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Development of diagnostic sensors for infant
dehydration assessment using optical methods
Conference Paper · August 2015
DOI: 10.1109/EMBC-
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Development of diagnostic sensors for infant dehydration assessment using optical methods
Eduard Kieser, Kiran Dellimore, Member IEEE, Cornie Scheffer, Member, IEEE, Cobus Visser, and
Johan Smith
Abstract— Dehydration resulting from acute diarrhea
is one of the leading causes of infant mortality in the developing world. Safe assessment of an infant’s hydration
level is essential to determine appropriate clinical intervention strategies. However, clinical hydration scales,
which are the current gold standard for non-invasive
hydration assessment, are often unreliable in lower resource settings. This study presents the development and
testing of non-invasive, optical sensors for the objective
assessment of dehydration based on the quantitative
measurement of skin recoil time, capillary refill time and
skin temperature. The results obtained have demonstrated the basic feasibility of using optical sensors for the
objective assessment of dehydration. However, several
challenges must be overcome before these sensors can be
applied in a clinical setting.
D
I.
INTRODUCTION
ehydration resulting from acute diarrhea is one of
the leading causes of infant mortality, resulting in
over 1.3 million infant deaths each year worldwide
[1]. The current gold standard for prospective dehydration
assessment involves the use of hydration scales, which aggregate various subjective clinical observations into a score
[2-6]. Among the most commonly used markers of dehydration include: abnormal breathing pattern, capillary refill, eye
and fontanelle appearance, heart rate, level of physical activity, mouth dryness, neurologic state, pulse quality, skin turgor, absence of tear production, thirst, temperature difference between core and extremities, as well as urine color and
smell [2-7]. The three most commonly utilized hydration
scales which are based on a subset of these dehydration
markers include the Clinical Dehydration Scale (CDS), the
WHO dehydration scale, and the 4-point and 10-point Gorelick hydration scales [3,5]. However, previous work has
shown that these scales are ineffective in assessing dehydration in lower resource settings [3,6], where the vast majority
of infant deaths occur due to dehydration caused by diarrheal
diseases [1]. This may be attributed in part to the lack of
training and inexperience of clinical personnel in these settings, as well as the subjectivity and lack of standardization
of the tests for various markers [3]. Hence, there is a proEduard Kieser, Kiran Dellimore, Cornie Scheffer, and Cobus Visser are
with the Biomedical Engineering Research Group, Department of Mechanical and Mechatronic Engineering, Stellenbosch University, South Africa.
(phone: -; fax: -; e-mail:-.
Johan Smith is with the Department of Paediatrics & Child Health,
Tygerberg Hospital & Stellenbosch University, South Africa.
-/15/$31.00 ©2015 IEEE
found need for more objective and quantitative, as well as
user-friendly methods of dehydration assessment which are
effective in resource constrained settings.
Skin turgor and capillary refill time are two of the most reliable non-invasive individual markers of infant hydration [89]. The presence of cool extremities has also been found to
be a useful indicator of dehydration [10]. Many studies that
have investigated non-invasive hydration markers have concluded that scores based on a combination of hydration
markers consistently outperformed any single indicator
[2,8,11]. Most markers for dehydration are continuous parameters, however, because they are difficult to quantitatively assess clinically, they are reduced to categorical values
when used for hydration assessment.
Previous attempts at objectifying dehydration assessment
using non-invasive optical sensors include work by Shavit et
al. [12], Brodoly et al. [13] and Kviesis-Kipge et al. [14].
These studies all investigated the objective measurement of
capillary refill time (CRT) using various optical techniques
including digital videography and light spectrometry. To
date there is a dearth of literature on the non-invasive measurement of skin recoil time (SRT) and skin temperature
(ST), in the context of dehydration assessment.
The aim of this study is to present the development and testing of novel diagnostic tools for the objective assessment of
dehydration in infants in lower resource settings based on
three different non-invasive optical sensors, which quantitatively measure SRT, chest CRT and ST.
II.
METHODS
A.
Design and implementation of diagnostic sensors
Among the most important design requirements considered
during development of the three dehydration assessment
sensors are that they should be: low-cost, non-invasive, portable, quantitative, reliable, and user-friendly. The development or selection of each sensor also necessitated additional
sensor specific considerations.
