activities and
their energies work together instead of against one another. It would be absurd if the
farmer set up a purpose of farming without any reference to these conditions of soil,
climate, characteristics of plant growth, etc. His purpose is simply a foresight of the
consequences of his energies connected with those of the things about him, a foresight
used to direct his movements from day to day. Foresight into possible consequences
leads to a more careful and extensive observation of the nature and performances of
the things he had to do and to lay out a plan—that is, of a certain order in the acts to
be performed.
It is the same with the educator, whether parent or teacher. It is as absurd for
the latter to set up his "own" aims as the proper objects of the growth of the children
as it would be for the farmer to set up an ideal of farming irrespective of conditions.
Aims mean acceptance of responsibility for the observations, anticipations, and
arrangements required in carrying out a function, whether farming or educating. Any
aim is of value so far as it assists observation, choice, and planning in carrying on
activity from moment to moment and hour to hour; if it gets in the way of the
individual's common sense (as it will surely do if imposed from without or accepted by
authority), it does harm.
And it is well to remind ourselves that education, as such, has no aims. Only
persons, parents, teachers, etc., have aims, not an abstract idea like education. And
consequently, their purposes are indefinitely varied, differing with different children
and changing as children grow and with the growth of experience on the part of the
one who teaches. Even the most valid aims that can be put into words will, as words,
do more harm than good unless one recognizes that they are not aims but rather
suggestions to educators as to how to observe, how to look ahead, and how to choose
in liberating and directing the energies of the concrete situations in which they find
themselves. As a recent writer has said, "To lead this boy to read Scott's novels instead
of old Sleuth's stories; to teach this girl to sew; to root out the habit of bullying from
John's make-up; to prepare this class to study medicine—these are samples of the
millions of aims we have actually before us in the concrete work of education." Bearing
these qualifications in mind, we shall proceed to state some of the characteristics
found in all good educational aims.
(1) An educational aim must be founded upon the intrinsic activities and needs
(including original instincts and acquired habits) of the given individual to be educated.
The tendency of such an aim as preparation is, as we have seen, to omit existing
powers and find the aim in some remote accomplishment or responsibility. In general,
there is a disposition to take considerations that are dear to the hearts of adults and
set them up as ends, irrespective of the capacities of those educated. There is also an
inclination to propound aims that are so uniform as to neglect the specific powers and
requirements of an individual, forgetting that all learning is something that happens to
an individual at a given time and place. The larger range of perception of the adult is
of great value in observing the abilities and weaknesses of the young and deciding
what they may amount to. Thus, the artistic capacities of the adult exhibit what certain
tendencies of the child are capable of; if we do not have adult achievements, we should
be without assurance as to the significance of the drawing, reproducing, modeling, and
coloring activities of childhood. So, if it were not for adult language, we would not be
able to see the import of the babbling impulses of infancy. But it is one thing to use
adult accomplishments as a context in which to place and survey the doings of
childhood and youth; it is quite another to set them up as a fixed aim without regard
to the concrete activities of those educated.
(2) An aim must be capable of translation into a method of cooperating with the
activities of those undergoing instruction. It must suggest the kind of environment
needed to liberate and organize their capacities. Unless it lends itself to the
construction of specific procedures, and unless these procedures test, correct, and
amplify the aim, the latter is worthless. Instead of helping with the specific task of
teaching, it prevents the use of ordinary judgment in observing and sizing up the
situation. It operates to exclude recognition of everything except what squares up with
the fixed end in view. Every rigid aim, just because it is rigidly given, seems to render
it unnecessary to give careful attention to concrete conditions. Since it must apply
anyhow, what is the use of noting details that do not count??
The vice of externally imposed ends has deep roots. Teachers receive them from
superior authorities; these authorities accept them based on what is current in the
community. The teachers impose them on children. As a first consequence, the
intelligence of the teacher is not free; it is confined to receiving the aims laid down
from above. Too rarely is the individual teacher so free from the dictation of the
authoritative supervisor, textbook on methods, prescribed course of study, etc., that
he can let his mind come to close quarters with the pupil's mind and the subject
matter. This distrust of the teacher's experience is then reflected in a lack of
confidence in the responses of pupils. The latter receive their aims through a double
or triple external imposition and are constantly confused by the conflict between the
aims that are natural to their own experience at the time and those in which they are
taught to acquiesce. Until the democratic criterion of the intrinsic significance of every
growing experience is recognized, we shall be intellectually confused by the demand
for adaptation to external aims.
(3) Educators have to be on their guard against ends that are alleged to be
general and ultimate. Every activity, however specific, is, of course, general in its
ramified connections, for it leads out indefinitely into other things. So far as a general
idea makes us more alive to these connections, it cannot be too general. But "general"
also means "abstract," or detached from all specific contexts. Such abstractness means
remoteness, which throws us back once more upon teaching and learning as mere
means of getting ready for an end disconnected from the means. That education is
literally and all the time its reward means that no alleged study or discipline is
educative unless it is worthwhile in its immediate having. A truly general aim broadens
the outlook; it stimulates one to take more consequences (connections) into account.
This means a wider and more flexible observation of means. The more interacting
forces, for example, the farmer takes into account, the more varied will be his
immediate resources. He will see a greater number of possible starting places and a
greater number of ways of getting at what he wants to do. The fuller one's conception
of possible future achievements, the less his present activity is tied down to a small
number of alternatives. If one knew enough, one could start almost anywhere and
sustain his activities continuously and fruitfully.
Understanding the term general or comprehensive aim simply in the sense of a broad
survey of the field of present activities, we shall take up some of the larger ends that
have currency in the educational theories of the day and consider what light they
throw upon the immediate concrete and diversified aims, which are always the
educator's real concern. We promise (as indeed immediately follows from what has
been said) that there is no need to make a choice among them or regard them as
competitors. When we come to act tangibly, we have to select or choose a particular
act at a particular time, but any number of comprehensive ends may exist without
competition since they mean simply different ways of looking at the same scene. One
cannot climb several different mountains simultaneously, but the views when different
mountains are ascended supplement one another; they do not set up incompatible,
competing worlds. Or, putting the matter in a slightly different way, one statement of
an end may suggest certain questions and observations, and another statement may
suggest another set of questions, calling for other observations. Then, the more
general ends we have, the better. One statement will emphasize what other slurs over.
What a plurality of hypotheses does for the scientific investigator, a plurality of stated
aims may do for the instructor.
