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Contents lists available at ScienceDirect
Medical Engineering and Physics
journal homepage: www.elsevier.com/locate/medengphy
Investigation of the feasibility of non-invasive optical sensors for the
quantitative assessment of dehydration
Cobus Visser a, Eduard Kieser a, Kiran Dellimore a,∗, Dawie van den Heever a, Johan Smith b
a
b
Biomedical Engineering Research Group, Department of Mechanical and Mechatronic Engineering, Stellenbosch University, Stellenbosch, South Africa
Department of Paediatrics & Child Health, Tygerberg Hospital & Stellenbosch University, Durbanville, South Africa
a r t i c l e
i n f o
Article history:
Received 27 September 2016
Revised 7 March 2017
Accepted 20 June 2017
Available online xxx
JEL classifications:-
Keywords:
Hydration assessment
Infant dehydration
Objective measurement
Quantitative markers
a b s t r a c t
This study explores the feasibility of prospectively assessing infant dehydration using four non-invasive,
optical sensors based on the quantitative and objective measurement of various clinical markers of dehydration. The sensors were investigated to objectively and unobtrusively assess the hydration state of an
infant based on the quantification of capillary refill time (CRT), skin recoil time (SRT), skin temperature
profile (STP) and skin tissue hydration by means of infrared spectrometry (ISP). To evaluate the performance of the sensors a clinical study was conducted on a cohort of 10 infants (aged 6–36 months) with
acute gastroenteritis. High sensitivity and specificity were exhibited by the sensors, in particular the STP
and SRT sensors, when combined into a fusion regression model (sensitivity: 0.90, specificity: 0.78). The
SRT and STP sensors and the fusion model all outperformed the commonly used “gold standard” clinical
dehydration scales including the Gorelick scale (sensitivity: 0.56, specificity: 0.56), CDS scale (sensitivity:
1.0, specificity: 0.2) and WHO scale (sensitivity: 0.13, specificity: 0.79). These results suggest that objective and quantitative assessment of infant dehydration may be possible using the sensors investigated.
However, further evaluation of the sensors on a larger sample population is needed before deploying
them in a clinical setting.
© 2017 IPEM. Published by Elsevier Ltd. All rights reserved.
1. Introduction
Dehydration is a common consequence of acute diarrhea which
is characterized by an excessive loss of body water, accompanied
by a disruption of metabolic processes. While dehydration affects
individuals of all ages, it is particularly life threatening in infants.
This is because of their high turnover of fluids and solutes, which
can be as much as three times that of adults due to their higher
metabolic rates, increased surface area to volume ratio and higher
total body water content [1]. Without appropriate intervention dehydration can cause hypovolemic shock due to loss of blood volume, organ failure and even death [2–3]. Dehydration resulting
from acute diarrhea is among the leading causes of infant mortality globally, resulting in over 1.3 million infant deaths annually,
with 99% of these occurring in developing countries [4].
The current “gold standards” for prospective dehydration assessment are hydration scales which aggregate various subjective
clinical observations into a score used to gauge the level of dehydration of an infant [5–8]. Among the most commonly used clinical
∗
Corresponding author.
E-mail addresses:-,-(K. Dellimore).
markers of dehydration include: breathing strength and rate, capillary refill, eye appearance, fontanelle appearance, heart rate, level
of physical activity, mouth (mucus membrane) dryness, neurologic
state, pulse quality, skin turgor, absence of tear production, thirst,
temperature difference between core and extremities, as well as
urine color and smell [5–10]. The three most widely utilized hydration scales, based on a subset of clinical dehydration markers,
include the clinical dehydration scale (CDS), the World Health Organization (WHO) dehydration scale, and the 4-point or 10-point
Gorelick hydration scale [6,7].
However, previous work has shown that these “gold standard”
clinical hydration scales perform poorly when used in rural and resource constrained settings [6,8], where the overwhelming majority of infant deaths occur due to diarrheal diseases [4]. Among the
main causes for this is the poor adherence to established clinical
practice which can be attributed to a lack of appropriate training
of clinical staff, high patient loads and inadequate facilities; and
the high degree of subjectivity in the scoring of many of the clinical dehydration markers [8–9]. This motivates the need for a more
objective and quantitative means of assessing infant dehydration,
suitable for deployment in rural and resource constrained settings.