Capillary refill time sensor
The CRT sensor was designed to objectify the capillary
refill test which is manually performed by clinicians. To
accomplish this it is necessary to control the magnitude and
duration of the applied pressure. A diagram of the main
components of the CRT sensor is shown in Fig. 1. The sensor has a silicone pressure pad that is mounted on a swing
arm, over a Honeywell FS1500 force sensor which is connected to the controller via a TI 1115ads 16bit analogue to
digital converter. When the swing arm is locked into place it
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Skin temperature profile sensor
The ST sensor was selected to test the hypothesis that an
irregular skin temperature profile is linked to dehydration. A
FLIR-E60 thermal camera (FLIR Systems, Wlisonville, OR,
USA) was used to measure skin surface temperature over a
prescribed path on the subject‟s body (Fig. 3). The thermal
camera has a sensitivity of 0.05°C, an accuracy of less than 2
°C and acquires images with a resolution of 320x240 pixels.
Fig. 1: CRT sensor concept and the key components used to build the
device: 1&2 - Conceptual layout of the device, 3 - Photograph of the
CRT sensor, 4 - Camera module, 5 - Analogue to digital converter, 6 Force sensor, 7 - Lighting and sensor interface board, 8 - Color enhanced view of blanching image acquired by the CRT sensor.
can be used to apply a blanching pressure while the measured force is output on a 1.2 inch tri-color 8x8 LED Matrix
display to ensure that the applied force falls within the prescribed limits (3-3.5N for infants and around 10N for
adults). When the force has been applied for 6 seconds the
operator can pull a lever that allows the swing arm to swing
out of the way which allows the 5MP Raspberry-Pi camera
(set to 1024x768 pixels @ 30fps) to start recording the scene. The scene is illuminated by four white LEDs controlled
by the lighting board shown in Fig. 1. The resulting recordings are then saved to a flash-drive for off-line analysis. The
sensor is powered by two 3.7 V 2000 mAh lithium polymer
cells which are connected in series and controlled by a 5 V
linear regulator. To enable the camera to focus at the required length, a 10 mm diameter plano-convex lens with a
focal length of 30 mm, was installed in front of the camera.
Fig. 2: 1 - Photograph of the SRT sensor, 2 - Application scenario, 3 Raw SRT sensor images.
Skin recoil time sensor
The main design challenge with the skin recoil time sensor is
ensuring that it has good time resolution. To facilitate this,
the skin recoil time sensor was developed using the same
raspberry-pi camera (OmniVision OV5647) as used in the
CRT sensor, however, in the SRT sensor it is set to record at
a resolution of 640x480 pixels and 90 fps. The camera sensor is mounted on a movable head with two degrees of freedom to facilitate operation. The camera‟s focal length was
also shortened by using a 30 mm plano-convex lens with a
very narrow field of view and focus range. A highly directional lighting system was then implemented using two
LEDs to ensure that the user could easily see whether the
sensor is at the correct orientation and distance. The sensor
was designed to rest on the patient‟s sternum while the physician performers a normal skin recoil test on the abdomen
of the patient as depicted in Fig. 2.
Fig. 3: (a) Sample ST image (b) FLIR E-60 thermal camera.
B.
Testing Procedure
The performance of the three sensors was evaluated by
conducting two separate in vivo clinical studies, one on
adults and one on infants. Prior to initiating the clinical studies the in-house built devices were validated by performing
preliminary CRT and SRT tests in a laboratory setting. The
CRT and SRT sensor data were compared to manual data
obtained by two physicians on the 3 healthy adult male subjects. The good correlation between the measurements was
used to confirm that the devices performed as expected.
Both clinical studies were approved by the Stellenbosch
University Health Research Ethics Committee (#S13/10/204,
“Quantitative Hydration Sensor Development Adult/Infant
Testing”). Informed consent was obtained from the adult
volunteers and from the parents of the infant participants
before being enrolled in the study.