Chapter 9
Natural Development and Social Efficiency as Aims
Nature as Supplying the Aim. We have just pointed out the futility of trying to
establish the aim of education as someone's final aim that subordinates all others to
itself. We have indicated that since general aims are but prospective points of view
from which to survey the existing conditions and estimate their possibilities, we might
have any number of them, all consistent with one another. A large number have been
stated at different times, all having great local value. The statement of aim is a matter
of emphasis at a given time. And we do not emphasize things that do not require
emphasis—that is, such things as taking care of themselves fairly well. We tend to
frame our statement based on the defects and needs of the contemporary situation;
we take for granted, without explicit statement, which would be of no use, whatever
is right or approximately so. We frame our explicit aims in terms of some alteration to
be brought about. It is, then, a paradox requiring explanation that a given epoch or
generation tends to emphasize in its conscious projections just the things that it has
least of in fact. A time of domination by authority will call out as a response to the
desirability of great individual freedom; one of disorganized individual activities; and
the need for social control as an educational aim.
The actual and implicit practice and the conscious or stated aim thus balance
each other. At different times, such aims as complete living, better methods of
language study, the substitution of things for words, social efficiency, personal culture,
social service, complete development of personality, encyclopedic knowledge,
discipline, aesthetic contemplation, utility, etc. have served. The following discussion
takes up three statements of recent influence; certain others have been incidentally
discussed in the previous chapters, and others will be considered later in a discussion
of knowledge and the values of studies. We begin with the consideration that
education is a process of development by nature, taking Rousseau's statement, which
opposes natural to social (see ante, p. 91), and then pass over to the antithetical
conception of social efficiency, which often opposes social to natural.
(1) Educational reformers, disgusted with the conventionality and artificiality of
the scholastic methods they find about them, are prone to resorting to nature as a
standard. Nature is supposed to furnish the law and the end of development; ours is
to follow and conform to her ways. The positive value of this conception lies in the
forcible way in which it calls attention to the wrongness of aims that do not have regard
to the natural endowment of those educated. Its weakness is the ease with which
natural, in the sense of normal, is confused with the physical. The constructive use of
intelligence in foresight and contriving is then discounted; we are just to get out of the
way and allow nature to do the work. Since no one has stated in the doctrine both its
truth and falsity better than Rousseau, we shall turn to him.
"Education," he says, "we receive from three sources - Nature, men, and things.
The spontaneous development of our organs and capacities constitutes the education
of Nature. The use to which we are taught to put this development constitutes that
education given to us by Men. The acquirement of personal experience from
surrounding objects constitutes that of things. Only when these three kinds of
education are consonant and make for the same end, does a man tend towards his
true goal. If we are asked what is this end, the answer is that of Nature. For since the
concurrence of the three kinds of education is necessary to their completeness, the
kind which is entirely independent of our control must necessarily regulate us in
determining the other two." Then he defines Nature to mean the capacities and
dispositions which are inborn, "as they exist before the modification due to
constraining habits and the influence of the opinion of others."
The wording of Rousseau will repay careful study. It contains as fundamental
truths as have been uttered about education in conjunction with a curious twist. It
would be impossible to say better than what is said in the first sentences. The three
factors of educative development are (a) the native structure of our bodily organs and
their functional activities; (b) the uses to which the activities of these organs are put
under the influence of other persons; and (c) their direct interaction with the
environment. This statement certainly covers the ground. His other two propositions
are equally sound, namely, (a) that only when the three factors of education are
consonant and cooperative does adequate development of the individual occur, and
(b) that the native activities of the organs, being original, are basic in conceiving
consonance. But it requires a little reading between the lines, supplemented by other
statements of Rousseau, to perceive that instead of regarding these three things as
factors that must work together to some extent so that any one of them may proceed
educationally, he regards them as separate and independent operations. Especially
does he believe that there is an independent and, as he says, "spontaneous"
development of the native organs and faculties. He thinks that this development can
go on irrespective of the use to which they are put. And it is to this separate
development that education coming from social contact is to be subordinated. Now
there is an immense difference between the use of native activities per those activities
themselves—as distinct from forcing them and perverting them—and supposing that
they have a normal development apart from any use, which development furnishes
the standard and norm of all learning by use. To recur to our previous illustration, the
process of acquiring language is a practically perfect model of proper educational
growth. The start is from native activities of the vocal apparatus, organs of hearing,
etc. But it is absurd to suppose that these have an independent growth of their own,
which, left to itself, would evolve into a perfect speech. Taken literally, Rousseau's
principle would mean that adults should accept and repeat the babblings and noises
of children not merely as the beginnings of the development of articulate speech—
which they are—but as furnishing language itself—the standard for all teaching of
language.
The point may be summarized by saying that Rousseau was right, introducing a
much-needed reform into education, in holding that the structure and activities of the
organs furnish the conditions of all teaching of the use of the organs, but profoundly
wrong in intimating that they supply not only the conditions but also the ends of their
development. The native activities develop, in contrast with random and capricious
exercise, through the uses to which they are put. And the office of the social medium
is, as we have seen, to direct growth by putting its powers to the best possible use. The
instinctive activities may be called, metaphorically, spontaneous, in the sense that the
organs give a strong bias for a certain sort of operation—a bias so strong that we
cannot go contrary to it, though by trying to go contrary, we may pervert, stunt, and
corrupt them. But the notion of a spontaneous normal development of these activities
is pure mythology. The natural, or native, powers furnish the initiating and limiting
forces in all education; they do not furnish its ends or aims. There is no learning except
from the beginning in unlearned powers, but learning is not a matter of the
spontaneous overflow of the unlearned powers. Rousseau's contrary opinion is
doubtless since he identified God with nature; to him, the original powers are wholly
good, coming directly from a wise and good creator. To paraphrase the old saying
about the country and the town, God made the original human organs and faculties,
and man makes the uses to which they are put. Consequently, the development of the
former furnishes the standard to which the latter must be subordinated. When men
attempt to determine the uses to which the original activities shall be put, they
interfere with a divine plan. The interference of social arrangements with nature, and
God's work, is the primary source of corruption in individuals. Rousseau's passionate
assertion of the intrinsic goodness of all-natural tendencies was a reaction against the
prevalent notion of the total depravity of innate human nature and has had a powerful
influence in modifying the attitude toward children's interests. But it is hardly
necessary to say that primitive impulses are of themselves neither good nor evil but
become one or the other according to the objects for which they are employed. There
can be no doubt that neglect, suppression, and premature forcing of some instincts at
the expense of others are responsible for many avoidable ills. But the moral is not to
leave them alone to follow their own "spontaneous development," but to provide an
environment that will organize them.