Ideally this method should be non-invasive, easy-to-use (i.e., require little training), reliable and low-cost.
http://dx.doi.org/10.1016/j.medengphy-/© 2017 IPEM. Published by Elsevier Ltd. All rights reserved.
Please cite this article as: C. Visser et al., Investigation of the feasibility of non-invasive optical sensors for the quantitative assessment
of dehydration, Medical Engineering and Physics (2017), http://dx.doi.org/10.1016/j.medengphy-
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Fig. 1. Overview of the four hydration sensors developed to investigate: (a) CRT, (b) SRT, (c, d) skin temperature gradient and (e, f) infrared absorption as a surrogate measure
of total water content.
Previous attempts at objectifying dehydration assessment using non-invasive techniques have focused largely on bioimpedance
analysis (BIA), optical estimation of capillary refill time (CRT) and
infrared spectrometry [11–25]. Koulmann et al. [11] investigated
the estimation of the total water content using BIA in subjects who
were dehydrated by exercise and heat stress, as well as glycerol
induced hyper-hydration. They found that BIA could accurately estimate total body water in subjects who have succumbed to heat
stress induced dehydration and glycerol induced hyper-hydration,
but could only estimate total body water half of the time in subjects with exercise induced dehydration. Subsequently, Röthlingshöfer et al. [12] experimentally and numerically investigated the
shift in impedance over varying frequencies in exercise induced
dehydrated subjects. They showed that an impedance shift of 5–6%
occurred as a result of exercise thereby suggesting bioimpedance
as a potential marker for dehydration assessment. Both studies
found that several confounding factors can influence BIA measurements leading to potentially unreliable prediction of an individual’s hydration status. Utter et al. [13] found BIA to be sensitive
in detecting a 3.5% reduction in body weight due to water loss in
a study on the hydration status of collegiate wrestlers. However,
they reported that BIA is a late dehydration indicator with respect
to plasma and urinary markers.
CRT is a widely used dehydration marker since it is a fast
and non-invasive method [14,15]. However, Blaxter et al. [15] and
Pickard et al. [16] reported that manually performed CRT may
be unreliable because it is influenced by many factors including
age, ambient temperature, ambient light, pressure application and
intra- and inter-observer reliability. Several studies have consequently attempted to quantify CRT objectively [17–21]. Shavit et
al. [17] used digital videography to quantitatively measure the nail
bed CRT of 83 children to assess the presence of severe dehydration (> or = 5% loss of body weight). They reported that digitally measured CRT yielded a specificity and sensitivity of 0.99
and 0.88, respectively, compared to manual CRT assessment which
had a specificity and sensitivity of 0.85 and 0.60, respectively
[17,20]. Subsequently, Bordoley et al. [18] and Kviesis-Kipge et al.
[19,21] separately investigated optical CRT, but were unable to obtain consistent measurements. A possible drawback of these studies is that they determined CRT at the fingertip which may be a
sub-optimal assessment site according to Strozik et al. [22,23] who
found that CRT measurements at the sternum and forehead are
more consistent than at the extremities.
Another non-invasive approach for objective dehydration assessment is near infrared (NIR) videography, which was studied by
Attas et al. [24] to determine the hydration state of human skin.
Although this work did not focus on the clinical assessment of
dehydration, they were able to measure the distribution of moisture in the skin in the wavelength bands at 970 nm, 1200 nm and
1450 nm. Application of this approach to dehydration assessment
in the skin is supported by Nachabé et al. [25] who investigated
measuring the NIR spectrum of lipid and water phantoms and
achieved measurement errors within 5%. They also concluded that
NIR spectrometry may be useful for in vivo real-time measurement
of dehydration in tissue.
This study aims to explore the basic feasibility of prospectively assessing infant dehydration using various non-invasive optical sensors based on the quantitative and objective measurement
of several markers of dehydration: (i) skin turgor, (ii) capillary refill
time, (iii) skin temperature gradient and (iv) infrared absorption as
a surrogate measure of tissue water content. Sensor performance is
evaluated by comparing sensor measurements with clinical assessments made during a clinical study on infants (aged 6–36 months)
suffering from gastrointestinal distress.