A total of 9 subjects were recruited for the adult study including 5 males and 4 females (age = 23.4±1.59 years, BMI
= 24.9±3.3). The adult tests were performed over a period of
6 days, with all exercise sessions conducted at the Stellenbosch University Sport Performance Institute under the
guidance of a sports trainer. The first three days were used to
determine the baseline euhydrated parameters for the patients. In the last three days the volunteers exercised for four
sessions of 50 minutes each day. Each training session was
followed by a 10-20 minute cool down period after which
the hydration markers were measured.
The infant study was conducted at the Paediatric Ambulatory Admission Unit at the Tygerberg Children‟s Hospital.
Subjects were eligible for enrolment if they were admitted
with diarrhea, presented with signs of mild to severe dehydration as determined by an attending physician, were between the ages of 6 and 36 months and did not present with
signs of severe malnutrition (i.e., their weight was not more
than 3 standard deviations away from the mean weight-forage based on WHO weight-for-age-charts [15]). A total of
10 infants were enrolled in the study (6 male and 4 female,
with a mean age of 11 months). Once enrolled all patient
information was recorded as well as one “snapshot” of the
patient condition. A snapshot consists of: (i) the clinical as-
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sessment recorded by the physician which included an assessment of CRT, SRT, eye and fontanelle appearance, mucous membranes dryness, neurological state, tear production
and pulse quality and (ii) the nurse/digital assessment which
included standard patient data such as blood pressure, pulse
rate, body temperature and body weight as well as an assessment of ST, CRT and SRT using the three sensors.
C.
Data Analysis
The first step in extracting the CRT from the raw images
involved the marking of the center of each blanching site at
the start of each recording. Since the blanching sites often
appear very faint, an exaggerated view of the image using
subsequent image information to facilitate the blanching
exaggeration was used (Fig. 1). Once all the start positions
were marked, the color of the blanching site was logged as it
changed with respect to time. Due to infant restlessness optical flow tracking methods were applied to ensure that the
correct part of the scene was used as the blanching site. A
Shi-Tomasi corner detector was used to find corners in the
image and the Lucas-Kanade method was employed to
match the points of interest to the corresponding points in
subsequent frames [16]. This information was then used to
move the region of interest markers with the patient‟s skin.
Due to excessive motion and non-uniform lighting conditions most of the data were rejected. The extracted color
information was then plotted with respect to time to allow
manual CRT selection to be performed to ensure that the
selected times were not compromised by unexpected artifacts in the color data.
SRT was determined from the raw data by manually marking the start and stop time of each recoil test by scrolling
through the acquired images. Manual marking was used because of motion blur in the frames which made it difficult to
reliably track a point on the skin automatically, using computer vision methods. Fig. 2-3 shows an example of raw data
from of a dummy test conducted on the fore arm.
To extract a hydration marker from the raw thermal images
a function was used to mark a path on the thermal images as
shown by the solid line in Fig. 3(b). The program would then
extract the patient‟s temperature along the specified paths.
The parameters extracted to assess dehydration were the
difference between the highest and lowest temperature on
the path, the number of local maxima/minima on the path as
well as the largest temperature gradient along the path.
In all cases manual inspection of the extracted data was
used to determine the data integrity. A linear regression was
performed where the observed dehydration (as determined
by post illness weight gain) was treated as the outcome variable and CRT, SRT and maximum temperature gradient, as
well as pulse and breathing rate were used as the input variables. This was used to predict the expected hydration state
as a function of the chosen parameters. Unlike in the adult
study the clinical and digital assessments for the infant study
were not done synchronously. Therefore the forms were
consolidated into one inclusive data structure using the time
and date stamps as matching metrics. The difference in time
between matched entries was stored and all matches with
measurement intervals of more than 2 hours were rejected.
III.