Returning to the elements of truth contained in Rousseau's statements, we find
that natural development, as an aim, enables him to point out the means of correcting
many evils in current practices and to indicate some desirable, specific aims.
(1) Natural development as an aim fixes attention on the bodily organs and the
need for health and vigor. The aim of natural development says to parents and
teachers: Make health an aim; normal development cannot be had without regard to
the vigor of the body—an obvious enough fact and yet one whose due recognition in
practice would almost automatically revolutionize many of our educational practices.
"Nature" is indeed a vague and metaphorical term, but one thing that "Nature" may
be said to utter is that there are conditions of educational efficiency, and that till we
have learned what these conditions are and have learned to make our practices accord
with them, the noblest and most ideal of our aims are doomed to suffer—are verbal
and sentimental rather than efficacious.
(2) The aim of natural development translates into the aim of respect for
physical mobility. In Rousseau's words, "Children are always in motion; a sedentary life
is injurious." When he says that "Nature intends to strengthen the body before
exercising the mind," he hardly states the fact fairly. But if he had said that nature's
"intention" (to adopt his poetical form of speech) is to develop the mind, especially by
exercising the muscles of the body, he would have stated a positive fact. In other
words, the aim of following nature means, in concrete terms, regard for the actual part
played by the use of the bodily organs in explorations, in the handling of materials, in
plays, and games.
(3) The general aim translates into the aim of regard for individual differences
among children. Nobody can take the principle of consideration of native powers into
account without being struck by the fact that these powers differ in different
individuals. The difference applies not merely to their intensity but even more to their
quality and arrangement. As Rousseau said: "Each individual is born with a distinctive
temperament. We indiscriminately employ children of different bents on the same
exercises; their education destroys the special bent and leaves a dull uniformity.
Therefore, after we have wasted our efforts in stunting the true gifts of nature, we see
the short-lived and illusory brilliance we have substituted die away, while the natural
abilities we have crushed do not revive."
Lastly, the aim of following nature is to note the origin, waxing, and waning of
preferences and interests. Capacities bud and bloom irregularly; there is no even fourabreast development. We must strike while the iron is hot. Especially precious are the
first dawning of power. More than we imagine, how the tendencies of early childhood
are treated fix fundamental dispositions and condition the turn taken by powers that
show themselves later. Educational concern with the early years of life, as distinct from
the inculcation of useful arts, dates almost entirely from the time of the emphasis by
Pestalozzi and Froebel, following Rousseau, on natural principles of growth. The
irregularity of growth and its significance is indicated in the following passage by a
student of the growth of the nervous system. "While growth continues, things bodily
and mentally are lopsided, for growth is never general but is accentuated now at one
spot, at another. The methods that shall recognize in the presence of these enormous
differences of endowment the dynamic values of natural inequalities of growth and
utilize them, preferring irregularity to the rounding outgained by pruning, will most
closely follow that which takes place in the body and thus prove most effective."
Observation of natural tendencies is difficult under conditions of restraint. They
show themselves most readily in a child's spontaneous sayings and doings—that is, in
those he engages in when not put to set tasks and when not aware of being under
observation. It does not follow that these tendencies are all desirable because they are
natural, but it does follow that since they are there, they are operative and must be
taken into account. We must see to it that the desirable ones have an environment
that keeps them active and that their activity shall control the direction the others take
and thereby induce the disuse of the latter because they lead to nothing. Many
tendencies that trouble parents when they appear are likely to be transitory, and
sometimes too much direct attention to them only fixes a child's attention on them.
At all events, adults too easily assume their habits and wishes as standards and regard
all deviations from children's impulses as evils to be eliminated. That artificiality
against which the conception of following nature is so largely a protest is the outcome
of attempts to force children directly into the mold of grown-up standards.
In conclusion, we note that the early history of the idea of following nature
combined two factors that had no inherent connection with one another. Before the
time of Rousseau, educational reformers were inclined to urge the importance of
education by ascribing practically unlimited power to it. All the differences between
people and between classes and persons among the same people were said to be due
to differences in training, exercise, and practice. Originally, mind, reason, and
understanding were, for all practical purposes, the same. This essential identity of
mind means the essential equality of all and the possibility of bringing them all to the
same level. As a protest against this view, the doctrine of accord with nature meant a
much less formal and abstract view of the mind and its powers. It substituted specific
instincts and impulses and physiological capacities, differing from individual to
individual (just as they differ, as Rousseau pointed out, even in dogs of the same litter),
for abstract faculties of discernment, memory, and generalization. On this side, the
doctrine of education by nature has been reinforced by the development of modern
biology, physiology, and psychology. It means, in effect, that, as great as the
significance of nurture, modification, and transformation through direct educational
effort, nature, or unlearned capacities, affords the foundation and ultimate resources
for such nurture. On the other hand, the doctrine of following nature was a political
dogma. It meant a rebellion against existing social institutions, customs, and ideals (see
ante, p. 91). Rousseau's statement that everything is good as it comes from the hands
of the Creator has its signification only in its contrast with the concluding part of the
same sentence: "Everything degenerates in the hands of man." And again, he says:
"Natural man has an absolute value; he is a numerical unit, a complete integer, and
has no relation save to himself and his fellow man. Civilized man is only a relative unit,
the numerator of a fraction whose value depends upon its dominator, its relation to
the integral body of society. Good political institutions are those which make a man
unnatural." It is upon this conception of the artificial and harmful character of
organized social life as it now exists 2 that he rested the notion that nature not merely
furnishes prime forces that initiate growth but also its plan and goal. That evil
institutions and customs work almost automatically to give a wrong education, which
the most careful schooling cannot offset, is true enough, but the conclusion is not to
education apart from the environment, but to provide an environment in which native
powers will be put to better uses.
Social Efficiency as Aim. A conception that made nature supply the end of a true
education and society the end of an evil one could hardly fail to call out a protest. The
opposing emphasis took the form of a doctrine that the business of education is to
supply precisely what nature fails to secure, namely, the habituation of an individual
to social control and the subordination of natural powers to social rules. It is not
surprising to find that the value of the idea of social efficiency resides largely in its
protest against the points at which the doctrine of natural development went astray,
while its misuse comes when it is employed to slur over the truth in that conception.
It is a fact that we must look to the activities and achievements of associated life to
find out what the development of power—that is to say, efficiency—means. The error
is in implying that we must adopt measures of subordination rather than utilization to
secure efficiency. The doctrine is rendered adequate when we recognize that social
efficiency is attained not by negative constraint but by the positive use of native
individual capacities in occupations having a social meaning.