2. Methods
2.1. Hydration sensors
Four different non-invasive hydration sensors were investigated
to determine their ability to quantitatively assess dehydration
severity:
1 Capillary refill time (CRT) sensor was designed to quantify the
capillary refill test performed by clinicians. The sensor consists
of a silicone pressure pad that is mounted on a swing arm, over
a Honeywell FS1500 force sensor which is connected to a controller via an ADS115 16-bit analog to digital converter (ADC)
as shown in Fig. 1(a). When the swing arm is locked into place
it can be used to apply a blanching pressure for a prescribed
time period (e.g., 6 s) while the measured force output is shown
on a 1.2 inch tri-color 8 × 8 LED matrix display to ensure that
the applied force falls within a prescribed range (2.7–3.3 N).
This range was determined by measuring the force applied by
an experienced physician. After applying the force, the swing
arm is withdrawn to allow the 5MP Raspberry-Pi camera (set
to 1024 × 768 pixels at 30 fps) to start recording the refilling of
the capillaries. Four white LEDs are used to ensure appropriate
illumination, while power is provided by two, series connected,
3.7 V, 20 0 0 mAh lithium polymer cells controlled by a LM7805
linear regulator. To enable the camera to focus on near-field
Please cite this article as: C. Visser et al., Investigation of the feasibility of non-invasive optical sensors for the quantitative assessment
of dehydration, Medical Engineering and Physics (2017), http://dx.doi.org/10.1016/j.medengphy-
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Table 1
Summary of subject characteristics.
Cohort
A (n = 4)
B (n = 10)
Sensors tested
Weight at admission (kg)
Weight at discharge (kg)
Age (months)
Gender (% female)
Hydration status at admission
Mild (<2%)
Moderate (2–5%)
Severe (>5%)
Length of hospital stay (h)
ISP
6.6 ± 1.6
7.0 ± 0.8
9.3 ± 3.0
100.0
CRT, SRT, STP
7.8 ± 1.93
8.3 ± 2.1
11.2 ± 6.8
40.0
1
2
1
31.8 ± 14.8
2
4
4
39.4 ± 22.2
CRT, capillary refill time; ISP, infrared spectrometry; SRT, skin recoil time, STP, skin temperature profile.
objects, a 10 mm diameter plano-convex lens with a focal
length of 30 mm was installed in front of the camera.
2 Skin recoil time (SRT) sensor was developed using a Raspberry-Pi
camera (OmniVision OV5647) which was set to record at a resolution of 640 × 480 pixels and 90 fps, as shown in Fig. 1(b). The
camera was mounted on a movable head with two degrees of
freedom to facilitate operation. The camera’s focal length was
also shortened using a plano-convex lens with a focal length
of 30 mm and a very narrow field of view and focus range. A
directional lighting system was implemented using two LEDs
to facilitate correct orientation and distance. The sensor is designed to rest on the patient’s sternum while the physician performs a conventional skin recoil test on the patient’s abdomen.
3 Skin temperature profile (STP) sensor utilized a FLIR-E60 thermal camera (FLIR Systems, Wilsonville, OR, USA) to measure
skin surface temperature over a prescribed path along the subject’s body, as shown in Fig. 1(c) and (d). The thermal camera
has a sensitivity of 0.05 °C, an accuracy of less than 2% of the
measurement value and acquires images with a resolution of
320 × 240 pixels.
4 Infrared spectrometry (ISP) sensor was implemented using two
infrared LEDs (Roithner LaserTechnik, LED1300-series and ELD-) which produce light at 1300 nm and 1480 nm as illustrated in Fig. 1(e) and (f). These two wavelengths were selected to ensure that water absorption coefficients with a sufficiently large difference in magnitude were used. The shorter
wavelength was chosen to maximize the skin penetration depth
of the infrared light, while the longer wavelength was selected
because of its sensitivity to water at various concentrations. The
LEDs were used in conjunction with an IPD14-12-5T photodiode (Roithner LaserTechnik, Austria) capable of measuring the
spectrum from- nm. The LEDs and photodiode were
mounted to ensure that the sensing area of the photodiode and
the light inducing area of the LEDs lay in the same plane. This
ensured that when pressed onto the skin all background light
is cutoff from the photodiode and the majority of light measured is captured from the two infrared LEDs. Data are acquired
through the use of a current amplifier and the ADC of a microcontroller (Arduino UNO32, Digilent Inc., USA). To ensure the
safety of the device the circuitry was encapsulated in silicone
rubber (Mold Max® 30, Smooth-on, USA).