RESULTS
Fig. 4 shows the grouped data for the two clinical dehydration studies. The „x‟ and „●‟ symbols correspond to the adult
and infant data, respectively, while the solid line indicates
the regression line fit to the data. In Fig. 4 (a) CRT is plotted
against observed dehydration. The figure shows an inverse
relation between CRT and observed dehydration level for
adults (p < 0.001 and R2= 0.147), while for infants no clear
correlation is observed (p = 0.388 and R2 = 0.023). Average
CRT values of 3.10 ±1.55 s and 2.00 ± 1.04 s, were obtained
for the adult and infant studies, respectively. In Fig. 4 (b)
SRT is plotted against observed dehydration. The adult data
shows an inverse relationship between SRT and weight
change (p < 0.001 and R2= 0.129), while for the infant data
SRT shows a positive correlation with dehydration level (p <
0.001 and R2= 0.247). The SRT for the adult population was
on average longer compared to the infant population with
mean recoil time of 0.12 s and 0.06 s, respectively. As a binary predictor for 5% dehydration in infants the SRT had a
sensitivity of 0.80 and a specificity of 0.84 when 0.08 s was
used as a predictor threshold value (Fig. 5 (b)). Figure 4 (c)
shows the maximum temperature gradient on a path across
the abdomen for the infants and on a path across the cheek
for the adult study plotted with respect to hydration level.
For the adult study a negative relationship is observed (p =
0.015 and R2 = 0.055) and the infant study shows a weak
positive correlation (p = 0.040 and R2 = 0.096) between lev-
Fig. 4: (a) CRT, (b) SRT and (c) Maximum temperature gradient as a
function of observed dehydration (%) for the: (left) adult study and
(right) infant study.
el of dehydration and maximum temperature gradient.
Fig. 5 (a) shows the predicted dehydration, as calculated by
the linear regression model, plotted against the observed
5539
dehydration level, for each snapshot in the infant study. It is
not the straight line one would see in a perfect sensor, however one can see a strong correlation between the predictor
and the reference with R2 = 0.573 and p < 0.001. The receiver operating characteristic (ROC) curves for determining a
dehydration level of 5% in infants is shown in Fig. 5 (b).
The „●‟, „■‟, „▲‟, and „♦‟ symbols correspond to the SRT,
CRT, maximum temperature gradient and the fusion model
respectively. The areas under the ROC curves (AUC) for the
SRT sensor, the CRT sensor, the thermal profile sensor, and
the combined model are 0.8, 0.52, 0.73 and 0.86 respectively. The best sensitivity for the combined approach is 1 with a
specificity of 0.79.
was the temperature dependence of the dehydration markers
which was linked to the study design. In the infant tests motion artifacts due to patient restlessness and overburdened
hospital staff (which led to large time differences between
entries) limited the data quality obtained.
V.
CONCLUSION
The results obtained have demonstrated the basic feasibility
of the three non-invasive optical sensors based on CRT, SRT
and ST, for the objective assessment of dehydration status.
Despite the small sample sizes of the adult and infant in vivo
studies, the results showed that by combining the three sensor measurements into a composite index it is possible to
achieve an objective measure of dehydration level with AUC
of 0.86, sensitivity of 1.0 and specificity of 0.79. Future
work will focus on improving sensor performance and reliability over a wide range of clinically relevant conditions.
VI.
ACKNOWLEDGMENT
Gratitude is expressed to THRIP and Philips Research for
financial support, and to the staff at Tygerberg Hospital.
REFERENCES
Fig. 5: (a) Predicted dehydration (regression model) vs. observed dehydration for the infant study. (b) ROC for the individual sensors and the
sensor fusion approach for the infant study.
IV.
DISCUSSION
Fig. 4 (a) shows very little correlation between the digital
CRT and the observed dehydration in the infants. This is due
to artifacts resulting from excessive motion of the infants
during the tests, which resulted in 60% of the infant CRT
data being rejected. However, previous CRT studies have
found stronger correlations between dehydration and capillary refill time (sensitivity and specificity of 0.60 and 0.85
compared to 0.50 and 0.50 in the present study) [8]. In the
adult study both the SRT and CRT sensors showed correlations that were inconsistent with expectation since these
quantities showed an inverse relationship with observed dehydration level (Fig. 4 (a) and (b)). This is likely due to a
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participants were always well hydrated in the mornings
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The digital sensor fusion approach shown in Fig. 5 (a) and
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studies that showed that scores based on a combination of
hydration markers consistently outperformed any single indicator [2,8,11]. It is important to note that there were many
significant challenges in the testing of the sensors which
may have limited the quality of the data acquired in the current study. In the adult tests, the main confounding factor
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