(1) Translated into specific aims, social efficiency indicates the importance of
industrial competency. Persons cannot live without means of subsistence; how these
means are employed and consumed has a profound influence on all their relationships
with one another. If an individual is not able to earn his living and that of the children
dependent upon him, he is a drag or parasite upon the activities of others. He misses
for himself one of the most educative experiences of life. If he is not trained in the right
use of the products of industry, there is grave danger that he may deprive himself and
injure others in his possession of wealth. No scheme of education can afford to neglect
such basic considerations. Yet in the name of higher and more spiritual ideals, the
arrangements for higher education have often not only neglected them but looked at
them with scorn as beneath the level of educational concern. With the change from an
oligarchical to a democratic society, it is natural that the significance of education,
which should have as a result the ability to make one's way economically in the world
and to manage economic resources usefully instead of for mere display and luxury,
should receive emphasis.
There is, however, grave danger that, in insisting on this end, existing economic
conditions and standards will be accepted as final. A democratic criterion requires us
to develop the capacity to the point of competency to choose and make our careers.
This principle is violated when an attempt is made to fit individuals in advance for
definite industrial callings, selected not based on trained original capacities but based
on the wealth or social status of parents. Industry at present undergoes rapid and
abrupt changes through the evolution of new inventions. New industries spring up,
and old ones are revolutionized. Consequently, an attempt to train for a too-specific
mode of efficiency defeats its purpose. When the occupation changes its methods,
such individuals are left behind with even less ability to readjust themselves than if
they had less definite training. But, most of all, the present industrial constitution of
society is, like every society that has ever existed, full of inequities. Progressive
education aims to take part in correcting unfair privilege and unfair deprivation, not to
perpetuate them. Wherever social control means the subordination of individual
activities to class authority, there is a danger that industrial education will be
dominated by acceptance of the status quo. Differences in economic opportunity then
dictate what the future callings of individuals are to be. We have an unconscious
revival of the defects of the Platonic scheme (ante, p. 89) without its enlightened
method of selection.
(2) Civic efficiency, or good citizenship. It is, of course, arbitrary to separate
industrial competency from the capacity for good citizenship. However, the latter term
may be used to indicate some qualifications that are vaguer than vocational ability.
These traits run from whatever makes an individual a more agreeable companion to
citizenship in the political sense: it denotes the ability to judge men and measure wisely
and to take a determining part in making as well as obeying laws. The aim of civic
efficiency has at least the merit of protecting us from the notion of training of mental
power at large. It calls attention to the fact that power must be relative to doing
something and to the fact that the things that most need to be done are things that
involve one's relationships with others.
Here again, we have to be on guard against understanding the aim too narrowly.
An over-definite interpretation would, at certain periods, have excluded scientific
discoveries, even though in the last analysis, the security of social progress depends
upon them. For scientific men, they would have been thought to be mere theoretical
dreamers, totally lacking in social efficiency. It must be borne in mind that ultimately,
social efficiency means neither more nor less than the capacity to share in a give-andtake of experience. It covers all that makes one's own experience more valuable to
others and all that enables one to participate more richly in the worthwhile
experiences of others. The ability to produce and enjoy art, the capacity for recreation,
and the significant utilization of leisure are more important elements in it than
elements conventionally associated oftentimes with citizenship. In the broadest sense,
social efficiency is nothing less than that socialization of mind that is actively concerned
with making experiences more communicable and breaking down the barriers of social
stratification that make individuals impervious to the interests of others. When social
efficiency is confined to the service rendered by overt acts, its chief constituent
(because it's only guarantee) is omitted: intelligent sympathy or goodwill. Sympathy as
a desirable quality is something more than a mere feeling; it is a cultivated imagination
for what men have in common and a rebellion against whatever unnecessarily divides
them. What is sometimes called a benevolent interest in others may be an unwitting
mask for an attempt to dictate to them what their good shall be, instead of an
endeavor to free them so that they may seek and find the good of their own choice.
Social efficiency, even social service, are hard and metallic things when severed from
an active acknowledgment of the diversity of goods that life may afford to different
persons and from faith in the social utility of encouraging every individual to make his
own choices and intelligent.
Culture as Aim. Whether or not social efficiency is an aim that is consistent with
culture depends on these considerations. Culture means at least something cultivated,
something ripened; it is opposed to the raw and crude. When the "natural" is identified
with this rawness, culture is opposed to what is called natural development. Culture is
also something personal; it is cultivation concerning appreciation of ideas and art and
broad human interests. When efficiency is identified with a narrow range of acts,
instead of with the spirit and meaning of activity, culture is opposed to efficiency.
Whether called culture or the complete development of personality, the outcome is
identical to the true meaning of social efficiency whenever attention is given to what
is unique in an individual, and he would not be an individual if there were not
something incommensurable about him. Its opposite is the mediocre, the average.
Whenever distinctive qualities are developed, a distinction of personality results, and
with it comes greater promise for a social service that goes beyond the supply of
material commodities. How can there be a society worth serving unless it is composed
of individuals with significant personal qualities?
The fact is that the opposition of high worth of personality to social efficiency is
a product of a feudally organized society with its rigid division of inferiority and
superiority. The latter are supposed to have time and opportunity to develop
themselves as human beings; the former is confined to providing external products.
When social efficiency as measured by product or output is urged as an ideal in a
would-be democratic society, it means that the depreciatory estimate of the masses
characteristic of an aristocratic community is accepted and carried over. But if
democracy has a moral and ideal meaning, it is that a social return be demanded from
all and that the opportunity for the development of distinctive capacities be afforded
to all. The separation of the two aims in education is fatal to democracy; the adoption
of the narrower meaning of efficiency deprives it of its essential justification.
The aim of efficiency (like any educational aim) must be included within the
process of experience. When it is measured by tangible external products and not by
the achievement of a distinctively valuable experience, it becomes materialistic.
Results in the way of commodities that may be the outgrowth of an efficient
personality are, in the strictest sense, by-products of education: by-products that are
inevitable and important but by-products. To set up an external aim strengthened by
the reaction to the false conception of culture, which identifies it with something
purely "inner." the idea of perfecting an "inner" personality is a sure sign of social
divisions. What is called inner is simply that which does not connect with others—
which is not capable of free and full communication. What is termed spiritual culture
has usually been futile, with something rotten about it, just because it has been
conceived as a thing that a man might have internally and therefore exclusively. What
one is as a person is what one is as associated with others, in a free give-and-take of
intercourse. This transcends both efficiency, which consists in supplying products to
others, and culture, which is exclusive refinement and polish.