3
Ambulatory Admission Unit of Tygerberg Hospital, Western Cape
Province, South Africa after obtaining ethical committee approval.
Informed consent was obtained from the parents of each infant
prior to study enrolment. Subjects were eligible for enrolment if
they were admitted with gastrointestinal distress, presented signs
of mild to severe dehydration as determined by an attending physician, and were 6–36 months old. In total only 11 patients were
enrolled in the study (numbered 0–10) as summarized in Table
1. This low recruitment occurred due to the sparse number of
infants admitted with acute dehydration during the ethically approved study timeframe. The SRT, CRT and STP sensors were tested
on subjects 1–10 (cohort B) while the ISP sensor was only tested
on subjects 0–3 (cohort A).
Once enrolled all patient information was recorded along with
a “snapshot” of the patient condition (taken every 4–6 h following
enrollment until discharge) which comprised:
1 A clinical assessment by a physician in which standard scoring of clinical dehydration markers was performed. Scoring was
done on a 3-point scale, according to the attending physician’s
best clinical estimate. The clinical assessment included assessment of manual CRT and SRT, eye and fontanelle appearance,
mucus membranes dryness, neurological state (i.e., mood, restlessness or lethargy, etc.), tear production and pulse quality.
2 Patient data collection by a nurse and a digital assessment using the sensors. The data collected by the nurse included blood
pressure, pulse rate, body temperature and body weight. The
digital assessment was performed on the stomach of each subject with the SRT and ISP sensors, on the chest for the CRT sensor and on the face for the STP sensor.
2.3. Data analysis
2.2. Testing procedure
The sensor data were analyzed and processed offline using Python and MATLAB® (Mathworks Inc., Natick, Massachusetts
USA). The camera-acquired data (from the CRT, SRT and STP sensors) necessitated the application of image processing and optimization techniques in order to extract the desired markers. In the
case of the CRT sensor, exaggeration of the blanching site and flow
tracking methods (i.e., Shi–Tomasi corner detection and the Lucas–
Kanade method [30]) were used to improve the estimation of the
CRT from the acquired videos. For the SRT sensor a Python application was developed to scan through the STR videos frame-by-frame
to record the recoil time. The thermal images were imported into a
Python-based application that allowed manual marking of the path
along which the temperature profile should be extracted. A curve
was then automatically fitted to the profile and the maximum gradient of the fitted curve was returned as the hydration marker. For
the ISP sensor the photocurrent produced by the photodiode receiving the IR light is directly proportional to the measured voltage, which in turn is linearly related to the intensity of the reflected diffused light. Tissue water content is therefore qualitatively
inferred from the infrared absorption following the Beer–Lambert
law [31], which dictates that the absorption of light is proportionally related to the concentration of the absorbing medium. This follows the approach used by Nachabé et al. [25].
To evaluate the sensors’ performance in assessing dehydration status the quantitative estimates of the CRT, SRT, maximum
temperature gradient and reflected diffuse light intensity were
correlated with the percentage weight loss computed based on
post illness weight change at discharge (i.e., the reference for
dehydration severity level). This was computed using the following
expression:
Following initial hardware validation of the four sensors via
in vitro testing and preliminary tests on adults [28,29], an in
vivo clinical study on infants was conducted at the Pediatric
dehydration level
weight at discharge − weight at measurement
=
∗ 100
weight at discharge
A more detailed description of the design and implementation
of the prototype hydration sensors can be found in Kieser [26] and
Visser [27].
(1)
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Table 2
Summary of the coefficients for the linear regression that was performed on the standardized data for the 11 markers of dehydration (excluding the ISP sensor).
Marker
Coefficient
p-value
95% CI+
95% CI−
Device CRT
Device SRT
Maximum temperature gradient
Age normalized heart rate
Age normalized respiratory rate
Core body temperature
Eye appearance
Mucous membrane dryness
Fontanelle appearance
Presence of tears
Neurological status
-
−-
−0.0959
−-
-
−-
−-
−0.231
−0.298
−0.026
−0.228
−0229
−0.420
−0.079
-
CI, confidence interval; CRT, capillary refill time; ISP, infrared spectrometry; SRT, skin
recoil time.