Any individual who has missed his calling—farmer, physician, teacher, student—
does not find that the accomplishments of results of value to others are an
accompaniment of a process of experience that is inherently worthwhile. Why then
should it be thought that one must choose between sacrificing himself to do useful
things for others or sacrificing them to pursue his exclusive ends, whether the saving
of his soul or the building of an inner spiritual life and personality? What happens is
that since neither of these things is persistently possible, we get a compromise and an
alternation. One tries each course by turns. There is no greater tragedy than that so
much of the professedly spiritual and religious thought of the world has emphasized
the two ideals of self-sacrifice and spiritual self-perfecting instead of throwing its
weight against this dualism of life. The dualism is too deeply established to be easily
overthrown; for that reason, it is the particular task of education at present to struggle
on behalf of an aim in which social efficiency and personal culture are synonyms
instead of antagonists.
Chapter 10
Interest and Discipline
The Meaning of the Terms. We have already noticed the difference in the
attitude of a spectator and that of an agent or participant. The former is indifferent to
what is going on; one result is just as good as another since each is just something to
look at. The latter is bound up with what is going on; its outcome makes a difference
to him. His fortunes are more or less at stake in the issue of events. Consequently, he
does whatever he can to influence the direction present occurrences take. One is like
a man in a prison cell watching the rain out of the window; it is all the same to him.
The other is like a man who has planned an outing for the next day, which continuing
rain will frustrate. To be sure, his present reactions will affect tomorrow's weather, but
he may take some steps that will influence future happenings if only to postpone the
proposed picnic. If a man sees a carriage coming that may run over him, if he cannot
stop its movement, he can at least get out of the way if he foresees the consequence
in time. In many instances, he can intervene even more directly. The attitude of a
participant in the course of affairs is thus a double one: there is solicitude, anxiety
concerning future consequences, and a tendency to act to assure better and avert
worse consequences. Some words denote this attitude: concern, interest. These words
suggest that a person is bound up with the possibilities inhering in objects; that he is
accordingly on the lookout for what they are likely to do to him; and that, based on his
expectation or foresight, he is eager to act to give things one turn rather than another.
Interest and aims, concern and purpose, are necessarily connected. Such words as aim,
intent, and end emphasize the results that are wanted and striven for; they take for
granted the personal attitude of solicitude and attentive eagerness. Such words as
interest, affection, concern, and motivation emphasize the bearing of what is foreseen
upon the individual's fortunes and his active desire to act to secure a possible result.
They take for granted the objective changes. But the difference is one of emphasis; the
meaning that is shaded in one set of words is illuminated in the other. What is
anticipated is objective and impersonal: tomorrow's rain and the possibility of being
run over. But for an active being, a being who partakes in the consequences instead of
standing aloof from them, there is at the same time a personal response. The
difference imaginatively foreseen makes a present difference, which finds expression
in solicitude and effort. While such words as affection, concern, and motive indicate
an attitude of personal preference, they are always attitudes toward objects—
attitudes toward what is foreseen. We may call the phase of objective foresight
intellectual and the phase of personal concern emotional and volitional, but there is
no separation in the facts of the situation.
Such a separation could exist only if personal attitudes ran their course in a
world by themselves. But they are always responses to what is going on in the situation
of which they are a part, and their successful or unsuccessful expression depends upon
their interaction with other changes. Life activities flourish and fail only in connection
with changes in the environment. They are bound up with these changes; our desires,
emotions, and affections are but various ways in which our doings are tied up with the
doings of things and people about us. Instead of marking a purely personal or
subjective realm, separated from the objective and impersonal, they indicate the nonexistence of such a separate world. They afford convincing evidence that changes in
things are not alien to the activities of a self and that the career and welfare of the self
are bound up with the movement of people and things. Interest and concern mean
that one and the world are engaged with each other in a developing situation.
The word interest, in its ordinary usage, expresses (i) the whole state of active
development, (ii) the objective results that are foreseen and wanted, and (iii) the
personal emotional inclination.
(i) An occupation, employment, pursuit, or business is often referred to as an
interest. Thus, we say that a man's interest in politics, journalism, philanthropy,
archaeology, collecting Japanese prints, or banking.
(ii) By interest, we also mean the point at which an object touches or engages a
man—the point where it influences him. In some legal transactions, a man has to prove
"interest" to have standing in court. He has to show that some proposed step concerns
his affairs. A silent partner has an interest in a business, although he takes no active
part in its conduct because its prosperity or decline affects his profits and liabilities.
(iii) When we speak of a man as interested in this or that, the emphasis falls
directly upon his attitude. To be interested is to be absorbed in, wrapped up in, or
carried away by some object. To take an interest is to be on the alert, to care about, to
be attentive. We say of an interested person both that he has lost himself in some
affair and that he has found himself in it. Both terms express the engrossment of the
self in an object
Such a separation could exist only if personal attitudes ran their course in a
world by themselves. But they are always responses to what is going on in the situation
of which they are a part, and their successful or unsuccessful expression depends upon
their interaction with other changes. Life activities flourish and fail only in connection
with changes in the environment. They are bound up with these changes; our desires,
emotions, and affections are but various ways in which our doings are tied up with the
doings of things and people about us. Instead of marking a purely personal or
subjective realm, separated from the objective and impersonal, they indicate the nonexistence of such a separate world. They afford convincing evidence that changes in
things are not alien to the activities of a self and that the career and welfare of the self
are bound up with the movement of people and things. Interest and concern mean
that one and the world are engaged with each other in a developing situation.
The word interest, in its ordinary usage, expresses (i) the whole state of active
development, (ii) the objective results that are foreseen and wanted, and (iii) the
personal emotional inclination.
(i) An occupation, employment, pursuit, or business is often referred to as an
interest. Thus, we say that a man's interest in politics, journalism, philanthropy,
archaeology, collecting Japanese prints, or banking.
(ii) By interest, we also mean the point at which an object touches or engages a
man—the point where it influences him. In some legal transactions, a man has to prove
"interest" to have standing in court. He has to show that some proposed step concerns
his affairs. A silent partner has an interest in a business, although he takes no active
part in its conduct because its prosperity or decline affects his profits and liabilities.
(iii) When we speak of a man as interested in this or that, the emphasis falls
directly upon his attitude. To be interested is to be absorbed in, wrapped up in, or
carried away by some object. To take an interest is to be on the alert, to care about, to
be attentive. We say of an interested person both that he has lost himself in some
affair and that he has found himself in it. Both terms express the engrossment of the
self in an object.
When the place of interest in education is spoken of in a depreciatory way, it
will be found that the second of the meanings mentioned is first exaggerated and then
isolated. Interest is taken to mean merely the effect of an object upon personal
advantage or disadvantage, success or failure. Separated from any objective
development of affairs, these are reduced to mere personal states of pleasure or pain.
Educationally, it then follows that to attach importance to interest means to attach
some feature of seductiveness to material otherwise indifferent; to secure attention
and effort by offering a bribe of pleasure. This procedure is properly stigmatized as
"soft" pedagogy, as a "soup-kitchen" theory of education. But the objection is based
upon the fact—or assumption—that the forms of skill to be acquired and the subject
matter to be appropriated have no interest on their account; in other words, they are
supposed to be irrelevant to the normal activities of the pupils. The remedy is not in
finding fault with the doctrine of interest any more than it is to search for some
pleasant bait that may be hitched to the alien material. It is to discover objects and
modes of action that are connected with present powers. The function of this material
in engaging activity and carrying it on consistently and continuously is its interest. If
the material operates in this way, there is no call either to hunt for devices that will
make it interesting or to appeal to an arbitrary, semi-coerced effort.
The word interest suggests, etymologically, what is between—that which
connects two things otherwise distant. In education, the distance covered may be
looked at as temporal. The fact that a process takes time to mature is such an obvious
fact that we rarely make it explicit. We overlook the fact that in growth there is ground
to be covered between the initial stage of the process and the completing period; that
something is intervening. In learning, the present powers of the pupil are the initial
stage; the aim of the teacher represents the remote limit. Between the two lies the
middle condition: acts to be performed; difficulties to be overcome; and appliances to
be used. Only through them, in the literal time sense, will the initial activities reach a
satisfactory consummation.
These intermediate conditions are of interest precisely because the
development of existing activities into the foreseen and desired end depends upon
them. To be a means for the achieving of present tendencies, to be "between" the
agent and his end, to be of interest, are different names for the same thing. When
material has to be made interesting, it signifies that, as presented, it lacks connection
with purposes and present power, or that if the connection is there, it is not perceived.
To make it interesting by leading one to realize the connection that exists is simply
good sense; to make it interesting by extraneous and artificial inducements deserves
all the bad names that have been applied to the doctrine of interest in education. So
much for the meaning of the term interest. Now for the discipline. Where an activity
takes time and where many means and obstacles lie between its initiation and
completion, deliberation and persistence are required. A very large part of the
everyday meaning of will is precisely the deliberate or conscious disposition to persist
and endure in a planned course of action despite difficulties and contrary solicitations.
A man of strong will, in the popular usage of the words, is a man who is neither fickle
nor half-hearted in achieving chosen ends. His ability is executive; that is, he
persistently and energetically strives to execute or carry out his aims. A weak will is as
unstable as water.
There are two factors in the will. One has to do with the foresight of results, and
the other with the depth of hold the foreseen outcome has on the person.
(I) Obstinacy is persistence but it is not strength of volition. Obstinacy may be
mere animal inertia and insensitivity. A man keeps on doing something just because
he has gotten started, not because of any thought-out purpose. The obstinate man
generally declines (although he may not be quite aware of his refusal) to make clear to
himself what his proposed end is; he has a feeling that if he allowed himself to get a
clear and full idea of it, it might not be worthwhile. Stubbornness shows itself even
more in reluctance to criticize ends that present themselves than it does in persistence
and energy in the use of means to achieve the end. The executive man is a man who
ponders his ends and makes his ideas of the results of his actions as clear and full as
possible. The people we call weak-willed or self-indulgent always deceive themselves
as to the consequences of their acts. They pick out some agreeable features and
neglect all attendant circumstances. When they begin to act, the disagreeable results
they ignore begin to show themselves. They are discouraged or complain of being
thwarted in their good purpose by a hard fate and shift to some other line of action.
The fact that the primary difference between strong and feeble volition is intellectual,
consisting of the degree of persistent firmness and fullness with which consequences
are thought out, cannot be overemphasized.
(ii) There is, of course, such a thing as a speculative tracing out of results. Ends
are then foreseen, but they do not lay a deep hold on a person. They are something to
look at and for curiosity to play with, rather than something to achieve. There is no
such thing as over-intellectuality, but there is such a thing as one-sided intellectuality.
A person "takes it out," as we say, in considering the consequences of proposed lines
of action. A certain flabbiness of fiber prevents the contemplated object from gripping
him and engaging him in action. Most people are naturally diverted from a proposed
course of action by unusual, unforeseen obstacles or by the presentation of
inducements to an action that is directly more agreeable. A person who is trained to
consider his actions and to undertake them deliberately is so disciplined. Add to this
ability the power to endure an intelligently chosen course in the face of distraction,
confusion, and difficulty, and you have the essence of discipline. Discipline means
power at command; mastery of the resources available for carrying through the action
undertaken. To know what one is to do and to move to do it promptly and by use of
the requisite means is to be disciplined, whether we are thinking of an army or a mind.
Discipline is positive. To cow the spirit, to subdue inclination, to compel obedience, to
mortify the flesh, to make a subordinate perform an uncongenial task—these things
are or are not disciplinary according to how they do or do not tend to the development
of power to recognize what one is about and to persistence in accomplishment.
It is hardly necessary to press the point that interest and discipline are
connected, not opposed.
(i) Even the more purely intellectual phase of trained power—apprehension of
what one is doing as exhibited in consequences—is not possible without interest.
Deliberation will be perfunctory and superficial where there is no interest. Parents and
teachers often complain—and correctly—those children "do not want to hear or want
to understand." Their minds are not upon the subject precisely because it does not
touch them; it does not enter into their concerns. This is a state of things that needs
to be remedied, but the remedy is not in the use of methods that increase indifference
and aversion. Even punishing a child for inattention is one way of trying to make him
realize that the matter is not a thing of complete unconcern; it is one way of arousing
"interest" or bringing about a sense of connection. In the long run, its value is
measured by whether it supplies a mere physical excitation to act in the way desired
by the adult or whether it leads the child "to think"—that is, to reflect upon his acts
and impregnate them with aims.
(ii) That interest is requisite for executive persistence is even more obvious.
Employers do not advertise for workmen who are not interested in what they are
doing. If one were engaging a lawyer or a doctor, it would never occur to one to reason
that the person engaged would stick to his work more conscientiously if it was so
uncongenial to him that he did it merely from a sense of obligation. Interest measures,
or rather, the depth of the grip that the foreseen end has upon one, moving one to act
for its realization.