The sensor specificity and sensitivity were also calculated for
various dehydration threshold levels to produce receiver operating characteristic (ROC) curves, which were compared to the results obtained from the application of three conventional clinical
hydration scales (i.e., the CDS, WHO and Gorelick scales). From the
ROC curve the optimal specificity and sensitivity were determined
(based on equal weighting) and used as an indication of the devices’ feasibility to quantitatively assess dehydration.
Additionally, to explore whether a sensor fusion approach
would provide better predictive performance than each individual sensor, a linear regression model was developed using the results from the CRT, SRT and STP sensors along with eight other
clinical markers of dehydration recorded in the patient snapshots
including normalized heart rate, normalized respiratory rate, core
body temperature, eye appearance, fontanelle appearance, mucous
membrane dryness, presence of tears, and neurological status; with
the percentage weight loss due to water loss used as the output
of the regression. It should be noted here that the ISP sensor data
were omitted from the regression model due to the small test population (four infants). The results obtained from the normalized
linear regression analysis on the sensor data and the clinical markers, presented in Table 2, were used to select the predictors for a
second regression model based on a sensor fusion approach, which
was then implemented and tested.
The first regression analysis returned a coefficient for each predictor as well as a corresponding p-value. In general predictors
with a large coefficient and small p-value explain more variation
and correlate better to the outcome. The parameters which had
the largest coefficients and smallest p-values were then included
in the second sensor fusion based regression model. When deriving the final regression model, the unstandardized values of the
input and output variables were used so the algorithm could be
implemented without any scaling or unit conversion.
3. Results
3.1. Clinical evaluation of sensor performance
Fig. 2(a) shows the digitally measured CRT plotted as a function of the observed dehydration level as determined by post illness weight gain. From the figure it can be seen that digitally measured CRT did not correlate with the observed hydration level in
our study (p = 0.388, R2 = 0.023). The average CRT was 2.00 ± 1.04 s.
As can be seen from Fig. 2(b) the digitally measured SRT correlated
with the observed hydration level with an R2 = 0.247 (p < 0.001). It
is also interesting to note that the average SRT for all the patients
was around 0.079 ± 0.038 s. Fig. 2(c) shows that only a weak correlation (p = 0.04, R2 = 0.096) could be observed between the maximum temperature gradient and the observed dehydration. Fig. 2(d)
shows the grouped results for the ISP sensor for the wavelengths
1300 nm (‘࢞’) and 1480 nm (‘◦’). Both wavelengths exhibit a positive trend with a significance smaller than 0.05 (p = 0.011 and
p = 0.0 02 at 130 0 nm and 1480 nm, respectively) with correlations
of R2 = 0.34 and R2 = 0.48, at 1300 nm and 1480 nm respectively.
Measurements at 1480 nm have a lower intensity and are better
correlated than that at 1300 nm.
The results for the normalized linear regression of all the available predictors (excluding the ISP sensor, due to its small population size) are summarized in Table 2. The R2 value for the complete
model (based on all 11 markers) is 0.478.
The results from the regression analysis in Table 2 were then
used to compare the predictors and to select the digital sensors to
be included in the sensor fusion regression model:
Hydration marker = −1.58 + 60.6 × SRT
+6.7 × Maximum temperature gradient (2)
Fig. 3(a) shows a scatter-plot of the hydration marker as calculated by the sensor fusion regression model in Eq. (2). With an
R2 value of 0.244 and a p-value of 0.0012 it can be seen that the
correlation between the sensor fusion marker and the reference
weight gain is better than any other input parameter, however, it
is only marginally better than that of the SRT sensor by itself. Fig.
3(b) shows the corresponding ROC curves for detecting 5% and 10%
dehydration. The areas under the ROC curve for detecting both 5%
and 10% dehydration are 0.86 and 0.87, respectively.
Fig. 3(c) shows the best sensitivity and specificity combination
for each of the sensors as well as the clinical scales (CDS, Gorelick
and WHO), for detecting the presence of dehydration greater than
or equal to 5%. The sensitivity and specificity of the fusion model
is 0.90 and 0.78 respectively, slightly better than for the SRT sensor (0.80 and 0.84 respectively). Additionally, the CRT sensor exhibited a sensitivity and specificity of 0.60 and 0.50 respectively
while the STP exhibited 0.90 and 0.50. The specificity and sensitivity achieved by the ISP sensor for cohort A are also shown for
each wavelength investigated. The figure shows that a higher overall sensitivity and specificity were obtained at 1480 nm (sensitivity:
1.0, specificity: 0.86) than at 1300 nm (sensitivity: 1.0, specificity:
0.79) and the SRT sensor. The best performing clinical dehydration
scale was the Gorelick scale (sensitivity: 0.56, specificity: 0.56).