The Importance of the Idea of Interest in Education. Interest represents the
moving force of objects - whether perceived or presented in imagination - in any
experience having a purpose. In the concrete, the value of recognizing the dynamic
place of interest in educative development is that it leads to considering individual
children in their specific capabilities, needs, and preferences. One who recognizes the
importance of interest will not assume that all minds work in the same way because
they happen to have the same teacher and textbook. Attitudes and methods of
approach and response vary with the specific appeal the same material makes, this
appeal itself varies with differences in natural aptitude, experience, plan of life, and so
on. But the facts of interest also supply considerations of general value to the
philosophy of education. Rightly understood, they put us on our guard against certain
conceptions of mind and of subject matter which have had great vogue in philosophic
thought in the past, and which exercise a serious hampering influence upon the
conduct of instruction and discipline. Too frequently mind is set over the world of
things and facts to be known; it is regarded as something existing in isolation, with
mental states and operations that exist independently. Knowledge is then regarded as
an external application of purely mental existences to the things to be known, or else
as a result of the impressions that this outside subject matter makes on the mind, or
as a combination of the two. Subject matter is then regarded as something complete
in itself; it is just something to be learned or known, either by the voluntary application
of the mind to it or through the impressions it makes on the mind.
The facts of interest show that these conceptions are mythical. Mind appears in
experience as the ability to respond to present stimuli based on anticipation of future
possible consequences, and to control the kind of consequences that are to take place.
The things, the subject matter known, consist of whatever is recognized as having a
bearing upon the anticipated course of events, whether assisting or retarding it. These
statements are too formal to be very intelligible. An illustration may clear up their
significance. You are engaged in a certain occupation, say writing with a typewriter. If
you are an expert, your formed habits take care of the physical movements and leave
your thoughts free to consider your topic. Suppose, however, you are not skilled, or
that, even if you are, the machine does not work well. You then have to use
intelligence. You do not wish to strike the keys at random and let the consequences be
what they may; you wish to record certain words in a given order to make sense. You
attend to the keys, to what you have written, to your movements, to the ribbon, or
the mechanism of the machine. Your attention is not distributed indifferently and
miscellaneously to any and every detail. It is centered upon whatever has a bearing
upon the effective pursuit of your occupation. Your look is ahead, and you are
concerned to note the existing facts because and in so far as they are factors in the
achievement of the result intended. You have to find out what your resources are,
what conditions are at command, and what the difficulties and obstacles are. This
foresight and this survey concerning what is foreseen constitute the mind. Action that
does not involve such a forecast of results and such an examination of means and
hindrances is either a matter of habit or else it is blind. In neither case is it intelligent?
To be vague and uncertain as to what is intended and careless in observation of
conditions of its realization is to be, to that degree, stupid or partially intelligent.
If we recur to the case where the mind is not concerned with the physical
manipulation of the instruments but with what one intends to write, the case is the
same. There is activity in the process; one is taken up with the development of a
theme. Unless one writes as phonograph talks, this means intelligence, namely,
alertness in foreseeing the various conclusions to which present data and
considerations are tending, together with continually renewed observation and
recollection to get hold of the subject matter that bears upon the conclusions to be
reached. The whole attitude is one of concern with what is to be and with what is so
far as the latter enters into the movement toward the end. Leave out the direction
that depends upon foresight of possible future results, and there is no intelligence in
present behavior. Let there be imaginative forecasting but no attention to the
conditions upon which its attainment depends, and there is self-deception or idle
dreaming—abortive intelligence.
If this illustration is typical, the mind is not a name for something complete by
itself; it is a name for a course of action in so far as that is intelligently directed; in so
far, that is to say, as aims and ends enter into it, with the selection of means to further
the attainment of aims. Intelligence is not a peculiar possession that a person owns,
but a person is intelligent in so far as the activities in which he plays a part have the
qualities mentioned. Nor are the activities in which a person engages, whether
intelligently or not, exclusive properties of himself; they are something in which he
engages and partakes. Other things, the independent changes of other things and
persons, cooperate and hinder. The individual's act may be initial in a course of events,
but the outcome depends upon the interaction of his response with energies supplied
by other agencies. Conceive the mind as anything but one factor partaking along with
others in the production of consequences, and it becomes meaningless.
The problem of instruction is thus that of finding material that will engage a
person in specific activities having an aim or purpose of interest to him and dealing
with things not as gymnastic appliances but as conditions for the attainment of ends.
The remedy for the evils attending the doctrine of formal discipline previously spoken
of is not to be found by substituting a doctrine of specialized disciplines but by
reforming the notion of mind and its training. The discovery of typical modes of
activity, whether play or useful occupations, in which individuals are concerned, whose
outcome they recognize they have something at stake, and which cannot be carried
through without reflection and use of judgment to select material of observation and
recollection, is the remedy. In short, the root of the error long prevalent in the
conception of training of mind consists in leaving out of account movements of things
to future results in which individual shares and in the direction of which observation,
imagination, and memory are enlisted. It consists of regarding the mind as complete
in itself, ready to be directly applied to the present material.
In historic practice, the error has been cut in two ways. On one hand, it has
screened and protected traditional studies and methods of teaching from intelligent
criticism and needed revisions. To say that they are "disciplinary" has safeguarded
them from all inquiries. It has not been enough to show that they were of no use in life
or that they did not contribute to the cultivation of the self. That they were
"disciplinary" stifled every question, subdued every doubt, and removed the subject
from the realm of rational discussion. By its nature, the allegation could not be
checked. Even when discipline did not accrue, when the pupil even grew in laxity of
application and lost the power of intelligent self-direction, the fault lay with him, not
with the study or the methods of teaching. His failure was proof that he needed more
discipline and thus afforded a reason for retaining the old methods. The responsibility
was transferred from the educator to the pupil because the material did not have to
meet specific tests; it did not have to be shown that it fulfilled any particular need or
served any specific end. It was designed to discipline in general, and if it failed, it was
because the individual was unwilling to be disciplined. In the other direction, the
tendency was towards a negative conception of discipline instead of an identification
of it with growth in constructive power of achievement. As we have already seen, will
means an attitude toward the future, toward the production of possible
consequences, an attitude involving an effort to foresee clearly and comprehensively
the probable results of ways of acting, and an active identification with some
anticipated consequences. Identification of will, or effort, with mere strain results
when a mind is set up and endowed with powers that are only to be applied to existing
material. A person just either will or will not apply himself to the matter at hand. The
more indifferent the subject matter, the less concern it has for the habits and
preferences of the individual, and the more demand there is for an effort to bring the
mind to bear upon it—and hence the more discipline of the will. To attend to the
material because there is something to be done in which the person is concerned is
not disciplinary in this view, not even if it results in a desirable increase of constructive
power. Application just for the sake of application, for the sake of training, is alone
disciplinary. This is more likely to occur if the subject matter presented is uncongenial,
for then there is no motive (so it is supposed) except the acknowledgment of duty or
the value of discipline. The logical result is expressed with literal truth in the words of
an American humorist: "It makes no difference what you teach a boy so long as he
doesn't like it."