4. Discussion
The results presented in Fig. 2 show the performance of the
four hydration sensors obtained from the clinical tests on infants.
The poor correlation (R2 = 0.023, p = 0.388) seen in Fig. 2(a) for the
CRT sensor can partially be explained by the restlessness of the infants during testing which introduced significant artifacts into the
data. This also makes it difficult to compare the performance of the
Please cite this article as: C. Visser et al., Investigation of the feasibility of non-invasive optical sensors for the quantitative assessment
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Fig. 2. Raw hydration markers plotted with respect to observed dehydration level as determined by post-illness weight gain for the four hydration sensors: (a) CRT, (b) SRT,
(c) STP, (d) ISP.
CRT sensor to that reported previously in the literature [9,10]. Fig.
2(b) shows a fairly strong correlation between the SRT sensor readings and observed dehydration (relative to correlations reported for
other hydration markers in the literature [32]). It is interesting to
note that the recoil times were usually short (trecoil < 0.1 s) relative to conventional manually recorded recoil times which are captured on a scale that only discriminates between instant, less than
2 s and more than 2 s. There are two likely explanations for this
phenomenon. First, infants have very elastic skin, especially when
not severely dehydrated. Second, it is possible to observe different
phases during one skin recoil event, in the frame by frame analysis.
In the first distinct phase the skin moves normally with respect to
the underlying tissue, in the second phase the skin moves laterally
with respect to the underlying tissue. In this study the SRT was defined as the duration of the first phase because it could be reliably
captured from the acquired images. However, in conventional manually performed SRT the clinicians typically use both phases when
estimating the skin recoil time since it is challenging for a human
observer to react in the very short time period corresponding to
the first phase of skin recoil. Another possible explanation is that
it is easier to perceive the skin motion rather than the shape of
the skinfold in such a short time when observing with the naked
eye.
The positive relationship between maximum temperature gradient and dehydration level in Fig. 2(c) supports the initial hypothesis that higher temperature gradients can be expected for
more dehydrated patients, however, the correlation is fairly weak
(R2 = 0.096). This may be attributed to confounding factors such
as weather and climate control. The ISP data shown in Fig. 2(d)
are consistent with theory since the intensity of both wavelengths
increases with the onset of dehydration. This is indicative of the
absence of chromophores linked to reduced blood flow in the skin
due to vasoconstriction in an attempt to maintain homeostasis.
The correlation coefficients in Table 2 can be used to compare the predictive value of the various markers to one another
(in our study). According to the output from our regression equation the predictors that performed best in the infant study are,
in descending order: SRT, heart rate, neurological status and maximum temperature gradient. This finding corresponds favorably
with the results reported by Duggan et al. [32] in a study on 135
infants (ages 3–18 months) in which the prognostic value of various clinical indicators of infant hydration was investigated. They
used post-illness weight gain as the reference and multiple regression to rank the value of the various predictors. They found
SRT (R2 = 0.14, p = <0.001), altered neurologic state (R2 = 0.062,
p = 0.002), sunken eyes (R2 = 0.023, p = 0.052) and dry mucous
membranes (R2 = 0.017, p = 0.082) to be the clinical signs that best
corresponded with dehydration level. The R2 value for their total
regression model was 0.244 and the p-value for their regression
model was <0.001. This is similar to what was found with the sensor fusion model presented in this study, with a R2 value of 0.244
and p-value of 0.0012.
In this sensor fusion model the SRT and STP markers were combined into a single predictor. Fig. 3(a) shows the output of the derived regression model for each measurement case plotted with
respect to the reference dehydration level at each time interval.
From Fig. 3(a) and (b) one can observe a strong correlation between the output of the fusion model and the reference hydration
state. As seen in Fig. 3(c) the combined predictor performed better than either of its input predictors in terms of sensitivity and
Please cite this article as: C. Visser et al., Investigation of the feasibility of non-invasive optical sensors for the quantitative assessment
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Fig. 3. (a) Predicted dehydration from the fusion algorithm. (b) The fusion algorithm ROC curve. (c) Comparison of sensor sensitivity and specificity performance with the
CDS, WHO and Gorelick scales.
specificity. However, the combined predictor performs only
marginally better than the SRT sensor. This can be explained by the
following (1) the combined predictor of a linear regression will always have a better or equal correlation to the reference than any of
its constituent predictors; and (2) the coefficient of the SRT in the
normalized regression model is significantly larger than that of any
of the other predictors so the SRT predictor therefore dominates
the fusion model. The area under the ROC curves for the fusion
model is also slightly higher than that of the SRT sensor for similar reasons. High specificity and sensitivity were found with the ISP
sensor at both wavelengths which implies or comparable or better
performance than the CDS, Gorelick and WHO scales. This result
is not statistically significant due to the small test population of
the ISP sensor and therefore cannot be considered conclusive. The
ISP results are nevertheless reported to motivate further research
in the field.
Overall the results presented here seem quite promising. The
digital assessment of SRT and ISP in our study outperformed all the
individual markers for infant dehydration assessment that were reviewed by Steiner [20]. The STP sensor achieved similar sensitivity
and specificity as clinically measured CRT, which was the highest
performing marker in the Steiner review (sensitivity: 0.65 specificity: 0.85). Furthermore, the STP–SRT fusion model outperformed
the “gold standard” CDS, WHO and Gorelick hydration scales as implemented by the physicians during the study. These clinical hydration scales performed better in the reviews by Pringle [6] and
Jauregui [7] in terms of sensitivity and specificity, however, failed
to achieve comparable performance to the fusion model in the current study. This suggests that these hydration sensors may show
promise for dehydration assessment in resource constrained settings pending further clinical evaluation.
Several challenges were encountered during the clinical evaluation of the sensors which may have influenced the quality of the
data obtained. In particular, the uncontrolled movement of infants
during sensor testing introduced many artifacts into the acquired
data. This was mitigated partially by implementing supplementary, quality enriching algorithms and repeated measurements, and
by performing measurements when the mother was soothing the
infant. Another major challenge was the irregularity of measurements taken by the clinical staff during their rounds. This occurred
partly due to high patient loads and consequent patient prioritization, with higher risk patients seen more often than lower risk
ones. Finally, the sparse availability of candidates led to a small
sample size of infants for evaluation of the sensor performance
which makes only a basic assessment of the sensors’ feasibility
possible.
5. Conclusion
The basic feasibility of assessing infant dehydration using various non-invasive optical sensors based on the quantitative and objective measurement of four markers of dehydration: (i) skin turgor, (ii) capillary refill time, (iii) skin temperature gradient and (iv)
infrared absorption as a surrogate measure of tissue water content,
was investigated in this study. A fusion algorithm based on two of
the sensors (SRT, STP) produced a sensitivity and specificity (0.90,
0.78) greater than that of the Gorelick (0.56, 0.56) and CDS (1.0,
0.2) scale. It also produced a greater sensitivity and comparable
Please cite this article as: C. Visser et al., Investigation of the feasibility of non-invasive optical sensors for the quantitative assessment
of dehydration, Medical Engineering and Physics (2017), http://dx.doi.org/10.1016/j.medengphy-
JID: JJBE
ARTICLE IN PRESS
[m5G;July 19, 2017;18:50]
C. Visser et al. / Medical Engineering and Physics 000 (2017) 1–7
specificity with regards to the WHO scale (0.13, 0.79). Overall, the
results from this study suggest that objective and quantitative assessment of infant dehydration may be possible. However, further
evaluation of the sensors on a large sample population is needed
before deploying them in a clinical setting.
Conflict of interest
Kiran Dellimore is employed by Philips Research Europe.
Ethical approval
Ethical approval was obtained from the Stellenbosch University Human Research Ethics Committee (Ref#: S13/10/204—
“Quantitative Hydration Sensor Development Infant Testing”).
Acknowledgments
This study was supported by Philips Research Asia philips funding is S003021 and the Technology and Human Resources for Industry Programme (THRIP) funding is IPR TP-. Gratitude is also expressed to the late Prof. Cornie Scheffer and Dr. Jos
van Haaren.
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of dehydration, Medical Engineering and Physics (2017), http://dx.doi.org/10.1016/j.medengphy-