The counterpart of the isolation of the mind from activities dealing with objects
to accomplish ends is the isolation of the subject matter to be learned. In the
traditional schemes of education, subject matter means so much material to be
studied. Various branches of study represent so many independent branches, each
having its principles of arrangement complete within itself. History is one such group
of facts; algebra another; geography another; and so on until we have run through the
entire curriculum. Having a ready-made existence on their account, their relation to
the mind is exhausted in what they furnish it to acquire. This idea corresponds to the
conventional practice in which the program of school work, for the day, month, and
successive years, consists of "studies" all marked off from one another and each
supposed to be complete by itself—for educational purposes at least.
Later on, a chapter is devoted to the special consideration of the meaning of the
subject matter of instruction. At this point, we need only to say that, in contrast with
the traditional theory, anything that intelligence studies represent represents things in
the part that they play in the carrying forward of active lines of interest. Just as one
"studies" his typewriter as part of the operation of putting it to use to effect results,
so with any fact or truth. It becomes an object of study—that is, of inquiry and
reflection—when it figures as a factor to be reckoned with in the completion of a
course of events in which one is engaged and by whose outcome one is affected.
Numbers are not objects of study just because they are numbers already constituting
a branch of learning called mathematics, but because they represent qualities and
relations of the world in which our action goes on because they are factors upon which
the accomplishment of our purposes depends. Stated thus broadly, the formula may
appear abstract. Translated into details, it means that the act of learning or studying is
artificial and ineffective in the degree to which pupils are merely presented with a
lesson to be learned. The study is effective in the degree to which the pupil realizes
the place of the numerical truth he is dealing with in carrying out the activities in which
he is concerned. This connection of an object and a topic with the promotion of an
activity having a purpose is the first and last word of a genuine theory of interest in
education.
Some Social Aspects of the Question. While the theoretical errors of which we
have been speaking have their expressions in the conduct of schools, they are
themselves the outcome of conditions of social life. A change confined to the
theoretical conviction of educators will not remove the difficulties, though it should
render more effective efforts to modify social conditions. Men's fundamental attitudes
toward the world are fixed by the scope and qualities of the activities in which they
partake. The idea of interest is exemplified in the artistic attitude. Art is neither merely
internal nor merely external; merely mental nor merely physical. Like every mode of
action, it brings about changes in the world. The changes made by some actions (those
which by contrast may be called mechanical) are external; they are shifting things
about. No ideal reward, no enrichment of emotion and intellect, accompanies them.
Others contribute to the maintenance of life, and its external adornment and display.
Many of our existing social activities, industrial and political, fall into these two classes.
Neither the people who engage in them nor those who are directly affected by them,
are capable of full and free interest in their work. Because of the lack of any purpose
in the work for the one doing it, or because of the restricted character of its aim,
intelligence is not adequately engaged. The same conditions force many people back
upon themselves. They take refuge in an inner play of sentiment and fancies. They are
aesthetic but not artistic since their feelings and ideas are turned upon themselves,
instead of being methods in acts that modify conditions. Their mental life is
sentimental; an enjoyment of an inner landscape. Even the pursuit of science may
become an asylum of refuge from the hard conditions of life - not a temporary retreat
for the sake of recuperation and clarification in future dealings with the world. The
very word art may become associated not with the specific transformation of things,
making them more significant for the mind, but with stimulations of eccentric fancy
and with emotional indulgences. The separation and mutual contempt of the
"practical" man and the man of theory or culture, the divorce of fine and industrial
arts, are indications of this situation. Thus, interest and mind are either narrowed or
else made perverse. Compare what was said in an earlier chapter about the one-sided
meanings that have come to be attached to the ideas of efficiency and culture.
This state of affairs must exist so far as society is organized on a basis of division
between laboring classes and leisure classes. The intelligence of those who do things
becomes hard in the unremitting struggle with things; that of those freed from the
discipline of occupation becomes luxurious and effeminate. Moreover, the majority of
human beings still lack economic freedom. Their pursuits are fixed by accident and
necessity of circumstance; they are not the normal expression of their powers
interacting with the needs and resources of the environment. Our economic conditions
still relegate many men to a servile status. As a consequence, the intelligence of those
in control of the practical situation is not liberal. Instead of playing freely upon the
subjugation of the world for human ends, it is devoted to the manipulation of other
men for ends that are non-human in so far as they are exclusive.
This state of affairs explains many things in our historic educational traditions. It
throws light upon the clash of aims manifested in different portions of the school
system; the narrowly utilitarian character of most elementary education, and the
narrowly disciplinary or cultural character of higher education. It accounts for the
tendency to isolate intellectual matters till knowledge is scholastic, academic, and
professionally technical, and for the widespread conviction that liberal education is
opposed to the requirements of an education that shall count in the vocations of life.
But it also helps define the peculiar problem of present education. The school cannot
immediately escape from the ideals set by prior social conditions. But it should
contribute through the type of intellectual and emotional disposition which it forms to
the improvement of those conditions. And just here the true conceptions of interest
and discipline are full of significance. Persons whose interests have been enlarged and
intelligence trained by dealing with things and facts in active occupations having a
purpose (whether in play or work) will be those most likely to escape the alternatives
of academic and aloof knowledge and a hard, narrow, and merely "practical" practice.
To organize education so that natural active tendencies shall be fully enlisted in doing
something while seeing to it that the doing requires observation, the acquisition of
information, and the use of a constructive imagination, is what most needs to be done
to improve social conditions. To oscillate between drill exercises that strive to attain
efficiency in outward doing without the use of intelligence, and an accumulation of
knowledge that is supposed to be an ultimate end in itself means that education
accepts the present social conditions as final, and thereby takes upon itself the
responsibility for perpetuating them. A reorganization of education so that learning
takes place in connection with the intelligent carrying forward of purposeful activities
is slow work. It can only be accomplished piecemeal, a step at a time. But this is not a
reason for nominally accepting one educational philosophy and accommodating
ourselves in practice to another. It is a challenge to undertake the task of
reorganization courageously and to keep at it persistently.